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Judicial Watch • Katharine S. Hayden – 2012

Katharine S. Hayden – 2012

Katharine S. Hayden – 2012

Page 1: Katharine S. Hayden – 2012

Category:Federal Judges

Number of Pages:11

Date Created:May 12, 2014

Date Uploaded to the Library:July 08, 2014

Tags:Katharine S Hayden, katharine, Hayden, 2012, stock, Market, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2012 U.S.C. app. JOI-Ill) Person Reporting (last name, first, middle initial) Hayden, Katharine Court Organization District Court -DNJ Date Report 08/08/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Article III Judge -Senior Status  Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States District Court USPO Courthouse Building Newark, New Jersey 07101 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Board Directors  Federal Judges Association 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
08/08/2013
Hayden, Katharine 

IIJ. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 1112-12/12 	Partner, Law Finn 

ITEMS PAID PROVIDED Hotel, Transportation, Meals 	
Committee Defender 6-10-12 -6-12-12 Washington, Committee Meeting Hotel, Transportation, Meals Services 	
Committee Defender 12-2-12 -12-05-12 Naples, Committee Meeting Hotel, Transportation, Meals Services 

Date Report 
08/08/2013
Hayden, Katharine GIFTS. (Includes those spouse and dependent children: see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 

[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

08/08/2013
Hayden, Katharine 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) 
(2) (2) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) BROKERAGE ACCOUNT -Arbor Realty Trust Inc. Common Stock  Distribution -Consolidated Edison Inc. Common Stock  Dividend -Duke Energy (Holding) NKA Due Energy Corp New Common Stock  Dividend  See Note Part VIII -Encana Corp-Cad Common Stock  Dividend -Enterprise Prods Partners Common Stock  Distribution -GlaxoSmithKline PLC ADR Common Stock  Dividend -JP Morgan Chase Co. Common Stock  Dividend -Kimberly Clark Corp. Common Stock  Dividend  
10. -Nokia Corp. Sponsored ADR Common Stock  Dividend  Sold (part)  10/05112  
11.  Sold  10/08/12  
12. -Pentair Inc. Common Stock  Dividend  Merged (with line 85)  10/01/12  See Nate Part VIII  
13. -Pfizer Inc. Common Stock  Dividend  
14. -Sasol Ltd., Spans. ADR Common Stock  Dividend  
15. -Walt Disney Co. Common Stock  Dividend  Sold (part)  10/08/12  
16. -Altria Group Inc. Common Stock  Dividend  
17. -Aqua America Inc. Common Stock  Dividend Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=$15,00l-$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000  M=$100,001-$250,000  
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report 
08/08/2013
Hayden, Katharine 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) 
(1) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., 
Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, 
Code 
Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
(J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. -ATT Inc. Common Stock  Dividend  
19. -Chesapeake Energy Corp. Common Stock  Dividend  Sold (part)  09/17/12  
20.  Sold (part)  10/08/12  
21. -Honeywell Intl Inc. Common Stock  Dividend  
22. -Microsoft Corp Common Stock  Dividend  
23. -Mitsubishi UFJ Financial Group Inc. ADR Common Stock  Dividend  
24. -Procter Gamble Co. Common Stock  Dividend  
25. -Wal-Mart Stores Inc. Common Stock  Dividend  Sold (part)  04/27/12  
26. -CVS Caremark Corp. Common Stock  Dividend  Sold (part)  10/05/12  
27.  Sold (part)  10/08/12  
28. -Transocean Ltd Switzerland Common Stock  Dividend  Sold  10/05/12  
29. -Seaspan Corp Common Stock  Distribution  
30. -Energy Transfer Partners Common Stock  Distribution  
31. -Home Depot Inc Common Stock  Dividend  Sold (part)  10/08/12  
32. -Layne Christensen Common Stock  None  
33. -Lowes Companies Inc Common Stock  Dividend  
34. -McDonalds Corp Common Stock  Dividend  Sold (part)  10/05/12 Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=$15,001-$50,000  
(Seo Columns and D4)  F=$50,001 -$100,000  G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,00 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report 
08/08/2013
Hayden, Katharine 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 

(including trust assets) reporting period ofreporting period 
(1) 
(I) (2) 
(I) 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  

transaction) 
35. -Wells Fargo Common Stock  Dividend  Buy (add'!)  08/29/!2  
36.  Buy (add'  12/03/12  
37.  Buy (add'!)  12/20/12  
38.  Buy (add'!  12/21/!2  
39. -Bristol Myers Squibb Co. Common Stock  Dividend  Buy (add'!)  08/09/12  
40. -Conagra Foods Inc. Common Stock  Dividend  Buy (add'!)  12/21/!2  
41. -Deere Co. Common Stock  Dividend  
42. -El Paso Corp. Common Stock  Dividend  Sold  05/24/!2  See Note Part VIII  
43. -General Electric Co. Common Stock  Dividend  
44. Heinz Co. Common Stock  Dividend  
45. -Kellogg Co. Common Stock  Dividend  
46. -Kraft Foods NKA Mondelez Intl Inc. Common Stock  Dividend  See Note Part Vllf  
47. -National Oilwell Varco Inc. Common Stock  Dividend  
48. -Nus tar Energy Common Stock  Distribution  Buy (add'!)  09/07/12  
49. -Otter Tail Corp. Common Stock  Dividend  Sold  05/02/12  
50. -Parker-Hannifin Corp. Common Stock  Dividend  
51. -Philip Morris Intl Inc. Common Stock  Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$.001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$!00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =Sl5,000 less =$15,001 -$50,000 =$50,001-$!00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Csh Market  
(See Column CZ)  U=Book Value  V=Olher  W=Estimated  

Date Report 
Hayden, Katharine 
08/08/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spoase and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) 
(1) 
(5) 
Place "(X)" after each asset Amount Type (e.g., 
Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, 
Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) 
(J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) int) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000  G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=SI 5,000 less  K=$15,001 -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) Book Value  V=Other  W=Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 

instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 

(l) (2) 
(2) (I) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. -Whirlpool Corp Common Stock  Dividend  
70. -Casino Reinvestment Dev Auth Bond  Interest  
71. -NJ Higher Assistant Auth Bond  Interest  
72. -EI Pont Nemours Common Stock  Dividend  Buy (add'!)  12/03/12  
73.  Buy (add'!)  12/21/12  
74. -Eaton Corp Common Stock  Dividend  Sold  12/03/12  See Note Part VIII  
75. -Emerson Electric Common Stock  Dividend  Buy (add'!)  09/17/12  
76. -Nucor Corp Common Stock  Dividend  
77. -Virgin Islands Rev Bond  Interest  
78. -Citibank Bank Deposit Program  Interest  See Note Part VIII  
79. -Buckeye Partners  Distribution  Buy  05/02/12  
80. -Eaton Corp. PLC SHS Common Stock  None  Spinoff (from line 74)  12/03/12  See Note Part VIII  
81. -Kinder Morgan Inc. Common Stock  Dividend  Spinoff (from line 42)  06/01112  See Note Part VIII  
82. -Kraft Foods Group Inc. Common Stock  None  Spino (from line 46)  10/01112  See Note Part VIII  
83. -Mine Safety Appliances Common Stock  None  Buy  12/20/12  
84.  Buy (add'!)  I2/211l2  
85. -Pentair Ltd. Common Stock  Dividend  See Note Part VIII Income Gain Codes: =$1,000 less =$t,00t -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,00 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$;,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V==Other =Estimated  

Date Report 
08/08/2013
Hayden, Katharine 
VII. INVESTMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reponing period  

(I) (2) 
(I) 
(2) 
(I) 
(2) 
(4) (5) 
Place "(X)" after each asset Amount Type(e.g., 
Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure div., ren 
Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
(J-P) Code 
redemption) (A-H) (if private 
(Q-W) transaction) 
86. -Weyerhauser Co. Common Stock  None  Buy  12/03/12  
87. -Xylem Inc. Common Stock  Dividend  Buy  07/27/12  
88. BROKERAGEACCOUNT#2  
89. -Fidelity Investments Money Market Account  Dividend  
90. -Western Assset Municipal Money Market  Interest  
91. BROKERAGEACCOUNT#3  
92. -Citibank Bank Deposit  Interest  
93. IRA/40 ACCOUNTS  
94. -IRA Smith Barney Money Funds Inc. ass  Interest  
95. -IRA Smith Barney Money Funds Class  Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$!00,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Ca>h Market  
(See Column C2) =Book Value  V=Other  W=Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport) 

Part VII-Line -Due .333 Reverse Split 7/5/2012, shares Duke Energy Corp. (Holding Company) Common Stock were exchanged for Duke Energy Corp. New Common Stock and cash lieu fractional shares 
Part VII, Line and Line -Due Merger 10/112012, shares Pentair Inc. (Line 12) were exchanged for Pentair Ltd. Common Stock (Line 85) 
Part VII-Lines and Line -Due Merger 6/1/2012, shares Paso Corp.(Line 42) were exchanged for cash and shares Kinder Morgan Inc. (Line 81) and WTS Kinder Morgan Inc. However, WTS Kinder Morgan Inc. value under $1000 and therefore not reportable. 
Part VII, Line and Line -Due Stock Dividend, holders Kraft Foods Inc. (Line 51) received shares Kraft Foods Group Inc. Common Stock (Line 82) 
Part VII-Line -Due Name Change 10/5/2012, Kraft Foods Inc. Common Stock now known Mondelez International Inc. Common Stock 
Part VII-Lines and Line -Due Merger 12/3/2012, shares Eaton Corp. (line 81) were exchanged for cash and shares Eaton Corp. PLC (Line 80) 
Part Vil-Line -Citibank Bank Deposit Program sweep money market bank account 

Date Report 
08/08/2013
Hayden, Katharine 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signature; Katharine Hayden 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544