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Judicial Watch • Kathryn H. Vratil – 2008

Kathryn H. Vratil – 2008

Kathryn H. Vratil – 2008

Page 1: Kathryn H. Vratil – 2008

Category:Federal Judges

Number of Pages:14

Date Created:October 21, 2009

Date Uploaded to the Library:December 30, 2014

Tags:Kathryn H Vratil, KATHRYN, Estate, Market, 2008, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, financial, income, Judge


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Vratil_Kathryn_H 
 
Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-U filing instructions.) Filers Non-Investment Income 
!2J NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2008 ATT pension 
 
 
 
JV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; supp. 31-33 filing instructions.) 	NONE (No reportable liabilities.) CREDITOR 
 
 
VALUE CODE 
Student Loans 
 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 of.filing insrructions.J NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
 
(See Columns and 04) =$50,001 -$100,000 =SI00,001 -SI ,000,000 Value Codes =S15,000 less =$15,001 -$50,000 =S50,00I -SI00,000 =SI00,001 -5250,000 
(See Columns and 03) =$250,001 -$500,000 =SI00,001 -SI,000,000 =Sl.OOO,OOl -S5,000,000 =$5,000,001 -$25,000,000 S25,000,00I -SI0,000,000 =More than SI0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V:cOther =Estimated 
 
VII. INVESTlIENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent chitdren; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =Sl,000 less 1,00  S2,500 C=S2,501-S5,000 O=S5,00l-SIS,OOO =Sl5.00I -S50,000 
(See Columns and 04) =SS0,001 -SI00,000 G=SI00,001 -Sl,000,000 =SI ,000,00l -S5,000,000 =More than S5,000,000 Value Codes =SI 5,000 less =Sl5,00I -SS0,000 L=550,001 -SI00,000 =SI 00,00 -$250,000 
(See Columns and 03) =$250.00  S500,000 =$500,001 SI ,000,000 =Sl,000,001 -S5,000,000 =S5,000,00I -$25,000,000 =S25,000,00I -$50,000,000 P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value V..ather =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc/udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Name Person Reporting Date Report 
VRATIL, KATHRYN 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(2) 
(1) 
(3) 
(2) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
86. 
 
87. 
 
88. 
 
89. 
Janus Growth Income Fund Dividend 
 
 
Type (e.g., buy, sell, redemption) 
Buy 
Buy 
Sold 
Buy 
Date 
Month- 
Day 
 
09-23 
12-10 
12-11 
03-31 
Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
Buy 06-30 
94. 
Buy 09-30 
Sold 12-11 Guardian Investor Class Neuberger None Sold 12-11 
Berman Schwab Health Care Fund 
Sold 12-11 
None 
95. 
Schwab Cash Reserves Dividend 
96. 
Schwab Yield Plus Selec Shares Dividend Buy 01-31 
 
98. 
Buy 02-29 
Sold 03-11 
Citigrp Cap XVI 6.45% due 12/31/66 Interest 
100. JOI. 102. Vanguard Total Stock Mkt Stk Mkt Vipers Dividend Sold (part) Buy Sold (part) 02-29 04-01 05-15 Income Gain Codes: (Sec Columns and 04) Value Codes (Sec Columns and 03) Value Method Codes (See Column C2) A=Sl,OOOor lcss =$50,001 -SI00,000 15,000 less =S250,00 -$500,000 =S25,000,00I -S50,000,000 =Appraisal UBook Value =Sl,001 -S2,l00 =SIOO,OOl -Sl,000,000 =$15,001 -550,000 =$500,001 -Sl ,000,000 =Cost (Real Estate Only) =Other C=S2,l01-S5,000 =Sl,000,001 -SS.000,000 =$50,001 -SI00,000 =Sl,000,001 -$5,000,000 =More than Sl0,000,000 =Assessment =Estimated =S5,00I -SI l,000 =More lhan SS,000,000 =$100,001 -5250,000 =Sl,000,001  S25,000,000 =Cash Market =Sl5,00I -S50,COO 
 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Name Person Reporting Date Report 
VRATIL, KATHRYN 0510612009 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) porting period reporting period 
(I) (2) (2) 
(4) (5) 
Place (X) after each asset Amount exempt from prior disclosure 
Code (A-H) 
120. Gabelli Asset Fund AAA (IRA) 
121. 
122. Alger Smallcap and Midcap (IRA) 
123. Schwab Value Advantage 
124. 
125. Gabelli Small Cap Growth 
 
Type (e.g., div., rent. int.) 
Dividend 
None 
Dividend 
Dividend 
Value Code (J-P) 
Value Method Code 
(Q-W) 
Type (e.g., buy, sell, redemption) Date Month-Day 
Buy 03-07 
Buy 12-29 
Buy 03-07 
Buy 03-11 
Sold (part) Buy 08-21 08-21 
 
Value Code (J-P) 
Gain Identity Code buyer/seller (A-H) (if private 
transaction) 
126. Buy 11-26 
127. Sold 12-11 
128. PIMCO Total Return Fund Dividend Buy 08-21 
 
129. Buy 08-29 
 
130. Buy 09-30 
131. Buy 10-31 
132. 133. Buy Buy 11-28 12-10 
 
134. Buy 12-31 
135. 
iShares Lehman Dividend Buy 08-25 
 
136. 
Technology Select Sector SPDS a/k/a Sector Dividend Buy 09-18 SPDR Tech Select Income Gain Codes: 1,000 less =Sl,00  SZ. 500 =SZ, -SS,000 =SS.001 -SI ,000 E-Sl5,00I -S50,000 
{See Columns and 04) =S50.00! -$100,000 =SIOO,OOl -Sl,000,000 =Sl,000,001-SS,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 000 =$50,001 -SI00,000 =SI00,001 -$250,000 
(Sec Columns and 03) N=$250,00l -$500,000 =$500,001 -$1,000,000 =Sl,000,00  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ::..Assessment =Cash Market 
(Sec Column CZ) U=Book Value V=Other W=Estimatcd 
 
Name Person Reporting 
Date Report 
VRA TIL, KATHRYN 
0510612009 
VII. INVESTlIENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during reporting period 
(1) Amount 
Code 
(A-H) 
(2) 
Type (e.g., 
div., rent, int.) 
Gross value end 
reporting period 
 
(I) Value Code (J-P) (2) 
Value 
Method 
Code 
 
(Q-W) 
(I) 
Type (e.g., 
buy, sell, 
redemption) 
Transactions during reporting period 
 
(2) Date Month-Day 
(3) 
GainValue Identity (J-P) 
Code Code buyer/seller 
(if private transaction) 
(A-H) 
137. Technology Select Sector SPDA alk/a Sec Dividend Buy 09-18 
tor SPDA Fincl Select 
138. Buy 10-01 
139. Janus Mid Cap Value Investor (IRA) Dividend Buy 09-19 
140. 141. Vanguard Total Stock Mkt Dividend Buy Buy 12-12 12-12 Income Gain Codes: :::S 1,000 less Sl,001 -$2,500 =SZ,501 -S5,000 D=S5,001-Sl5,000 =SI 5,00 -S50.000 
(See Columns and 04) =$50.001-SI00,000 =SI00,001  ,000,000 =Sl,000,001-$5,000,000 =More than SS,000,000 Value Codes =SI 5,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =SI00,001 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,00 1,000,000 =S1,ooo,001 -S5.ooo,ooo =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value  V=Other =Estimated 
 
Date Report 
Name Person Reporting 
05/06/2009VRATIL, KATHRYN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 
Note Section 
During 2008, Trust included the assets listed lines 5-9, 44-47 and 107. 
 
 
 
 
 
IX. CERTIFICATION. certiry that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)