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Judicial Watch • Kim M. Wardlaw – 2007

Kim M. Wardlaw – 2007

Kim M. Wardlaw – 2007

Page 1: Kim M. Wardlaw – 2007

Category:Federal Judges

Number of Pages:70

Date Created:December 12, 2008

Date Uploaded to the Library:December 31, 2014

Tags:Kim M Wardlaw, WARDLAW, partial, stock, 2007, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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NONE (No reportable positions.) 
 
 
 
IJI. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-N filing ins/ructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVJDED GJFTS.. (Includes 1hose spouse and dependent children; see pp. 28-31 filing insrructions) 
 
[Z] 	NONE (No reportable gijis.) SOURCE DESCRIPTJON VALUE 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTJON VALUE CODE Nonsecured line credit 
 
 
 
 
 
. 
Name Person Reporting 
Dale Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and STS -income, value, rransactions (includes those spouse and dependent children; see PP 34-60 filing insrrucrions.) NONE (No reportable income, assets, transactions.) 
Descnption Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure IRA Aflac Inc Dividend 
Agilent Technologies Inc 	None Buy 10117 
Air Products Chemicals Inc Dividend 
Alcoa Inc Dividend Buy 8/30 
Alcoa Inc 	Partial Sale 3/07 
 
 
 
American Medical Sys Hldgs 	Buy 4/J 
16. American Medical Sys Hldgs 	Buy 4/19 
American Medical Sys Hldgs 	Buy 4120 Income Gain Codes: ,000 less =$1 ,00 ->2,500 =52,501. >5,000 =>5,001  5,000 =5!5,;;;;:-$50,000 (See Columns and 04) =$50,001 $100,000 =$100,001  $1,000,000 =Sl,000,00!  55,000,000 =More than $5,000,00-0 
 Value Codes 515,000 less =$I 5,00 -$50,000 =>50,001 -$100,000 =SI00,00 -5250,000 (See Columns and 031_.. =5250,001 $500,000 =$500,001 -St,000,000 =SI ,000,00 -$5,000,000 =55,000,001  >25,000,000 
 =$25,000,001 -550,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) =As.sessmenf =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
Name Person Reporting 
Date Report 
Wardlaw, J(jm 
0810812008 
 
VII. INVESTMENTS and STS -income, value, transactians (includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Descript10n Assets (including trust assets) Income during reporting period ross value end reporting period Transactions dunng reporting period 
 
(2J (JJ 
(2J (IJ 
(2J (3J (4J (SJ 
Value Type (e.g., 
Date Value 
Gain Identity 
Type (e.g., ValuePlace (X) after each asset Amount Code 
exempt from prior disclosure Method buy, sell, Month-Code 
div., rent, Code 
Code 
buyer/seller 
 
Code redemption) 
Day 
(A-HJ int.) (J-P) 
(A-HJ 
{if private 
(J-PJ 
transaction) 
(Q-WJ 
__J American Medical Sys Hldgs Buy 512 
19. 
American Standard Dividend Partial Sale l/9 
 
20. 
American Standard Partial Sale l/J American Standard Sell 3122 
22. 
American Standard Spin Off 8/J Wabco Hldgs 
 
23. 
American Standard Sell l0/04 
 
24. 
Arch Coal Inc 
 
 
Dividend 
26. 
Astrazeneca PLC ADR 
Partial Sale 05104 
Dividend 
Astrazeneca PLC ADR 
Partial Sale l/J 
27. Astrazeneca PLC ADR 
Sell 1/13 
28. ATT, Inc. 
Buy 1112 Dividend 
ATT, Inc. 
Buy 6/27 
30. 
Autonation Inc None Sell 113 
 
31. 
Avon Products Inc Dividend 
 
32. 
BAE Systems PLC Spon ADR Dividend 
 
 
Baker Hughes Inc Dividend Partial Sale 10/9 
34. Barrick Gold Corp US$ Dividend Buy 4116 Income Gain Codes: (See Columns and D4) Vah; Codes {See Colwnns and 03) Value Method Codes (See Column C2) 1,000 less 550,001 -s100.000 $15,000 less =S250,00I -5500,000 =S25,000,00  S50,000,0-00 Appraisal Book Value =Sl,001  Sl,50-0 =SI00,001 -Si,00-0,000 15,00 -$50,00-0 =$50-0,001 -Sl,000,000 =Cosl (Real Esta1e Only) =51,501 ->.S,000 =$1,000,001 -S5,000,000 =$50,00 00,000 1,000,001 -S5,000,000 =-More than 550,000,000 Assessmenl Estimated =$5,001 -$15,000 =More than $5,000,000 =510-0,00t -S250,000 ns5.ooo.001 -s25.ooo,ooo =oCash Market =Stl,0-01 -550,000 
 
Name Person Reporting 
Date ReJ>rf 
Wardlaw, J(jrn 
08/08/2008 
 
VII. INVESTMENTS and STS -income, value, ITansacrions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions) 
Description Assets (including trust assets) Income dunng reporting penod Gross vaJue end reporting penod Transactions during reporting period 
(2) 
Place (X) after each asset exempt from prior disclosure Amount Code (AH) Type (e.g., div rent, int) Value Code (J-P) Value Method Code /,,IType (e.g., Date Value Gain Identity buy, sell, Month Code Code buyer/sellerf redemption) Day (JP) (A-H) (1f private 
 ___j 
 
35. 
Baxter International Inc Dividend Buy 7123 
36. 
Berkshire Hathaway Inc None 
 
37. 
Best Buy Inc None Buy 0/l 
 
Boeing Dividend Buy 6/29 
39. Boeing Buy 8/2] 
Campbell Soup Dividend Partial Sale 114 
 
Cincinnati Finl Corp Dividend 
Cisco Systems Inc None Buy 12/I 
Citadel Broadcasting Corp None Sale ofFrac 6/13 Income Gain Codes: ,000 less =$1,001  52.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001  S50,00-0 
(See Colwnns and D4) =S50,00 -SI 00,000 =SI00.001 -Sl .00-0,000 =$1.000,001 -S5,000,000 =More rhan $5,000,000 Value Codes =$15,000 less =$15.001 -$50.000 $50,001 ->100,000 =$100,001 -$250,000 
(See Columns nd D3) =$250,001  $500,000 :S00,001 -$1.000.000 =$1.000,00 $5.000,000 =s5,ooo.001  S25,oor,ooo =$25,000,001  $50,000,000 =More than S50,000,000 Value Method Codes Appraisal =Cost (Real Estate Only) =:Asses.smem =Cosh Market 
(See Column C2) =Book Value =Other Estimated 
 
 
Name Person Reporting 
Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instrucrions.J NONE (No reportable income, assets, transactions.) 
Descnptlon Assets Income during Gross value end Transactions during repornng penod 
(mcluding trust assets) reporting period reporting period 
 
(2) (I) (2) (I) (2) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date Value Gain Month-Code Code Day (J-P) (A-II) ---- ldenhty buy er/seller (If private transaction) 
52. Citadel Broadcasting Corp Spin Off 6113 The Walt Disney 
 
53. Citadel Broadcasting Corp Sell 1/14 
Citigroup Inc Dividend Sell 1117 
Coca-Cola Dividend 
56. 
Comcast Corp None Stock Split 2/21 
 
57. 
Compass Bancshares Inc Dividend Buy 219 
 
 
 
Delta Petroleum Corp None Buy 1/17 
66. 
Duke Energy Corp Dividend Spin Off 113 Spectra Energy 
 
67. 
Duke Energy Corp Partial Sale 
68. Duke Energy Corp Sell 7/18 Income Gain Codes. =SI ,000 less =SJ,001 -$2.500 $2,501. $5,000 S5,00J -$15,000 SJ5,00J -$50,000 
(See Columns and D4) =$50,00 -SI 00,000 =$I 00,00 -$I ,000,000 s1,ooo.001. s5,ooo,ooo =More than $5,000,000 Value Codes =.S 15,000 less =515,00J. $50,000 =550,00 ->I 00,000 s100.001 -s25o,ooo 
(See Colns and 03) =S250,00  $500,000 =$500,00 -SI ,000,000 =Sl ,000,001 -$5,000,000 s5,ooo.001 -S25,ooo.ooo s25,000,00J -550,000,000 c::.More lhan $50,000,000 Value Method Codes =Appraisal -=:Cost (Real Estate Only) =Asse-ssmenl Cash Market 
(See Column C2) =Book Value :=Other Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period repor1mg period 
 
(I) (2) (I) (I) (2) (3) (4) (5) 
Dale 
Place (X) after each asset Amount Type Value Value 
Code 
exempt from prior discJosure div., rent, Code Method buy, sell, 
Type (e.g., 
Value Gain Identity 
Code Code IMonth buyer/seller- 
(A-H) int) (J-P) Code redemption) 
Day (J-P) (A-H) (ifpnvateI (QW)_l transacnon) ------ 
69. East West Bancorp Inc Dividend 
Ebay Inc None Buy 5/18 
Emerson Electric Dividend Buy 3/22 
EOG Resources Inc Dividend 
73. Exelixis Inc None 
Exelon Corporation Dividend Sell 8/10 
75. Exxon Mobil Corp 
76. Federal National Mortgage Assoc. 
77. Fedex Corp 
78. Fifth Third Bancorp 
79. Fifth Third Bancorp 
80. Fluor Corp 
 
Dividend 
None 
Dividend 
Dividend 
 
Dividend Partial Sale 113 
Buy 11/30 
Buy 
10/10 
Sell 1114 
81. 
Forest Labs Inc None Partial Sale 
 
82. 
Forest Labs Inc Partial Sale 1/8 
 
83. 
Forest Labs Inc Partial Sale 614 
 
84. 
Forest Labs Inc Partial Sale 616 
 
 
85. Gallagher Arthur Dividend Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =SJ ,000 Jess =150,001  SI00.(>00 $15,000 Jess =$250,00 -5500,000 =S25,000,00I -S50,000,000 Appraisal =Book Value ,00 -S2,500 =SJ00,001 -St,000,000 =SJ),001 -S50,000 =S500,00  ,000,000 =Cost (Real Es1ate Only) =Other 
 
Partial Sale 12,501 -S5,000 Ill Si,000,001 -15,000,000 =S50,00J -SJ00,000 =St,000,001 -S5,000,000 More I.ban $50,000,000 ==Assessment =Es1una1ed 
518 15,001 -115,000 115,001 -S50,000 Ill =More than SS,000,000 =SJ00,001 -1250,000 =15,000,001 -125,000,000 Cash Market 
 
Name Person Reporting 
Dare Report 
Wardlaw, Kim 
08/08/2008 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instrucrions.J NONE (No reportable income, assets, transactions.) 
1----:scripti Assets	Jocome during 
Gross value end Transactions during porting penod 
(including trust assets) 
reporting period reporting period 
(2) (1)(1) (2) 
(2) (3) 
Date Value Code 
Place (X) aftereach asset 
Value Type (e.g., 
Value 
div rent Code (J-P) ..L. 
 
Month -1Code Method buy, sell, exempt from pno Cdisclosure 
 
Code 3(A-H) 
(J-P) 
redemption) 
Day 
(1f pnvale 
(Q-W) 
----ransactJon) 
 __J____ 
86. 
Gallagher Arthur 
 
 
Sell 519 
87. 
Gannett Inc 	None Buy 11/28 
 
88. 
Genentech Inc 	None Buy 2122 
 
89. 
Genentech Inc 	Buy 2128 
 
90. 
Genentech Inc 	Buy 12/J2 
 
91. 
General Dynamics Corp 	None Sell 1/5 
 
92. 
General Electric Dividend General Growth Properties Inc Dividend 
Partial Sale 3/J6 
94. Genpact Ltd 	None 
 
Buy 
95. Google Jnc 
None 
Heineken ADR Dividend 
Partial Sale 4/4 
Hewlett-Packard Dividend 
Partial Sale 2/23 
Buy 
96. Hanesbrands Jnc 	None 
99. HSBC Holdings PLC ADR Spon New Dividend 
Partial Sale J1/2 
JOO. HSBC Holdings PLC ADR Spon New 	Sell 1/8 
JOI. Idearc Inc Dividend Sell 316 
102. Illinois Tool Works Inc Dividend 
Income Gain Codes: ,000 Jess 
(St:; Columns and 04) =$50,001 $100,000 
Value Codes =.$15,000 Jess 
 
(See Columns and 03) =$250,001 -$500,000 =$25,000,001 -$50,000,000 
Value Method Codes =AppraJsal (See Column C2) =Book Value =Sl,001 -$2,500 =$100,001 -Sl,000,000 15,00 -$50,000 =S500.00 1,000,000 =Cost (Real Estale Only) =Other =$2,501 -$5,000 =Sl,000,001 -$5,000,000 =$50,001 -$100,000 =Sl,000,001 -$5,000,000 =More lhan $50,000,000 =Assessmen1 =Estimated =$5,001 -$15,000 =More llian $5,000,000 ,V0,001 -$250,000 =S5,000,00I -S25,000,ooo =$15,001 =Cash Market 
 
Name Person Reporting 
Date Repor1 
Wardlaw, Kim 
0810812008 
VII. INVESTMENTS and TRUSTS -income, value, rransactwns r1nc1udes those spouse and dependent children; see pp. 34-60 filing insrructions.J NONE (No reportable income, assets, transactions.) Description Assets Income dunng Gross value end Transactions during reporting period (including trust assets) reporting period reporimg period 
(2) (I) (2) (I) (3) (4) 
Place (X) after each asset exempt from prior disclosure 
103 lmclone Sys Inc 
Amount 
Code 
(A-H) 
104. 
Intel Corp 
 
105. 
International Business Machines Corp 
 
106. 
Jabil Circuit Inc 
 
107. 
Jabil Circuit Inc 
 
108. 
Jabil Circuit Inc 
 
109. 
Jarden Corp 
 
 
Type (e.g., div., rent, mt.) 
None 
Value Code (J.P) 
Value Type (e.g., Method buy, sell, 
Code redemption) 
Dividend 
Dividend 
Dividend Buy 
Buy 
Buy 
None Buy 
Date Value 
Month-Code 
Day (J-P) 
 
8/13 
8/14 
8/14 
8/21 
Gain Code (A-HJ 
Identity buyer/seller (if private transaction) 
110. Jarden Corp Buy 8/22 
111. Johnson Controls Inc Dividend Stock Split 1012 
112. JPMorgah Chase Dividend 
113. Kinder Morgan Management LLC None Partial Sale 2114 
114. Kinder Morgan Management LLC Partial Sale 5/15 15. Kinder Morgan Management LLC Partial Sale 8/14 16. Kinder Morgan Management LLC Partial Sale 1/14 Kraft Foods Inc Dividend Buy 5/10 18. Kraft Foods Inc Buy 116 Kraft Foods Inc Buy 12/l Income Gain Codes: (Sec Columns and 04) Value Codes (Sec Columns and DJ) Value Method Codes (Se Column C2) =Sl,000 Jess FS50,00! -SI00,000 =SI 5,000 less =S250,00I -S500,000 =S25,000,00I -S50,000,000 Appraisal -=-Book Value 1,00 -Sl,500 $100,001 -SJ,000,000 =$15,001 -$50,000 =$500,001  SJ,000,000 =Cost (Real Estate OnJy) =-Other S2,501 -SS,000 =SJ,000,00J. S5,000,000 SS0,001 -SJ00,000 =Sl,000,001  SS,000,000 More than $50,00-0,000 =Assessmeol Estimated D=S5,00J -Sl5,000 =More than .$5,000,000 =$I 00,00 -$250,000 =S5,000,001 -$25,000,000 T=Casb Marltet  rn.oo .ooo 
 
Name Person Reporting 
Date Report 
Wardlaw, )(jm 
08/08/2008 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets lncome dunng Gross value end Transactions during reporting period 
(including trust asseis) reporting period reporting period 
 
(1) 
(2) (3) (5) 
Value Type (e.g., 
Date Value Gam 
Identity 
(2) 
Place (X) after eacb asset Amount Type (e.g., Value 
 
Code 
Code Method buy, sell, Month-Code Code buyer/seller 
div., renl, mt.) (J.P) Code redemption) Day (A-HJ 
(if pnvale exempt from pnor disclosure (A-H) 
(Q-W) 
transacrion) 
l_l___ 
_L_____ 
120 Leggett Platt Inc Dividend Par1ial Sale 12/20 
121. 
Leggett Platt Inc Sell 12/21 
 
122. 
Level Communications Inc None Buy 0/3 
 
123. 
Lincare Holdings Inc None Par1ial Sale 
 
124. 
Lincare Holdings Inc Par1ial Sale 2/J4 
 
125. 
Lincare Holdings Inc Sell 3/J2 
 
 
 
Millennium Pharmaceuticals Inc None 
135. 
Motorola Inc Dividend Sell Ill 
136. National Instruments Corp Dividend Income Gain Codes. (Sec Columns and 04) Value CodC.: (See Columns and 03) Value Metbod Codes (Soe Column C2) =Si ,000 less F=S50,00l -SI00,000 :::$ 5,000 less =$250,001 -S500,000 =$25,000,00 -$50,000,000 =Appraisal =Book Value =Sl,001 -S2,500 =$100,001 -Sl,000,000 =$15,001 -$50,000 =$500,001 -SI,000,000 :::oCost (Real Estate Only) =Other =$2,501 -SS,000 1,000,001 -S5,000,000 =S50,00I -SI00,000 =Si,000,001. $5,000,000 :ooMore than SS0,000,000 =Assessment =Estimated =$5,001  $15,000 o:More than S5,000,000 0!100,001 S250,000 =S5,000,00I  $25,000,000 =Cash Markel 15,00 -550,000 
 
 
 
VII. INVESTMENTS and TRUSTS -income. value, rransacrions onctudes those spouse and dependent children; see pp. 34-60 offi/inc insrructions.J NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 
Dair Report 
 
Wardlaw, Kirn 
0810812008 INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes 1hose spouse and dependent children; see PP 14-60 fit inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
(I) 
(2) 
(I) 
(2) 
(5) 
Identity 
Value 
Value Type (e.g., Date 
Type (e.g., 
Value 
Place (X) after each ass Amount 
exempt from prior disc]os ure Code (A-H) div., rent, int.) Code (J-P) Method Code (QW) buy, sell, redemption) Month Day Code (JP) Code (AH) buyer/seller (if private traosacnon) 54. Pinnacle West Capital Corp Dividend Buy 9/21 
 
155. 
Pinnacle West Capital Corp Buy 9/27 
 
156. 
Pinnacle West Capital Corp Buy 9128 
 
157. 
Pinnacle West Capital Corp Buy 10/2 
 
158. 
Pinnacle West Capital Corp Buy 10/18 
 
159. 
Polycorn lnc None Buy 10/9 
 
 
 
167. 
Progressive Corp Ohio Buy 2/27 
 
168. 
Progressive Corp Ohio Buy 2/28 
 
 
169 Progressive Corp Ohio Buy 311 
170. Progressive Corp Ohio Buy 312 Income Gain Codes: (See Columns and 04) Value -Codes {See Columns and 03) Value Metbod Codes (See Column C2) =SJ,000 Jess =S50,00I  SI00,000 5,000 less n50,001  ssoo,ooo =S2l,000,00I  S50,000,000 =Appraisal Book Value ,00 -S2,500 =SlOO,OOl -Sl,000,000 $15.001  S50,000 =$500,001  Sl,000,000 osl (Real Estate OnJy) =Otber =S2,50 .S5,000 ,000,001  S5,000,000 =S50,00I  100,000 s1,ooo,001  s5,ooo,ooo =More than 550,000,000 =Assessment ::;Estimated =S5,00  Sll,000 =More lhan S5,000,000 100,0<  $250,000 s5,ooo,001 S25 ,ooo,ooo =Cash Market Sl5,001  S50,000 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes rhose spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Date Report 
08/08/2008 
 
VII. INVESTMENTS and TRUSTS -income, valu, transactions r1nc1udes those spouse and dependent children; see pp. 11-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting penod 
(4) 
(2) (l) (2) (I) (2) 
(I) 
 
Place (X) after each asset 
exempt from prior disclosure 
Amount 
Code 
 
Type (e.g., Value Value 
Type (e.g., Date Value 
Gain ldentity 
div., rent, Code Method buy, sell, Month -Code 
Code 
buyer/seller 
 
(A-H) 
Code redemption)or int.) Day (J-P) (A-H) (if private 
(Q-W) 
transaction) 
205. 
Sprint Nextel Corp Series 	Sell 1/22 
 
206. 
SSGA Money Market Fund Dividend 
 
207. 
Suncor Energy Inc US$ Dividend 
 
208. 
Suntrust Banks Inc Dividend Buy 4/17 
 
209. 
Suntrust Banks Inc 	Buy 5/l 
 
210. 
Target Corp Dividend The Walt Disney Dividend Spin Off 6/13 Citadel Broadcasting 
212. Time Warner Inc Dividend Partial Sale 8/13 
213. Time Warner Inc Sell 10/l 
214. Umpqua Holdings Corp Dividend Partial Sale 519 
215. Umpqua Holdings Corp Partial Sale 11/6 
216. Umpqua Holdings Corp Sell ll/8 
217. Unilever Shrs Dividend 
 
218. 
Union Pacific Corp Dividend Partial Sale 1/8 
 
219. 
United Parcel Service Inc Dividend Buy 5/l 
 
220. 
United Technologies Corp Dividend 
 
221. 
Unitedhealth Group Inc 	Income Gain Codes: =Sl,000 less 
(See: Columns and D4) =$50,001 -$100,000 Value Codes =$15,000or Jess 
(Stt Columns and DJ) =l;250,00I -$500,000 =S25,000,00I -$50,000,000 Value Method Codes =Appraisal (Stt Column C2) =Book Value 
Dividend =Sl,001 -$2,500 =SI00,001 -Si,000,000 =515.001 -;so,ooo =$500,001 ->I,000,000 osl (Real Es1a1e Only) :=Other Buy =12,501. 15,000 =Sl,000,001 -S5,000,000 =150,00t -5100,000 =Sl,000,001  S5,000,000 =More tllan S50,000,000 Assessment Eslimated 
5/17 =S5,00I -Sl5,000 =More than $5,000,000 =SI00,001 -$250,000 =S5,000,00I -S25,000,000 =Cash Market E=Sl5,00l 
 
 
VII. INVESTMENTS and TRUSTS income. value, transactions r1nc1udes those spouse and dependent children; see pp. 34..f,o fitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trusl assets) lncome during reporting period Gross value end reportmg period Transactions during reportmg penod 
 
(4) 
(2) (2) (I) (2)Value Type (e.g., Date 
(5) 
Code Code Place (X) after each asset 
exempt from prior disclosure Value 
Amount Type (e.g.,Code 
Code 
Identity buyer/seller Method buy, sell, Month-redemption) 
div., rent, 
(A-H) 
Code 
Day (J-P) (A-HJ(J-P) (ifprivateormt.) 
(Q-W) 
222. 
Umredhealth Group Inc Buy 9117 
 
223. 
Unitedhealth Group Inc Buy 9118 
 
224. 
Unitedhealth Group lnc Buy 10/30 
 
225. 
Unitedhealth Group Inc Buy 11/29 
 
226. 
Yerigy Lid None Sell 3/19 
 
227. 
Verizon Communications Dividend 
 
 
 
236. Wellpoint Inc Partial Sale 512 
237. Wellpoint lnc Partial Sale 9/19 
238. Wellpoint Inc Sell 9120 Income Gain Codes: (See Columns and 04) Value Codd,  (See Columns and 03) Value Method Codes (See Column C2) -$1,000 less =S50,00 -SI 00,000 =$15,000 Jess =$250,00t -$500,000 =525,000,00 -$50,000,000 Appraisal =Book Value 1,00 -$2,500 =SI00,001 -Sl,000,000 15,00 -SS0,000 =$500,001 -Sl,000,000 =Cost (Real Estate Only) =Sl,501 -$5,000 =Sl,000,00t -$5,000,000 =$50,001 -SI00.000 =Sl,000,001 -$5,000,000 =More I.ban $50,000,000 Assessment =Estimated =$5,001515,000 ::More than $5,000,000 =SIOO,OOt. 0150,000 =$5,000,00t -$25,000,000 =Cash Market =S15,00t -$50,000 
 
Value 
Name Person Reporting 
Date Report 
Wardlaw, J(jm 
08/08/2008 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
------. Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period 
reporting penod 
(2) 
Type 
(1) (2) 
Place (X) after each asset Amount exempt from prior disclosure (1) 
Value 
Type (e.g., Date 
Value 
Gain 
Identity 
Code 
Code Method buy, sell, Month -Code 
div ren 
Code buyer/seller 
(A-H) 
(J.P) Code redemp11on) Day (J-P) 
ormt 
(1f private 
(A-H) 
transaction) ___j (Q-W) 
--------- 
239 Wells Fargo Dividend Partial Sale Ill 
240. 
Whole Foods Market Dividend 	Sell 8/10 
 
241. 
Williams-Sonoma Inc Dividend 
 
242. 
Wyeth Dividend Buy 5123 
 
243. 
Wyeth 	Buy 5129 
 
244. 
Wyeth 	Partial Sale 8/15 
 
 
 
253. 
American Int! Group Com Stock Dividend 
 
254. 
Amgen Inc. Com Stock 	None Buy 5123 
 
255. 
Anadarko Petroleum Com Stock Income Gain Codes: oz.$1,000 less 
(See Colwnns and D4) F=S50,00 -SI 00,000 
Value Codes :o::s; 15,000 less 
 
(See Columns and DJ) 	N=5250,001 -$500,000 =$25,000,001 -$50,000,000 
Value thod Codes =Appraisal 
(Se< Column C2) U=Book Value 
 
 
 
Dividend 
B=Sl,001-52.500 =$I 00,00 1,000,000 15,00  $50 .00 =S500,00I  Sl,000,000 =Cos! (Real Estate OnJy) =Other Buy 
c=$2,501. $5,000 =Sl,000,001 -S5,000,000 =$50,001 -SI00,000 =Sl,000,001 -S5,000,000 =More than 550,000,000 =oAssessmenl Estimated 
1/23 =S5,00I -$15,000 =$15,001 -$50,000 H2=More than SS,000,000 =SI 00,00 $250,000 =S5,000,00I -$25,000,000 Cash Market 
Name Person Reporting 
Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, 1ransac1wns r1nc1udes those spouse and dependent children; see pp. 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets. transactions.) Description Assets Income dunng Gross value end ---- Transactions during reporting penod 
 
reporting period (mcluding trust assets) 
Place (X) after each asset reporting period 
(2) (2) Gow 
(3) 
Value 
Date 
Month- 
 
Value VAmount Type (e.g., 
ldeoti 
seller 
Type (e.g., div., rent., 
 
Code 
Code Method 
buy, sell, Code 
-Code redemptwn) Day 
JP) (J-P) 
 
(Q-W) 
Code buyer/exempt from prior disclosure (A-H) int.) (A(1f priv ate) transacrion) 
256. 
Applied Materials Com Stock Dividend Buy J/23 
 
257. 
Avery Dennison Com Stock Dividend 
 
258. 
BHP Billiton Com Stock Dividend Buy 1/23 
 
259. 
BHP Billiton Com Stock Partial Sale 8/6 
 
260. 
BHP Billiton Com Stock Partial Sale 10/3 
 
261. 
Biogen IDEC Com Stock None 
 
262. PLC ADR Com Stock Dividend 
 
263. 
Broadcom Corp Com Stock 
Buy 1/23 
None 
264. Broadcom Corp Com Stock 
 
Buy 11/14 
265. Burlington Santa Com Stock Dividend 
266. Capital One Financial Com Stock 
Sell 8/6 Dividend 
267. Caterpillar Com Stock Dividend 
Sell 5122 
268. Chevron Corp Com Stock Dividend Buy 1/23 
269. Cisco Systems Com Stock None Partial Sale 1/23 
270. 
Citigroup Com Stock Dividend Buy 11/14 
 
271. 
Colgate-Palmolive Com Stock Dividend 
 
 
272. Coming Inc Com Stock Dividend Income: Gain Codes: (Sec Columns and 04) Value Codes (Se< Columns and D3) Value Method Codes (Se< Column C2) 1,000 less =S50,00I -St00,000 =$15,000 less =$250,001 -S500,000 =S25,000,00I -$50,000,000 =Appraisal =Book Value =St,001 -S2,500 =SI00,001 -St,000,000 =St 5,00 -S50,000 =S500,00t -SJ,000,000 =Cosl {Real Estate Ooly) V=Other =>2.501 -55,000 =Sl,000,00t  S5,000,000 =$50,001 -St00,000 H.,,S 1,000,00 -$5,000,000 =More than SS0,000,000 o=Assessment =EstJmated =S5,00I -St5,000 More than $5,000,000 =SI 00,0G. -$250,000 =S5,000,00I -S25,000,000 =Cash Market 15,00t -S50,000 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
--- 
Desc ription Assets Income during Gross value end Transactions dunng reporting penod 
(including trust assets) reportfng period reporting penod -- 
(l) (2) (I) (2) 
(5) 
Date Value 
Gain ldentiry exempt from prior disclosure div., rent, Code Method buy, sell, 
Place (X) after eacb asset Amount Type (e.g., Value Value Type (e.g. 
Code Month Code 
Code buyer/seller (A-HJ mt) (J-P) Code redemption Day (J.P) (A-H) (if private 
transaction) ._____j 
273. 
CVS Caremark Com Stock Dividend Buy 319 
 
274. 
Danaher Corp Com Stock Dividend 
 
275. 
Dentsply Int) Com Stock Dividend 
 
276. 
The Walt Disney Co. Com Stock Dividend 
 
277. 
Ebay Com Stock None 
 
278. 
FPL Group Com Stock Dividend Partial Sale 319 
 
 
 
287. IDEARC Com Stock None Sell 1/23 
288 Intel Corp Com Stock Dividend 
289. Johnson Johnson Com Stock Dividend Buy 10/3 Income Gain Codes: (Sec Columns and D4) Value Codes (S Columns and DJ) )_Value Method Codes (See Column C2) =$1,000 less =$50.00  00,000 =SI 5.000 less . =$250,001 $500,000 =$25,000,00  550.000,000 0Appra.is.al =Book Value =$1,001. 52,500 =SI00,001  11,000.000 =Sl5.00I  150,000 =$500,00  1,000,000 =Cost (Real Estate Only) =Other =$2,501  SS,000 =SJ,000,001  S5.000,000 =$50,001  $100,000 1,000,00  $5,000,000 =More than )50,000,000 Assessment Estimated =S5,00t  $15,000 =Mon than $5,000,000 =5100,001 $250,000 =S5,000,00J  $25,000,000 =Ca.sh Market 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 1-60 ft/inc instructions.) 
NONE (No reportable income, assets, transactions.) 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value. rransacrions onc1udes those spouse and dependent children; see pp. 34-60 ft/inc insrructions.J 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during repor1ing period 
(including lrust assets) reporting period 
(1) (2) (3) (4) (5) 
Place (X) after each asset 1Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
 exempt from prior disclosure div., rent, Code Method buy, sell, Month  Code Code buyer/seller Code 
(A-H) int (J-P) Code redemptwn) Day (J-P) (A-H) (if private transactwn) 
307 Stericycle Inc Com Stock Partial Sale I0/3 
308. 
Sysco Corp Com Stock Dividend 
 
309. 
Target Corp Com Stock Dividend IO. Teva Pharm ADR Com Stock Dividend Bancorp Com Stock Dividend Buy I0/3 
312. United Natural Foods Inc. None Sell 2/23 
313. UnumProvident Corp. Com Stock Dividend 
314. Verizon Com Stock Dividend 
315. Vodafone ADR Dividend 
316. Vulcan Materials Com Stock Dividend Buy 10/3 
317. Zimmer Holdings Com Stock None Buy 10/3 
318. DFA Emerging Markets Fund Dividend 
319. DFA Large Cap Int] Fund Dividend Buy 1/23 
320. Large Cap lntl Fund Buy 10/3 
 
321. 
DFA Micro Cap Fund Dividend 
 
322. 
Powershares Clean Energy Fund Dividend Buy 5123 
 
 
323. Capital Trust Account income Gain Codes: (Sec Colwnns and D4) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) =.$1,000 les.s FS50,00J -SJ00,000 J=SI 5,000 Jess N=S250,00J -$500,000 S25,000,00 -S50,000,000 Appraisal =Book VaJu B=SJ,001 -S2,500 =SJ00,001 -Sl,000,000 5,00 -550,000 . 0=S500,00I -SJ,000,000 =Cost (Real Es1ate Only) =Oth2,500 $2,50  S5.000 SI00.001 -Sl.000.000 Sl.000,001  S5,000.000 115,001-$50.000 >50,001. SI00,000 s500,001. s1.ooo.ooo ,000,001 S5,000.000 More than S50,000,000 =Cost (Real Estale Only) =As.scssmeol o:Other ==Estimated 
611 S5.00!. Sl5,000 115,00  S50.000 Mo..c than 15,000,000 ;100,001 $250,000 ss,000.001 -S25,ooo,ooo =Cash Market 
Name Person Reporting 
Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
(I) (I) 
Place (X) after each asset Value Type (e.g., 
exempt from prior disclosure Code buy, sell, 
(J-P) redemplJon) 
 
443. 
Compass Bancshares Inc Sell 6/4 
 
444. 
Conocophillips Dividend Buy 7/2 
 
 
Conocophillips Buy 7/2 
446. 
Conocophillips Buy 7/3 
 
447. 
Coming Inc Com Dividend 
 
448. 
Costa Mesa PFA 5.0% 10-01-12 Interest 
 
449. 
Costco Wholesale Corp Dividend 
 
 
Partial Sale 
450. 451. Cucamonga Cop Wtr FGIC 5.0% 09-01-19 Danaher Corp Interest Dividend 
452. Davita Inc None Buy 2/15 
453. Davita Inc Buy 2116 
454. Davita Inc Buy 2/16 
 
Davila Inc 
Buy 5/16 
456. Dell Inc 
None 
Buy 211 
Delta Petroleum Corp None Buy 1/16 
458. Delta Petroleum Corp Buy 1/16 
Delta Petroleum Corp Buy 1/17 Income Gain Codes: =Sl,000 less =$1,001 -S2,500 =$2,501 -S5,000 =S5,00I 15,000 15,00 -$50,000 
(5 Columns and D4) =550,001. SI00,0-00 =SI0-0,0-01 -Si,000,00-0 1,000,001 -55,000,000 =More than $5,000,0-00 Value Codes =SIS,000 less =515,001 -$50,000 =S50,0-0i -SI 0-0,000 =SI00,001  $250,000 
(5 Columns and DJ) =$250,00  S500,000 =S50-0,00  1,000,000 =Sl,000,001 -S5,000,000 =$5,000,0-01  $25,00-0,000 =$25,00-0,001  550,000,000 More than .$50,000,000 Value Method Codes =-Appraisal =Cos1 (Real Estate Only) Assessment Cash Market 
(See Column C2) :o:Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, rransactwns (Includes those spouse and dependent children; see pp. 34-60 filing in.srrucrions.J NONE (No reportable income, assets, transactions.) 
 
Name Person Reporting 
Date Report 
 
08/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Name Person Reporting 
Dale Report 
Wardlaw, Kim 
0810812008 
 
VII. INVESTMENTS and TRUSTS -income, value, rransoc1wns r1nc1udes those spouse and dependent children; see pp. 34-60 filing insrrucnons.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Jncome during reporting penod Gross value end reporting penod Transactions during reporting period (I) (2) Idenof 
(if private 
 
Typ /Amount 
A-H) 
Value 
Type (e.g 
.or int) 
Place (X) after each asset 
exempt from prior disclosure 
 
Code Method Code Code buyer/seller 
buy, sell. Month Code redemption) Day (J-P) 
 
(A-H) 
(J-P) 
 
J__J 
 
Forest Labs Inc Partial Sale 616 
495. Fremont UHSD FGIC 5.0% 09-01-16 Interest 
496. 
Gallagher Arthur Dividend Partial Sale 
 
497. 
Gallagher Arthur Partial Sale 518 
 
498. 
 
 
Gallagher Arthur Sell 
499. Gannen Inc None Buy 11/28 
500. Gannen Inc 501. Gannett Inc 502. Genentech Inc 503. Genentech Inc 504. Genentech Inc 505. Genentech Inc 506. Genentech Inc None Buy Buy Buy Buy Buy Buy Buy l/29 12/11 2/16 2120 2/21 2/21 2/22 
507. Genentech Inc Buy 2/22 
 
508. Genentech Inc Buy 2/23 
509 Genentech Inc Buy 2/26 
510. Genentech Inc Buy 2/27 Income Gain Codes Sl,000 less =SI.DOI -$2,500 =$2,501 -$5,000 =$5,001 -$15,DOO 
(Sec Columns and 04) =$50.DO -$I 00,000 !00,00 -$1,000,000 1.000.00 S5.DOO.ODO =Mon than $5,000,000 Value Codes 15,000 less =Sil.DOI -Sl0,000 =550,001 -SIOO.ODO =St00,001 -S250,000 
(Se< Columns and DJ) =S250.DOI -S500.0DO =$500,00 1.000.0DO =$1.000,001  S5,000.0DO s5,D00.001 -n5,DOo.ooo =$25,000,DOI -SlO.OD0.000 =More than S.50,000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash Markct 
(S Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Dal< Report 
Wardlaw, )(jm 	08/08/2008 
 
VII. INVESTMENTS and TRUSTS -income, value, rransac1wns onc1udes rhose spouse and dependent children; see pp. 14-60 filing insrruc1ions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting penod (including trust assetsr eporting period reporting penod (l) (2) (I) (2) (1) (2) (3) (4) (5)Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div, rent. Code Method buy, sell, Month Code ICode buyer/selkr 
Code Day 
511 Genentech Inc 	Buy 2128 
512. 
Genentech Inc 	Buy 5114 
 
513. 
Genentech Inc 	Buy 12/10 
 
514. 
Genentech Inc 	Buy 2/1 15. Genentech Inc 	Buy 12111 
516. Genentech Inc 	Buy !2/12 I7. Genentech Inc 
Buy 12/13 
518. General Dynamics Corp None Sell 1/5 
519. General Electric Dividend 
520. General Growth Properties Inc Dividend 
521. 522. Genpact Ltd Genpact Ltd None Buy Buy 8/9 819 
 
Genpact Ltd 
Buy 8/10 
524. Golden Tobacco Approp Ambac 5.0% Interest Partial Sale 3/13 
06101/14 
Golden Tobacco Approp Ambac 5.0% Partial Sale 3/13 06/01/!4 
526. 
Golden Tobacco Refdg 4.5% Interest Buy 3/8 06/01/2027 
 
527. 
Google Inc 
Income Gain Codes: $1,000 less (See Columns and 04) =$50,00 -$I 00,000 
Value Codes :00$15,000 less 
 
(Stt Colwnns and 03) =S250,00l  $500,000 =S25,000,00J  S50,000,000 
Value Method Codes =Appraisal (SSJ5,000 orless . Si5,00I -S50,000 =$50,001 -SJ00,000 00,00 -$250,000 
(See Columns sod 03) =$250,001 -S500,000 =)500,001 -s1,000,000 =Sl,000,001 -S5,000,000 =S5,000,00J -525,000,000 =S25,000,001 -S50,000,000 ::::cMore than 550.000,000 Vaine Method Codes =Appraisal ost (Real Estate Only) Assessmenl ooCash Marl