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Judicial Watch • Karl S. Forester – 2006

Karl S. Forester – 2006

Karl S. Forester – 2006

Page 1: Karl S. Forester – 2006

Category:Federal Judges

Number of Pages:7

Date Created:September 14, 2007

Date Uploaded to the Library:October 18, 2014

Tags:Forester, Karl S Forester, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act j978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. opp. IOI-I Person Reporting (last name, first, middle initial) Forester, Karl Court Organization United States District Court Date Report 05/14/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Article Ill Judge Sa. Report Type (check appropriate type) Nomination, Dale Initial Annual Final Reporting Period 0110112006 12/31/2006 
Sb. Amended Report Chambers Office Address P.O. Box 2165 Lexington, 40588 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking th.e NONE box for each part where you have 110 reportlible i11/ormatio11. Sign 011 /ast page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[KJ NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
Date Report 
Forester, Karl 
05/14/2007 
Ill. N-INVESTMENT ME. (Reporli11g i11divid11a/ a11d spo11se; see pp. 17-24 i11str11ctions.) Filers Non-Investment Income 
[EJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -lfya11 ere married d11ri11g any portion 0/1/ze reporting year, complete this sectio11. 
(Dollar amount not required except for honoraria.) 
(EJ NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
JV. REIMBURSEMENTS --trnmportation, /odgi11g,Jaod, entertainment. 
(Includes those jpouse and dependent children. See pp. 15-27 instructions.) 
(EJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
Date Report 
Forester, Karl 
05/J 4/2007 
 
 
V JFTS. (Includes those spouse and dependent childre11. See pp. 28-31 i11str11ctio11s.) 
DESCRIPTION VALUE 
VJ. LIABILITIES. (Includes those spouse and dependent chi/dm See pp. 32-33 ofinstructio11s.) 
[KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Name Person Reporting 
Date Report 
 
Forester, Karl 
05/14/2007 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those oftlze spouse and dependent c1zudre1c see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(I) 
Place (X) afler each asset Amount Code 
cxempl from prior disclosure (A-HJ Phoenix Small Cap Value Fund 
(2) (I) 
Type (e.g. 
Value 
div., rent, 
Code in!.) 
(J-P) 
Dividend 
(2) 
 
Value 
Method 
Code 
 
(Q-W) 
(I) 
Type (e.g. buy, sell, rcdemplion) 
Transactions during reporting period 
 
(2) Date Monlh Day 
(3) Value Code 
(J-P) 
(4) Gain Code 
(A-H) 
(5) 
Identity 
buyer/seller (if private transaction) 
Xanscr Corp. Sell 117 
Wachovia Moncymart Funds Interest 
Duke Power Co. Dividend Income Gain Codes: =SJ ,000 less =SJ ,001 -$2,500 =52,501  SS,000 =$5,00  5,000 15,00 -550,000 
(See Columns and 04) =550,001  SJ00,000 =SJ00,001. SJ,000,000 =SJ,000,001. $5,000,000 =More than 55,000,000 Valul Codes 15,000 Jess =SJ5,00J  $50,000 =S50,00  00,000 =SI00,001 -5250,000 
(See Columns and 03) =5250,001  5500,000 =S500,00J 1,000,000 1,000,00 S5,000,000 =$5,000,001 -525,000,000 Value Method Codes =S25,000,00J -550,000,000 Cost {Real Estate Only) =More than 550,000,000 =Cash Market 
(See Column C2) 0Appraisa/ V=Other =Assessment Book Value ==Estimated 
 
Date Report 
Forester, Karl 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those the spouse and dependent c1titdre1c see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Asscls Income during Gross value end 
(including lnusl assets) reporting period reporting period 
(I) (2) {I) (2) 
Place (X) afler each assel Amount Type (e.g. Value Value 
cxempl from prior disclosure Code div., rent, Code Method 
(A-H) inl.) (J-P) Code 
(Q-W) 
(I) (2) Type (e.g. Date buy, sell, Month redemption) Day 
18. Microsoft Corp. Dividend 
Buy 
19. DPL Inc. Dividend 
Partial Sell 
20. 
Unit 473 SP Power Picks Portfolio 2005 
 
 
Redeemed 
21. 
Van Kampen Investments SP Powerpicks Dividend 
Buy 
Port 2006-I 
Transactions during reporting period 
 
(3) Value 
Code (J-P) 
(4) Gain Code (A-H) 
6/7 
416 
417 
(5) ldcnlily buyer/seller (ifprivale transaction) 
22. Nokia 
Dividend 
Partial Sell 
23. Ciena Corp. 
None 
8/3 
Buy lncome Gain Codes: 1,000 less 1,00 -S2,500 =S2,501 -S5,000 =S5,00J -Sl5,000 =SJ 5,001 -S50,000 
(See Columns and 04) $50,001 -SI00,000 SI00,001 -Sl,000,000 =SI ,000,00 -SS,000,000 =More than SS,000,000 Value Cod =SJ 5,000 less Si5,00J -S50,000 =550,001 -SJ00,000 =SJ00,001 -5250,000 
(See Colum and 03) S250.00 -S500,000 5500,001 -51,000,000 51,000,001 -55,000,000 =55,000,00 -525,000,01111 Value Method Codes S25,000,00I -S50,000,000 =Cost (Real Estate Only) =More than S50,00ll,OOO =Cash Market 
(See Column C2) lppralsal V=Other =Assessment Book Value =Es1imated 
 
Date Report 
05/14/2007 
Forester, Karl 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 
 
 
 
 
Date Report 
Forester, Karl 
05/14/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544