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Judicial Watch • Kim M Wardlaw Financial Disclosure Report for 2005

Kim M Wardlaw Financial Disclosure Report for 2005

Kim M Wardlaw Financial Disclosure Report for 2005

Page 1: Kim M Wardlaw Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:51

Date Created:September 21, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Kim M Wardlaw, WARDLAW, Exempt, Estate, Gross, 2005, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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A0-10 Government Act 1978
Rev. 112004 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-11 Person Reporting (last name, First name, Middle initial) WARDLAW, KIM Court Organization NINTH CIRCUIT COURT APPEALS Date Report 7/13/2006 Title (Article llf Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE -ACTIVE ReportType (check appropriate type) Nomination. Date Initial (!)Annual Final Reporting Period 111/2005 12/31/2005 Chambers Office Address U.S. COURT APPEALS 125 SOUTH GRAND VENUE PASADENA, 91105 the basis ofihe information contained this Report and any modifications pertaining thereto; is, opinion, compliance with applicable 'laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. 
...... POSITIONS. (Reporting individual only; see pp. 9-l3 filing instructions) NONE -(No reportable positions.) 
POSITION NAME ORGANIZA TJONiENTJTY 
Board Trustees Director 
(Reporting individual only; see pp. 14-16 offiling instructions) 
JI. AGREEl11.ENTS. 
 NONE -(No reportable agreements.) 
PARTIES AND TERMS 
......,
:-7 
C:-:> '"") 
::u --,,
Ci-:._..r/ -.:  ::>o 
:-:J ;;:: rr:, 
.......

-.1.- 
,.,1 

(yours, not spouse's) 

WARDLAW, KIMM 
(Includes those spouse and dependent children. See pp. 28-31 instructions.) (No such reportable gifts.) 
(No reportable liabilities.) 

Date Report
Name Person Reporting  
VIl.  INVESTMENTS and TRUSTS  -income. value. transcations (includes those the spouse and dependent children. See pp. 34-57 tiling instructions.)  
Descriptio1i Assets (including trust assets)  Income during reporting period  Gross 'alue end reporting period  Transactions during reporting period not exempt from disclosure(2)(I) (2) 
(2)  (3)  (5)  
Value  Value  Type  (e.g.  Date:  Value  Gain  Identity  
Code2  Method  buy, sell,  Month- Code'.!  Code  buyer/seller  

Place "(X)" after each asset exempt Amount T}pe
from prior disclosure 
Code div. rent. 
(A-H) int) (J-P) 	Code3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction) 

DNONE (No reportable income. assets, tr:lnsactions) (IRA) -Capital SSGA Money Market Fund Interest Income/Gain Codes: $2,501-$5,000  $5.r)()!-$15,000 !.: : " '"' 51.000 less 
(Se! C11lurnus and D4) $50.tlf.ll-$100,000 V11lrn; Coessmcnt E;tirnJteJ $15.00l-S50.0Qii 
1:12 lkre than S5.UOll,IJOO $1.;0.3 "$25,IJOt.LOOl-$50,0((J.ll(iO =$More than 550,00tl,OOO V:ilu tvlcthod CoJes = Jppra isa '' Cost (Real Estate Only) Assessment Cash/Markci= 
!See Column Book Value =Other =Estimated 
WARDLAW, KIMM 
vn. INVESTMENTS and TRUSTS -income. value. transcarions (includes those ofthe spouse and dependent cluldren. See pp. 34-57 filing instructions.) 
Income dwing Gross value end Transactions during reporting period 
Description Assets reporting petjod reporting period (including trust assets) 
(2) 
(I) (I) 
lfnot ex.empt from disclosure 
 	(2) (3) (5) Place "(X)" aftl!r each asset ex.empt Type e.g. Date: Identity
Amount Tpe (e.g. Value Value Value Gain 
from prior disclosure buy, sell, Month-

Code div. rent Codc2 Method 	Code2 Code buyer/seller 
(AH) 
int) 
merger,
Code3 
Day 	(if private
(J-P) (A-HJ 
(Q-W) 
redemption) 
transaction) 
199. 
Coming Inc common stock None Buy 10114

200. 
Danaher Corp common stock Dividend 

201. 
Dell Inc common stock 	None 

202. 
Dentsply Intl common stock Dividend 

215. IBM common stock Dividend 
216.  Intel common stock  Dividend  
r-------------  Incmne/Gain Codes:  .' ,Glifl less $1,001-52,500  ... $2,501-55,000 $5.W'1-Si5JJOO  0 $15.001-$50.00ok Value  =Other  =btima1cd  
----.  

Date Report 
Name Person Reporting  
VII.  INVESTMENTS and TRUSTS  -income. value. transcations (includes those the spouse and dependent cln1dren. See pp. 34-57 filing instructions.)  
Description Assets (including trust assets)  Income during reporting period  Gross -alue end reporting period  Transactions during reporting period not exempt from disclosure 
(I) (2) (I) (2) 
Place "(X)" after each asset e.empt from prior disclosure  Amount Code (A-H)  Type (e. div. rent. int)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date: Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transation)  
289.  ATT, Inc  Dividend  Buy 017  

290. Autonation Inc None 51.GO() less   $!,OOl-S2.SOO  "' $2,.501-S5.l)00  "$5.fi"l-$15,CJOO   $15.001-$50.0I  
(See C)iumn:< and D4)  ... $50.llOl-$100,liOO $lOU.Olll-Sl.POO,OOi.i l.OOO.tHH-$5.000.l/ijO  11.fore 1han $5.000,000 15,fHlO less $1.5.0t.11-$5OU  
Value Cnok Value  =Other E;;rimatcd  

Date Report Name Person Reporting  
VU.  INVESTMENTS and TRUSTS  -income. value. tr.mscations (includes those the spouse and dependent children. See pp. 34-57 oftiling instructions.)  
Description Assets (including trust assets)  Income during reporting pc!Jod  Gross -alue end reporting period  Transactions during reporting period not exempt from disclosure 
(!) (2) (1) (4) (5) 
Value Gain Identity 
(2) Place "(X}" after each asset exempt Type (e.g. Date:
Amount Type (e.g. Value Value 
from prior disclosure 
buy, sell. 
Code2 Method Month-Code'.! Code buyer/sellerCode div. rent. Code merger Day (J-P) {A-H) (if private(A-H) inl) 
redemption) 
transaction)
(Q-.1 
433. 
Kinder Morgan Mgmt LLC 	Partial Sale 11/14 

434. 
Knight Ridder Inc Dividend Partial Sale 9/23 

Knight Ridder Inc 	Partial Sale 9/26 lnc:)me:"(ialiH C;')Jcs:  ,OOfl less . $!,001-$2,500 $2,Sfi 1-$5,000 ... $5J).'l-$!5.fJOO ... $15.001-550.000 (See (ilumns and D4) '' $50.0i.il-$!00,000 '6100.Gll-S!,ec Colt.nm Book Value =Other E:;timatcd 
Date Report 
Name Person Reporting  
-'  
VIL  INVEST11ENTS and TRUSTS  -income. value. tr:mscations (includes those the spouse and dependent children. See pp. 4$7 filing instructions.)  
Dl."Scription Assets (including trust assets)  Income during reporting perjod  Gross value end reporting period  Transactions during reporting period not exempt from disclosure
(1) (2) (I) 
{I) 
"(4) 
Place "(X)'" alter each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity from prior disclosure buy, sen, 
Code div. rent. Code Method Month-Code2 Code buyer!se11cr -H) int.) 
merger,
Code3 
Day {A-HJ (if private 
(Q-W) 
redemption) transaction) 
451. 
Leggett Platt Inc Buy 5116 

452. 
Leggett Platt Inc Buy 6/22 

Leggett Platt Inc Buy 6/23 
454. Leggett Platt Inc Buy 8/3 
455. 
Leggett Platt Inc Buy 

467. Lowes Cos Inc Dividend Buy 1017 
468. 
Macromed Inc 
None Sell 
.-  '' $1,llfltl Jess $1,0!ll-S2,501l   $2,50l-S5.000   .'!!.ll-$15.000  ::$15.f)"J!-:550.r)(H)  
(Se C>iurnu> f:l and D4)  "-$5!i.OPJ l!JO,POO   $100,fJOl-Sl.!.iOO,OOO   $l,OOO.tl01-$5,0tl0.l)(i()  krc me.:Gain Cr)t.ics: (Sec Clllunms and D4) VcilucCoch.:: (Sec l'"'""'s auJ [).') tS,,c Column C'.'.) .oon less " S50.ll01-$JIJ0,00) ::::Sl5,000orlcss )250,00!J-$500,01.10 S25,fJ01J.Olll-$5Ok V:duc $1,00l-52,500 $10l.Glll-Sl.VOll,WO $15.0lJ-$51J.OOO $5rr.J.iJlll-Sl.OOO,f1llO Cost (Real Estate Onl;-J Otlicr  "$2,501-55,1.;on ,000.001-'55,000.000 $50,00J-$l:   ,OO!l less   $!,OOI-S2.500  ::. $2.50 S5.000   $SJ/"i-S 15,fJOO !5.(101-550.!lli  
(Sec (1lmrn1:; and D4)  "' }50.0i.il-'5 WO,i.i()() $100,0lll-SI. L000.001-$5,000.000 = lfor< chan SS.OOOJ>()I! .aJuc Codi.:$:  .-..: 515,000 less  =$15,001-$50,000  I.. $50,001-$ll)(J.000 $1'>).:;01-$250.('A)IJ  
(Sc Cc,lurn11s aud D.l)  1'i  . $250/J00-5501!/H.llJ   $500,001-Sl.OOO,DOO  P.1 $1.000.ll.ll-$5,000.GOO $:i.l'..).00l-$25,00ll,f)OO  
l'J = S:?5,00C1k Value  =Other  =Estimated  

WARDLAW, KIMM 
vn. INVESTMENTS and TRUSTS -income. value. transcarions (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) lncorre during Gross value end Transactions during reporting period 
Description Assets 
reporting perid reporting period 
(including trust assets) not exempt from disclosure (I) (!) (2) (I) (-f) (5)(2) 
Place "(X)" after each asset exempt 
Type (e.g.
Value Value Date: Value Gain Identity Amount T}pe
from prior disdosure 
buy, sell. 
Code2 Method :-.tomh-Code'.! Code buyeriseller
Code div. rent. 
(A-H)  int.)  (J-P)  Code  merger,  Day  (J-P)  (A:H)  (ifpri-ate  
(Q-W)  redemption)  transaction)  
523.  Oakland USD Alame 5.000% 8101119  Interest  

524. Oceanside COP AMB 5.000% 5101120 Interest 

-------- ncr.Hnt:Ci.iiH (.. nJcs: ,01)(! less   $l,0re than 55.000,000  
.?. -alut: t.d;"s:   S.15,000 less $15.0ll 1-$5   S25,00l.l.Otll-$5!i,00().lliJ0 S.'.'.for tl1an $50,000,(Jl)(l  "' ippmisal  . Cosl (Roal Estate Only) Assesslllcnt Ca;lt larkct  
1S.. ('olumn C2)  l.1   B1>ok Value  ... Other  =Estimated  

Name Person Reporting  Date Report  
VIl.  INVESTh1ENTS and TRUSTS  -income. value. transcations (includes those the spouse and dependent cluldren. See PP.:34-57 oHiling".instructions.)  
Oe5cription Assets (including trust assets)  Income dwing reporting pe!iod  Gross value end reporting period  Transactions dwing reporting period  

(!) (2) (I) (2) not exempt from disclosure 
(2) (3) 
Plac "(X)" after each asset exempt from prior disclosure  Amount Code  Type (e.g. div. rent.  Value Code2  Value Method  Type (e.g. buy, sell,  Date: Month- Value Code2  Gain Code  Identity buyer/seller  
(A-H)  int)  (J-P)  Code3 (Q-W)  merger, redemption)  Day  (J-P)  (A-H)  (ifpri;-ate transaction)  
541.  Royal Dutch Shell ADR  Dividend  Buy  1017  

Sacra CAP Imps AMBAC PREREF 5.5% 12-1-c Interest 18/6-1-11 
543. 
Sacra Mud MBIA 5.000% 11/15/15 Interest 
Sacra City Fin Auth 5.500% 12/01/18 Interest 

558. SAP Spon ADR Buy  lncnmc::{i.iin nd1::>:  "SI ,Of}t.) less  "$1,001-52,500 $2,501-55.00!) $).fi  
(S::, C1,hmm c.1 m1;i DJ}  :.:._$250,i.i00-$500.000  " $:i00,(JlH-Sl.OOtl,f!OO   $1.00().0fJl-$5,000.000 S5.t10,00l-$'.!5.00l,OOO $25,f!OO,OO -$5ok Value  =Other  =Estimated  

WARDLAW, KIMM 
VIl. INVESTMENTS and 1RUSTS -income. value. transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) 
Income during Gross ,-aJue end Transactions during reporting period 
Description Assets 
reporting peripd reporting period
(including lruSt assets) 
(I) (2) not exempt from disclosure
(1) 
(2)  (3)  (5)  
Place "(X)" fter each asset exempt  Amount  T}pe  (e.g.  Value  Value  Type  (e.g.  Date:  Value  Gain  Identity  
from prior disclosure  Code  div. rent  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(AH)  int)  CJ-P)  Code3  merger,  Day  (J-P)  (A-H)  (if private  
(Q-W)  redemption)  transaction)  

SAP Spon ADR Buy 5/10 
560. 
SAP Spon ADR Buy 5/11 

561. 
SAP Spon ADR Buy 5/12 

..; .oon less $!,001-2,500   $2,501-55.liOO $SJ1.>l-SI 5.CJtlO   $t5.001-S5fJ.OOO  
(Sec Cdmnus and D4)  .... $50.ll01-$l00,(i00 $1.00,Glll-Sl.OOll,OOli $!,000.1.\Jl-$5,000.lii.iO 1krc lhau S5.00ll,f!llO  
7.. Value lxk.s:   Sl5,00i less $15,001-$50,0cl(J  "$50,00 )t;D.'fll-$250,0ll()  
(Sec (>lurnus auJ D.') .., $2:i0,000-$500,00f) $500.0ll 1-S .lJO,OOIJ $1.0PiJ.!JfJt-$5,00f!.OOO  = S5.tiD.!JOt-$c5.0C{l,fJOO  
['J $25,fJOO.Olll-$51),0llO.lliO $for thJn 550,iJOl,OtliJ  '' 1ppraisal  =.-Cosr (Hal Estate Only)  Assessment  '' Ca;lrlarkct Sec Column Bl>Ok Value  =Other EstirnuteJ  

VII. INVESTMENTS and 1RUSTS -income. value. transcations {includes those the spouse and dependent children. See pp. 34-57 filing instructions.) o-. Income during Gross value end Transactions during reponing period Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure (I) (2) 
{I) 
(4) (5)(2) 
Place "{X)" alter each asset exempt from prior disclosure  AmoU11t Code (A-H)  Type (e.g. div. rent. int.)  Value Codc2 (J-P)  Value Method Code3 (Q-V)  Type (e.g. buy, sell, merger, redemption)  Date: Month-Day  Value Code2 (J-P)  Gain Code (A-H)  Identity buyer/seller (ifpri;-ate transaction)  
Sepracor Inc  Buy  4126  

578. 
Sepracor Inc 	Buy 4/27 

579. 
Sepracor Inc 	Buy 4/28  "'" $1.00( less   $1,001-52.500   $2.5f!l-55,00(J  ""S_,X'l-SI 5,0(;()   $15.001-SS0.000  
(Sc,.,l,ltmuiS f.ll and D4)  =$50.001-SIOO,OOO   $100,001-SJtlOO,OOO .ooo.mH-$5,000.liOO k:r [han S5.IJJ),f)Qij Vulrn; (..i.1 J-S s.r;oo b.001-$50.00(J 
(Si! (,!tmu1: alid D4) i-: ::.! $51.U}i.iJ-'5 lOO,i.iO!J "$'100,0tli-Sl,001.l,fiOl.i .OUO.!.lOt-$5.00fi.ll(iO It:! Mvrc i.han $5,000,00V 
."alut.: '-"n00-5500,00.f) 50l,Gll!-SUXill,000 1'1 $1.000.00!-$5,0lO,OOO = S5.t)i,0,!j0J-$25.0f)ll,OOO s5.ooo.0Ok Value  =Other F.;tirnated  

WARDLAW, KIMM 
vn. INVESTMENTS and TRUSTS -income. value. transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.) Income during Gross 'alue end Tr.insactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure 
(I) (2) (1) (2) (5)(2) 
Pince "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  T7pe (e.g. div. rent int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  Date: Month-Day  Value Code:! (J-P)  Gain Code (A-HJ  Identity buyer/seller (if private transaction)  
703.  AFC Enterprises common stock  Partial Sale.  6/22  

704. 
AFC Enterprises common stock 	Partial Sale 12/9 

705. 
AFC Enterprises common stock 	Partial Sale 12/28 

Axcelerant 	None
719. 
720.  Bradshaw  None lncomc:Gain Codi.::>: (Se Ct'lmrms and f4) v.1lu::.: ( = $500,001-Sl,OOO,OOO I.. $1.000.001-5,000.tXiO =5al  "'Cost (Real E>tatc Only)  . :s;s;mcnt   Ca;hi.brkct Sec Column C2j  I.' =Book Value  =Other E>timatc.J  

WARDLAW, KIMM 
VII. IJ.VESTh1ENTS and TRUSTS -income. value. transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) lncmre dwing Gross value end Transactions during reporting period 
De>cription Assets 
reporting period reporting period 
(including trust assets) 
(2) not exempt from disclosure 
(2) (3) (-tJ 
Place "(XJ" after each asset exempc 	Type (e.g.
Amounc Type (e.g. Value Value Date: Value 
Identity
Gain 
from prior disclosure 
Code di. rent. Code2 Method 
buy, sell. Month-Code'.! Code buyer/seller 
(A-H)  int.)  (J-P)  Code  merger,  Day  (J-P)  (A-H)  (if pri'llle  
(Q-W)  redemption)  transaction)  
New World Fund Inc  Dividend  Buy  1111  

776. 
Trust (98-W) 

777. 
MSDW Dividend Growth Dividend 

791. 
Investment Company America Dividend Partial Sale 12/23 

792. 
New World Fund Inc Dividend  ,.,. 5-I .OOf1 less   $!,001-52.500 $1,501-$5.000  - S5.W>1-Sl5.1Jtl0  i.   Sli.001-$50.0CJ .I0essmcnl Ca;ll.''.1-1arkcl Sec c_ulunm  r.: Book ":tluc  =Oilier btirnateJ  

F'INANCIAL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
7/13/2006
WARDLAW, KIMM 
VII. INVESTMENTS and TRUSTS -h1come. value. transcations (includes those the spol!SI: and dependent clnldren. See pp. 34-57 filing instions.) 
..A. 
lncom! during Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
(including trust assets) (2) 
(2) not exempt from disclosure 
(2) (5) Place "(X)" alter each asset exempt Value Value Type (e.g. Date: Identity 
Amount Type (e.g. Value Gain from prior disclosure Code2 Method buy, sell, Month-buyer/seller
Code di,. rent. Code2 Code 
(AH) .int) 
Code3 merger, Day (J-P) (A-HJ (ifprivate 
redemption) transaction)
(Q-W) 
Trust (98-K) 

810. Real Estate Partnership -Hal. None 
...... :-= 1,00() less - $l,OOl-S2.5UO $2,50J-S5,000 $5.WH-S 15.000 ... $15.001-$50.00li 
(Se,' (ilurnns at:d D4) $50.0i.il-)IOO,(i()!J OtJ.00 -Sl .000.000 $l.OOO.OfJl-$5,00D.OOO = More ihJll SS.Of;0,000 
J.. Vaiu t_}(}i:s:  S15,ooo less 515.0l-515.0!10   $15.001"$50.000  
(Sc C1.'imm1s and D4)  : $50.001-Sll.>O,OOO $100.[illl-Sl.l.iOO,OOO   $1.000.t)(Jl-$5,000.llOO =More ihan S5.000,li00 Va.Im; lk:;:  '::7 S15,lJOO ,lr less  - 515.0ll-$5;.oorJ $5



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