Skip to content

Judicial Watch • Kevin P. Castel – 2012

Kevin P. Castel – 2012

Kevin P. Castel – 2012

Page 1: Kevin P. Castel – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Kevin P Castel, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, Codes, dividend, reporting, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Castel, .Kevin Court Organization S.D.N.Y. Date Report 07/23/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (active)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States Courthouse 
500 Pearl Street 
New York, 10007 

JMPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITJ NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director (ex officio former president)  St. John's School Law, Alumni Association (uncompensated) 
Trustee (ex officio former president) Federal Bar Council (uncompensated) 
Board Managers Havens Relief Fund Society (uncompensated) 

NYU School ofLaw (compensated) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PARTIES AND TERMS 10/27/03 Cahill Gordon Reindel LLP agreement connection with withdrawal from firm. (Copy agreement filed with 2006 FDR and those prior years.) 
3/4/13 Cahill Gordon Reindel LLP renouncement all future payments. (Copy filed with 2012 FDR.) 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  NYU School Law-teaching  $26,995.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 qfjiling instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  American Law Institute  9/20/12  Philadelphia,  Meeting  Transportion (reimbursed) food (furnished) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION  VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

07/23/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (3) (4) 
(5) Income Gain Codes: =$1.000 less =$1.001 -$2,500 =$2.501 -$5.000 =$5,001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

07/23/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. Brk Act NYC Ser 4/13 Interest 
Brk Act Camden Cent SCh DIST Interest 
Redeemed 03/15/12 
SER 4.5/14 
20. 
Brk Act NYS DORM Iona Coll Interest 
Redeemed 
09/06/12 
4.3/14 
21. Brk Act NYC Ser G/O 4.3/14 Interest 
Redeemed 
08/01/12 
(part) 
22. 
Brk Act NYC Ser 4.5/14[13] Interest 

23. 
Brk Act West Seneca Cent Sch 4.125/14 Interest 

24. 
Brk Act NYC Ser 4/14 Interest 

25. 
Brk Act #4Buffalo Ser 4.7/15 [12] Interest 

Redeemed 
11/15/12 
26. Brk Act NYC REF Ser G/O 75/15 Interest 
Redeemed
08/21/12 
Brk Act Pwr Au[LIP 4/15 Interest 
28. 
Brk Act#4 NYC Trans Fin 4/15 Interest 

29. 
Brk Act NYS Dorm Pres 4.2/15 [14] Interest 

30. 
Brk Act NYC Ser 5.25/15 [14] Interest 

31. 
Brk Act NYC Health Hosp 4.55/16 Interest Redeemed
02/15/12 
[12] 
32. Brk Act NYS Dorm Johns 5116 Interest Redeemed
09/10/12 
33. Brk Act Ser 5.25116 Interest 
34. Brk Act NYS Env Fae Corp Clean Wtr  Interest  
5/17 Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00I -$I 00.000  
(Sec Columns and 03) =$250.00I -$500.000 =$500.00 $1.000.000 =$1.000.001 -$5.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  
(See Column C2) =Book Value  V=Other =Estimated =$5.001 -$15.000 =$15.001 -$50.000 =More than $5.000.000 =$100.00 -$250.000 =$5.000.001 -$25.000.000 =Cash Market 

07/23/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mrn/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes:  A=$1,000 less =$1.00 -$2.500 =$2,501 -$5.000 =$5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 I00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.00I  $50.000 =$50.001 -$100.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500 ,000 =$500,00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ..Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

07/23/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) 
(2) (2) (I) (2) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. 	Brk Act NYS Env ACS Corp Clean Interest Redeemed 08/I 3/12 WTR Drink ing 
5.25/20 
Brk Act Metro SPTN TSPN Interest REV SER A5/20 
54. Brk Act NYC Ser 5/20[16] Interest Jncomc Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 4100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500,00I -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

07/23/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (3) 

Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 
Brk Act Trans 5.25/23 Interest 

70. 
Brk Act State Trans 5.25/23 Interest 

71. 
Brk Act Economic Dev Sch Interest Constr Ser 5.25/23 

72. 
Brk Act Elec Pwr Rev RFDG Ser Interest Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000  045.001 -$15.000 415.001 -$50.000  
(See Colmnns and D4) =$50.001 -$100.000 I00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less 415.001 -$50.000 =$50.001 -$!00.000 =$I 00.00 -$250.000  
(See Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

07/23/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (2) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  
(Q-W)  

86. Brk Act MTA FROG Ser 4.3/13 Interest Redeemed 07/01/12 
87. Brk Act NYS Dorm Columbia 5.25/13 Interest Redeemed 07/01/12 
88.  Brk Act New York City G/O Ser 5114  Interest  
89.  Brk Act New York G/O B/E Ser  Interest  
4/16  

Gain Code (A-H)  Identity buyer/seller (if private transaction) Income Gain Codes: =$1.000 Jess 41,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 I00.00 -$1.000.000 =$1.000.001 -$5.000.000  H2=More than $5.000.000 Value Codes =$15.000or less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$2 50.001 -$500.000 =$500,00I -$1,000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$2 5.000.000 =$2 5.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column  U=Book Value  V=Othcr =Estimated  

07/23/2013

VII. INVESTMENTS and TRusTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
103.  Brk Act KMB  Dividend  
104.  Brk Act KSS  Dividend  
105.  Brk Act MDT  Dividend  
106.  Brk Act MSFT  Dividend  
107.  Brk Act WMT  Dividend  

108. 109.  Brk Act WAG BrkAct#4 VIG  Dividend Dividend  
110.  Brk Act Citibank Bank Dep Program  Interest  
111.  BrkAct PWC  Dividend  
112.  Brk Act RIT  Dividend  
113.  Brk Act NYS Dev Corp Inc 6.5/18  Interest  
114.  Brk Act (Western Asset)MUNI  Interest  

MNY MKT PORT 
115. 
Brk Act EEM Dividend 

116. 
Brk Act PZI Dividend 

117. 
Brk Act MFS Intl New Disc Fund Dividend [MIDCX} 

118. 
Brk Act New York City MWF Interest Ser CPN 0/18 

119.  Brk Act NYS G/O BOS-A 0/19  Interest Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (Sec Column C2) =$1,000 less F=$50.00I -$100.000 =$15.000 less =$250 .001 -$500.000 =$25.000.001 -$50.000.000 =Appraisal =Book Value =$1,001 -$2.500 =$I 00.001 J.000.000 =$15.001 -$50.000 =$500.00 -$1.000.000 =Cost (Real Estate Only) V=Othcr =$2.501  $5.000 Ill =$1.000.001. $5.000.000 =$50.001 -$100.000 =$1.000.001  $5.000.000 =More than $50.000.000 =Assessment =Estimated  0=$5.001 -$15.000 =More than $5.000.000 =$100.001 -$250.000 =$5.000.001  $25.000.000 =Cash Market =$15.001 -$50.000  

07/23/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 fitinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) (2) (2) {I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120. Brk Act Comm 0/20  Interest  
121. Brk Act XLF  Dividend  
122. Brk Act LIPA PWR 5.67115  Dividend  
123. Brk Act SPY  Dividend  
124. Brk Act VIG  Dividend  
125. Brk Act PHX Oakhurst Strat Alloc A)VRTS Balance  Dividend  
126. Brk Act PHX Oakhurst lncGrowth VRTS Tactical  Dividend  
127. Brk Act #13 Fidelity Equity Jnc[FEQIX]  E  Dividend  
128. Brk Act Fidelity Inter Bond [FTHRXJ  Interest  
129. Brk Act Fidelity Capital Apprec [FDCAX]  Dividend Interest 
130. Brk Act #13 Fidelity Retire Mmkt[Cash Reserves] [FCRXX]  
131. Bank Act Chase Accounts  Interest  
132. Brk Act Fidelity Smart Account  Interest Income Gain Codes: =$1.000 less  B=$1,00 -$2.500  c=$2,501 -$5.000  D=$5,00l -$15,000  E=$15.001 -$50.000  
(Sec Colunms and D4)  f=$50.00 -$I 00.000  G=$ I00.00 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less =$15,001 -$50.000  L=$50.001 -$100.000 I00.00 -$250.000  
(See Columns and D3)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5,000.000  P2=$5.000.00 -$25.000.000  
P3=$25.000.001 $50.000,000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Date Report 
Castel, .Kevin 
07/23/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofrepor/.) 
Part VII, line of201 FDR. Brk Act#4 NYNY Ser Prefund 5.25/11 was inadvertently listed asset. was full redemption 11/01/l Value Code and Gain Code 
Part VII, line of2012 FDR. Brk Act #4. TFA Ser 5/20[15 was inadvertently omitted from the 2011 FDR. was buy 02/24/11 Value Code 
Part VII, line of2012 FDR. Brk Act #4. Dorm 5/21[!5 was inadvertently omitted from the 2011 FDR. was buy 1/31/11 Value Code 
Part VII, line 2012 FDR. Brk Act #4. Port Auth Cons Rev 5/22[15] was inadvertently omitted from the and 2011 Rs. was buy 

12/06/10 Value Code 
Part VII, line 110 of2012 FDR. Brk Act #4. VIG was inadvertently omitted from the 2011 FDR. was buy 12/20/11 Value Code 

07/23/20 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have 'been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: .Kevin Castel 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544