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Judicial Watch • Karl S Forester Financial Disclosure Report for 2006

Karl S Forester Financial Disclosure Report for 2006

Karl S Forester Financial Disclosure Report for 2006

Page 1: Karl S Forester Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:7

Date Created:September 14, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Forester, Karl S Forester, 2006, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act j978
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. opp. IOI-I Person Reporting (last name, first, middle initial) Forester, Karl Court Organization United States District Court Date Report 05/14/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Article Ill Judge  Sa. Report Type (check appropriate type) Nomination, Dale Initial  Annual Final Reporting Period 0110112006 12/31/2006  
Sb. Amended Report Chambers Office Address P.O. Box 2165 Lexington, 40588 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking th.e NONE box for each part where you have 110 reportlible i11/ormatio11. Sign 011 /ast page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[KJ  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[KJ NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Date Report 
Forester, Karl 
05/14/2007 
Ill. N-INVESTMENT ME. (Reporli11g i11divid11a/ a11d spo11se; see pp. 17-24 i11str11ctions.) Filer's Non-Investment Income 
[EJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -lfya11 "'ere married d11ri11g any portion 0/1/ze reporting year, complete this sectio11. 
(Dollar amount not required except for honoraria.) 
(EJ NONE (No reportable non-investment income.) SOURCE AND TYPE 

JV. REIMBURSEMENTS --trnmportation, /odgi11g,Jaod, entertainment. 
(Includes those jpouse and dependent children. See pp. 15-27 instructions.) 
(EJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Date Report 
Forester, Karl 
05/J 4/2007 

V JFTS. (Includes those spouse and dependent childre11. See pp. 28-31 i11str11ctio11s.) 
DESCRIPTION VALUE 
VJ. LIABILITIES. (Includes those spouse and dependent chi/dm See pp. 32-33 ofinstructio11s.) 
[KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 

Forester, Karl 
05/14/2007 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those oftlze spouse and dependent c1zudre1c see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(I) 
Place "(X)" afler each asset Amount Code
cxempl from prior disclosure (A-HJ Phoenix Small Cap Value Fund 
(2) (I) 
Type (e.g. 
Value 
div., rent, 
Code in!.) 
(J-P) 
Dividend 
(2) 

Value 
Method 
Code 

(Q-W) 
(I) 
Type (e.g. buy, sell, rcdemplion) 
Transactions during reporting period 

(2) Date Monlh Day 
(3) Value Code 
(J-P) 
(4) Gain Code 
(A-H) 
(5) 
Identity 
buyer/seller (if private transaction) 
Xanscr Corp. Sell 117 
Wachovia Moncymart Funds Interest 
Duke Power Co. Dividend Income Gain Codes: =SJ ,000 less =SJ ,001 -$2,500 =52,501  SS,000 =$5,00  5,000 15,00 -550,000  
(See Columns and 04) =550,001  SJ00,000 =SJ00,001. SJ,000,000 =SJ,000,001. $5,000,000 =More than 55,000,000 Valul' Codes ""S 15,000 Jess =SJ5,00J  $50,000 =S50,00  00,000 =SI00,001 -5250,000  
(See Columns and 03) =5250,001  5500,000 =S500,00J 1,000,000 1,000,00 S5,000,000 =$5,000,001 -525,000,000 Value Method Codes =S25,000,00J -550,000,000 "'Cost {Real Estate Only) =More than 550,000,000 =Cash Market  
(See Column C2)  0""Appraisa/  V=Other =Assessment "'Book Value ==Estimated  

Date Report 
Forester, Karl 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those the spouse and dependent c1titdre1c see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Asscls  Income during  Gross value end  
(including lnusl assets)  reporting period  reporting period  
(I) (2)  {I) (2)  
Place "(X)" afler each assel  Amount Type (e.g.  Value Value  
cxempl from prior disclosure  Code div., rent,  Code Method  
(A-H) inl.) (J-P) Code 
(Q-W) 
(I) (2) Type (e.g. Date buy, sell, Month redemption) Day 
18. Microsoft Corp. Dividend 
Buy 
19. DPL Inc. Dividend 
Partial Sell 
20. 
Unit 473 SP Power Picks Portfolio 2005 

Redeemed 
21. 
Van Kampen Investments SP Powerpicks Dividend 
Buy 
Port 2006-I 
Transactions during reporting period 

(3) Value 
Code (J-P) 
(4) Gain Code (A-H)
6/7
416
417 
(5) ldcnlily buyer/seller (ifprivale transaction) 
22. Nokia 
Dividend 
Partial Sell 
23. Ciena Corp.
None 
8/3 
Buy lncome Gain Codes: ""S 1,000 less 1,00 -S2,500 =S2,501 -S5,000 =S5,00J -Sl5,000 =SJ 5,001 -S50,000  
(See Columns and 04) "$50,001 -SI00,000 "SI00,001 -Sl,000,000 =SI ,000,00 -SS,000,000 =More than SS,000,000 Value Cod =SJ 5,000 less "Si5,00J -S50,000 =550,001 -SJ00,000 =SJ00,001 -5250,000  
(See Colum and 03) "S250.00 -S500,000 "5500,001 -51,000,000 "51,000,001 -55,000,000 =55,000,00 -525,000,01111 Value Method Codes "S25,000,00I -S50,000,000 =Cost (Real Estate Only) =More than S50,00ll,OOO =Cash Market  
(See Column C2) "'lppralsal  V=Other =Assessment ""'Book Value =Es1imated  

Date Report 
05/14/2007
Forester, Karl 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 

Date Report 
Forester, Karl 
05/14/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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