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Judicial Watch • Kevin P Castel Financial Disclosure Report for 2008

Kevin P Castel Financial Disclosure Report for 2008

Kevin P Castel Financial Disclosure Report for 2008

Page 1: Kevin P Castel Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:19

Date Created:December 4, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Nassau, BrkAct, Kevin P Castel, Castel, kevin, 2008, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED TES DISTRICT COURT 
SOUTIIERN DISTR ICT NEW YORK 
UNITEDSTTESCOURTHOUSE 
500 PEARL STREET 
NEW YORK. NEW YORK 10007-1312 

CHAMBERS KEVIN CASTEL 
UNITED STATES DISTRICT JUDGE 

August 19, 2009 
Honorable Bobby Baldock, Chair  
Judicial Conference the United States  
Committee Financial Disclosure  ........,  
One Columbus Circle, N.E.  (/) C-; ...0  
Washington, D.C.  20544  r--; O=:' CiJ  
f'I'  
Re: Calendar Year 2008  OJ> -rir --.,  
Dear Judge Baldock:  
..D writing respond your letter July 24. Please consider this letter (three copies which are enclosed) amendment filing. Part VII, page line 76, prior report, listed "Brk Act Bethlehem Cent Sch 5.125/14", but did not list this asset current report. was redeemed November 15, 2007 Value Code (K) and Gain Code (A) ... _2. In_Part.VII, page 18, line 231 in. prior reportJJisted'Brk Act CBE'_',_ but did not list this asset current report. was sold March 23, 2007 Value Code (K) and Gain Code (A). 
Please contact you have further questions. 
Castel, Kevin POSJTJ0NS. (R.eporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Director (ex officer director former president)  St. John's School Law, Alumni Association (uncompensated) Trustee (ex officio former president) Federal Bar Council (uncompensated) 10/27/03 Cahill Gordon Reindel LLP agreement connection with withdrawal from firm. (Copy agreement filed with 006 FDR and those prior years.) 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not requiredexcept for honi>raria.) 

SOURCE AND TYPE 

JV. RElMBURSEMETS -transportation, lodging, food, entertainment. (Includes those spiYuse antidependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED New York State Bar Associat ion, Commmercial and Federal Litigation Section  5/2/08-54/08  Manchester,  Speaker/honoree  Lodging and meals George Mason University Law Economics  717/08-7/9/08  Sedona,  Attendee seminar  Travel, lodging and meals Federal Bar Council  10/24/08-10/26/08  Lenox,  Panelist  Lodging and meals 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Inc1ut1es those spouse and dependent children; see pp. 3-t-6o filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period including trust assets) reporting period reporting period 
PJace "(X)" after each asset exempt from prior disclosure 
18. Brk Act NYS DORM REVS 5/08 
19.  Brk Act Nassau Ser 5/08  
20.  Brk Act Nassau Cty CO.MB SWR  
SER 5/08(Part VIII)  
21.  Brk Act #2NYC1FA Tax 4.25/08  
22.  Brk Act #2NYST LOC HGHWY  
RIDGE5/09  
23.  Brk Act NYS Dorm Revs New Island  
Hosp5.2/09  
24.  Brk Act SER 4.625110  
25.  Brk Act NYC Gen Oblig SER 5/10  

i6.  Brk Act NYS TWY AUTH 5.25/10 (/08)  Interest  Redeemed  4/1  
(part)  
27.  Brk Act RFDG Ser 5/10[08]  Interest  Redeemed  8/1  
(part)
 
28.  BrkAct#2 NYCG/O Ser 3.125/10 [4/10]  Interest  
29.  Brk Act Nassau Ser 5.25/10  Interest  
30.  Brk Act NYS Dorm Staten ISi  Interest 4.9/10  
31.  Brk Act NYC G/O SER 4.375/11  Interest  

32. Brk Act NYC G/O SER 5.4/11 (/07)(P art VIII) 

Interest 
Interest 
Interest 
Interest 
Interest  
Interest  
Interest  
Interest  

Interest 
(Q-W) transaction) 
Redeemed 7/1 
Redeemed 912 
Redeemed 914 
Redeemed 11/17 Redeemed 8/1 (part) 
Redeemed 5/15 
Brk Act NYS ENVFACS 5/11 Interest 
BrkAct#2 NYNY SerF 5.125111 Interest Income Gain Codes: =SJ,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000  E=Sl5,00I -$50,000  
(See Columns and 04) =$50,001 -$100,000 =SI00,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cub Market  
 (See Column C2) =Book Value  V=Other =Estimated NONE (No reportable income, assets, transactions.) 

vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 of.filing instructions.) NONE (No reportable income, assets, transactions.) 

Name Person Reporting 	Date Report 
Castel, .Kevin 	07/01/2009 
VII. INVESTMENTS and TRUSTS -income, varue, 1ransac1wns (Jnclu*s those spouse and dependent children; see pp. 34-60 offuing instrucwns.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(I) 
(2) (I) 
(2) (3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure 
69. 
Brk Act West Seneca Cent Sch 4.125/14 

70. 
BrkAct#2 NYC Ser 4/14 

71. 	
Brk Act Pwr Elec SYS [LIP 5/15(08] 

72. 
Brk Act Babylon Sch 5.25/15 

Amount Type(e.g., Code 
div., rent, (A-H) int) Interest Interest Interest Interest 
Value Code (J-P) 
Value  Type(e.g.,  Date  Value  Gain  Identity  
Method  buy, sell,  Month- Code  Code  buyer/seller  
Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  
Redeemed  612  

Brk Act NYS TWY 5/15 (/09) Interest 
Bi"kAct NY,NY Ser 5.25/15 (/09) Interest 
75.  BrkAct#2 NYC REF SerB G/O 5.75/15  Interest  
76.  Brk Act NY,NY RFDG Ser 5/15  Interest  Redeemed  1115  
(part)  
77.  Brk Act Pwr Au[LIPA) 4/15  Interest  

Btk Act Carle Place 5.4/15 Interest 	Redeemed 10/l 
79. 
Brk Act NYNY Ser 5.25/15 Interest 

80. 
Brk Act MTA 5.25/15 Interest 

81. 
Brk Act#2 NYC Trans Fin 4/15 Interest 

82. 
Brk Act NYS Dorm Pres 4.2/15[14) Interest 

83. 
Brk Act NYC Ser 5.25/15[14) Interest 

84. 
Brk Act NYC Health Hosp 4.55/16 Interest 

85. 
Brk Act Nassau Genlmpt Ser 5/16 Income Gain Codes: =$1,000 less 
(Sec Columns and D4) =$50,001 -$100,000 Value Codes =$15,000 less 
(See ColUDIDS and D3) N=$250,001 -$500,000 =$25,000,001  $50,000.000 Value Method Codes =Appraisal (See Column C2) =Book Value 
Interest =SI.001 -$2,500 =$100,00J. $1,000,000 =$15,001  $50,000 0=$500,001  $1,000,000 =Cost (Real Estate Only) 
V=Other 
Redeemed 
C=$2,501  $5.000 =Sl,000,001  $5,000,000 =$50,001  $100,000 =Sl,000,001  $5,000,000 =More than $50,000,000 =Auessment 
W=Estimated 
D=S5,00l -Sl5.000 =More than $5,000,000 =SI00,001 -$250,000 P2=$5,000,001  $25,000,000 =Cash Market =$15,001 -$50,000 
Date Report 
Name Person Reporting
07/01/2009 
Castel, .Kevin 
VII. INVESTMENTS and TRUSTS -income, value, transactUms (Includes those spouse and tkpendent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(5)(3) (4)(2)(2) (I)
(1) (2) (1) 
Value 
Gain 
Identity Code 
Date
Value Type(e.g.,Type(e.g., Value 
Code 
buyer/seller (A-H) int) buy, sell, 
Month-Code2
Code2 
Methodexempt from prior disclosure div rent, 
(ifprivate
Dayredemption)
Code3 
(J-P) (A-H)
(J-P) 
transaction) 

86. Brk Act# NYC G/O Ser 5.25/16 Interest 
Place "(X)" after each asset Amount 
87. Brk Act NYS Dorm Johns 5/16 Interest 
88. Brk Act NY, Trans Fin 4.75/16 Interest 
89. 
Brk Act LIPA 5.125/16 Interest Redeemed 612 

90. 
Brk Act Ser 5.25116 Interest 

91. Brk Act NYS Donn RVS City 5/16  Interest  Redeemed  8/1  
(part)  
92. same above  Redeemed  10/2  

Brk act NYS Env Fae Corp Clean Wtr Interest 5/17 
Brk Act RFDG Ser 5/17 Interest 
Brk Act NYC Ser G/O 5/17 Interest 
96. 
BrkAct#2 NYC Ser 5/17(15] Interest 

97. 
Brk Act NYS Dorm City 5/18 (/08 Interest Redeemed 7/1 (part) 
98. 
same above Redeemed 10/2 

99. 
Brk Act NYC SERB Gen Obi 5.375/18 Interest 08] 

100. 
Brk Act NYPWR [LIP 5/18 Interest Redeemed 612 

IOI. Brk Act NYS Dorm Josephs Interest 25/18 
102. Brk Act Bingbamtom 4.25/18(16]  Interest Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2)  A=Sl,OOOorless F=SS0,001-$100,000 =SI S,000 less N=$250,001 -$500,000 =$25,000,001  $50,000,000 =Appraisal =Book Value =$1,001 -$2,SOO =$100,001 -$1,000,000 K=SIS,001 -SS0,000 =SS00,001 -$1,000,000 =Cost (Real Estate Only) VsQther  C=$2,SOI -$5,000 =$1,000,001 -$.S,000,000 L=$50,001 -$100,000 =$1,000,001  $5,000,000 P4=More than $50,000,000 S=Assessment w=Estimated  D=$5,001 -SIS,000 =More thau S.S,000,000 =$100,001 -$250,000 P2=$5,000,001 -$25,000,000 =Cash Market =SIS,001 -SS0,000  

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

vn. IN"VESTl'lENTS and TRusTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructibns.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. rnvESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Vll. INVES Tl1ENTS and -income, varue, transactions (Includes those spouse and depent1m1 children: see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. IN"VESTMENTS and TRUSTS income, value, transaewns (Includes those spouse anddependent children; see pp. 14-60 ft/mg instructions.) NONE (No reportable income, assets, transactions.) 

VIIl. ADDITIONAL INFORMATION EXPLANATIONS. (JndicarepartofReportJ 

required reported and are omitted from the 2008 FDR.. 

PartVIl: INVESTMENTS AND TRUSTS Page4, line FDR for 2008. BrkAct#2 First Eagle Overseas Fund Class The sal 12/18/07 reported FDR 2007 was partial sale value codeJ and gain code with year end value code ofM value method Page line FDR for 2008. Brk Act [SB] Appreciation The sale 12/15/07 reported FDR 2007 was partial sale value code Kand gain code with year end value code ofK value method Page line FDR for 2008. Brk Act SCD. The redemption 6/1/07 reported FDR 2007 was partial redemption with value code and gain code with year end value code ofK value methbd Page line FDR for 2008. Brk Act SER AMBAC 5/08( /07). The redemption 6/1/07 reported FDR 2007 was partial redemption with value code Kand gain code with year end value code ofK value method 
code and gain code with year end value code ofL value method  
value code and gain code with year end value code value method 
value code value vethod 
value vode value method 

IX. CERTIFICATION. certify that all information given above (including information pertaining sponse and minor dependent children, any) accurate, true, and complete the best kilowledge and belief, and that any information not reported was withheld because met applicable statntory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY !NDIYlDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TffiS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544