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Judicial Watch • Kim M Wardlaw Financial Disclosure Report for 2006

Kim M Wardlaw Financial Disclosure Report for 2006

Kim M Wardlaw Financial Disclosure Report for 2006

Page 1: Kim M Wardlaw Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:59

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Kim M Wardlaw, WARDLAW, Market, 2006, INVESTMENTS, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev. 112007  FOR CALENDAR YEAR 2006 Person Reporting (last name, first, middle initial) Court Organization  
Wardlaw, Kim  NINTH CIRCUIT COURT APPEALS  

5a. Report Type (check appropriate type) Title (Article Ill judges indicate active senior status; 
magistrate judges indicate full-or part-time) 
Nomination, Date 
U.S. CIRCUIT JUDGE-ACTIVE 
Initial Annual Final Government Act 1978 U.S.C. app. JOI-I II) Date Report 
06122/2007 Reporting Period 
01/01/2006 
12/31/2006 
5b. Amended Report Chambers Office Address the basis the information contained Ibis Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
U.S. COURT APPEALS 125 GRAND AVENUE PASADENA, 91105 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME  Director 
Board Trustees 
Director  
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [EJ NONE (No reportable agreements.)  PARTIES AND TERMS  (/)C'r-'1 c,::::: (f)-:'c.:  c-> o:l>-ri'l CJfTl  (__ c::  ::::0 r---. 

Date Report 
Wardlaw, Kim 
06/2212007 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[ill NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
!]] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

JV, REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
!]]  NONE (No reportable reimbursements.)  
SOURCE 

Date Report 
Wardlaw, Kim 
0612212007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
(KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Wardlaw, Kim 
06/22/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) (2) 
(1) (2) 
(I) (2) 
(4) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity exempt from prior disclosure div. rent, Code Method buy, sell, Month -Code Code buyer/seller
Code 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) 
transaction) IRA (695500) 
Adobe Systems Inc None Sell 6/19 
Aflac inc Dividend Buy 9113 

Aflac inc Buy 11121 Income Gain Codes: =SJ,000 less =Sl,001 -$2,500 =S2,50 -$5,000 =$5,00 15,000 15,00 -$50,000  
(See Columns and 04) =$50,001 -SI00,000 =$100,001 -SJ,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 =$50,001 -SJ00,000 =SI 00,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =S500,00J -SJ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  Vo()ther =Assessment =Book Value =Estimated  

Date Report 
Wardlaw, Kim 
06122/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) (2) (1) (2) (!) (3) (5) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, Month -Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day 
(A-H) (if private 
(Q-W) transaction) 
18. Avon Products Inc Dividend Partial Sale 1/30 
Avon Products Inc Buy 11/3 
20. 
BAE Systems PLC Spon ADR Dividend Buy 4/4 

21. 
BAE Systems PLC Spon ADR Buy 4/4 Income Gain Codes: 41,000orless =$1,001 -S2,500 =S2,501 -$5,000 =$5,001 -$15,000 =$15,00 -S50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001  $1,000,000 =SJ,000,001 -$5,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -S50,000 450,001 -SI00,000 =$I 00,00 -$250,000  
(See Columns and D3) 4250,00I -$500,000 =$500,00I  $1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Wardlaw, Kim 
06/2212007 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) 
(!) (I) (2) (3) (5) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity exempt from prior disclosure div., rent, Code2 Method buy, sell, Month-Code2 Code buyer/seller
Code A-H) int.) (J-P) Code redemption) Day 
(A-H) private transaction) 
35. CemerCorp  None  Buy  8/3  
36. CemerCorp  Buy  8/4  
37. CemerCorp  Buy  8/23  

Chevron Corp Dividend Buy 312 Income Gain Codes: -S1,000 less -Si,001 -S2.500 =$2,501 -$5,000 =$5,001 -$15,000 =Sl 5,001 -$50,000  
(See Columns and 04)  F=$50,001-SI OO,OOO =$100,001 -$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less -$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -S250,000  
(See Columns and DJ) -$250,00 -$500,000 =$500,00 1,000,000 =Sl,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Apprais =Other =Assessment =Book Value =Estimated  

Dale Report 
06122/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those the spouse and dependent children. see PP 14-60

instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g. buy, sell, redemption)  Date Month-Day  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
Danaher Corp  Dividend  

Davita Inc None 
Dell Inc None Buy 5116 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001-$15,000  E=S15,001-S50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,OOO,OOl -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =S250,00 -$500,000 =$500,00  $1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Estimated  

Name Person Repor1ing 
Date Repor1 
Wardlaw, Kim 
06/2212007 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
(I)  (2)  (1)  (2)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type(e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., ren  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transaction) 
69. 
Exelixis Inc None Buy 5/23 

70. 
Exelixis Inc Buy 5/24 

71. 
Exelon Corporation Dividend 

72. 
Exxon Mobil Corp Dividend Partial Sale 8117 

Exxon Mobil Corp Partial Sale I/7 
74. Fedex Corp Dividend Income Gain Codes: 1,000 less =Sl,001  $2,500 =S2,50  $5,000 =$5,00  15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 00,000 =SI 00,00 1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001  $50,000 =$50,00 -SI 00,000 =SI 00,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =S500,00 1,000,000 =Sl,000,001  $5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00  $50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Wardlaw, Kim 
06/22/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
(!) (I) 
(I) (2) 
(5)
(3) 
Amount  Type (e.g.  Value  Value  Type(e.g.  Date  
Code  div., rent,  Code  Method  buy, sell,  Month 
(A-H) int.)  (J-P)  Code3  redemption)  Day  

Place "(X)" after each asset Gain Identity 
exempt from prior disclosure Code buyer/seller 
(A-H) (if private 
(Q-W)  transaction) L______ ____. --- 
86.  Heineken ADR  Dividend  Partial Sale  1/13  

87. 
Hewlett-Packard Dividend 

88. 
HSBC Holdings PLC ADR Span New Dividend Income Gain Codes: 1,000 Jess 1,00 -$2,500 =$2,50 -$5,000  D=S5,00J -Sl5,000  E=SJ 5,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$!,OOO,OOJ -S5,000,000 =More than $5,000,000 Value Codes 15,000 Jess =$15,001 -$50,000  L=S50,001-SJ00,6oo =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000  0=$500,00 1,000,000 =SJ,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only)  P4=More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal =Other  S=Assessment  
U=Book Value =Estimated  

Name Person Reporting 
Date Report 
Wardlaw, Kim 
06/22/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60offiling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, MonthCode Code buyer/seller
Code 
(A-H) int.) Code redemption) Day (J-P) (A-H) (if private 
(QW) transaction)
103. 
Kinder Morgan Management LLC Partial Sale 5115 

104. 
Kinder Morgan Management LLC Partial Sale 8/14 

105. 
Kinder Morgan Management LLC Partial Sale 10/18 

106. 
Kinder Morgan Management LLC Partial Sale 11/14 Income Gain Codes: 1,000 less 1,00  S2,500 =S2,501 -$5,000  D=S5,00I  SIS,000 =Sl5,00I  $50,000  
{Sec Columns and 04)  F=S50,00I SI00,000  G=SI00,001-Sl,000,000 =Sl,OOO,OOl -S5,000,000 =More than S5,000,000 Value Codes  J=S 15,000 less  K=Sl5,00I  S50,000  L=S50,00I  SI00,000 =SI 00,00  S250,000  
(See Columns and DJ)  N=S250,00 -$500,000  0=S500,00 -Sl,000,000 =Sl,000,001 -S5,000,000  P2=S5, 000,00 -S25,000,000 Value Method Codes =S25,000,00 -S50,000,000 =Cost (Real Estate Only)  P4=More than S50,000,000  T"'{;ash Market  
(See Column C2) =Appraisal =-Other  S=Assessment  
U=Book Value =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent childreJL See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(!) 
(l) (2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (AH)  Type (e.g. div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, redemption)  Date Month-Day  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
120.  Medco Health Solutions Inc  None  Partial Sale 1/10  

121. 
Medtronic Inc Dividend Buy 3/14 

122. 
Medtronic Inc Buy 3/31 Income Gain Codes: 1,000 less  B=Sl,001 -S2,500 =S2,50 -S5,000  D=S5,00l l5,000 15,00 -$50,000  
(See Columns and 04) =$50,001 -SI00,000  G=Sl 00,001-Sl,000,000 =Sl,000,001 -$5,000,000 =More than S5,000,000 Value Codes 15,000 less  K=$15,001 -$50,000 =$50,00 -$I 00,000 =SI00,001 -$250,000  
(See Columns and DJ) =S250,00 -$500,000  o=S500,00I. Sl,000,000 =Sl,000,001 -$5,000,000 P2=S5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal =-Other  S=Assessment =Book Value  W=Estimated  

Name Person Reporting 
Date Report 
Wardlaw, Kim 
0612212007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 3"-60 of.filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

{l) (2) (2) (2) {3) 
(4) (5) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Identity 
Code 
exempt from prior discJosure div., ren Code Method buy, sell, MonthCode Code buyer/seller 
(A-H) int.) 
Code redemption) Day (J-P) (A-HJ (if private (Q-W) transaction) ___ 
137. 
Plains Exploration Production Buy 
138. 
Plains Exploration Production Partial Sale 10111 

139. 
Plains Exploration Production Sell 10/16 

140. 
Potash Corp Saskatchewan Inc US$ Dividend Buy 10/17 

141. 
Procter Gamble Dividend 

142. 
Rentech Inc None Buy 9125 Income Gain Codes: =Sl,000 less 1,00 -$2,500 =$2,50 -$5,000 =$5,00 15,000 15,00 -S50,000  
(Se Columns and 04)  F=S50,00l -SIOO,OOO =$I 00,00 1,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes 15,000 orless =$15,001 -S50,000 =S50,00I -$100,000 =SI00,001 -S250,000  
(See Columns and 03) =$250,00  $500,000 =$500,00 1,000,000 =Sl,000,001 -$5,000,000 =S5,000,00  S25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cas Market  
(See Column C2) =Appraisal =-Other ==Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Wardlaw, Kim 
06/22/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) (2) 
(I) 
(2) 
(4) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, Month-Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private transaction) 
154. 
Sara Lee Corp Buy 6/19 

155. 
Sara Lee Corp Buy 6/23 

156. 
Sara Lee Corp 

Buy 
157. Sara Lee Corp Buy 7/31 Income Gain Cod es: =$1,000 less 1.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=Sl5,00l -S50,000  
(Se Columns and D4) =$50,00 -$I 00,000  G=SI00,001-Sl,000,000 =$1,000,001-$5,00-0,000 =More than $5,000,000 Value Codes =$15,000 less =S15,00I -$50,000  L=S50,00l -SIOO,OOO =SI00,001-$250,00-0  
(See Columns and DJ)  N=$250,00 -$500,000  0=$500,00 1,000,000 =Sl,000,001 -SS,00-0,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -S50,000,000 =Cos (Real Estate Only)  P4=More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Wardlaw, Kim 
06!2212007 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(!) (2) (2) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (A-H)  (if private  

transaction) 
171. 
Suncor Energy Inc US$ Dividend 

172. 
Target Corp Dividend Buy 4/12 

173. 
Target Corp Buy 10/5 

174. 
Time Warner Inc Dividend Income Gain Codes: =Sl ,000 less  B=Sl,OOl -S2,500 =S2,50  S5,000  D=$5,001-Sl5,000 15,00 -$50,000  
(See Columns and D4)  F=$50,001 -$100,000  G=SI00,001-Sl,000,000 =Sl,000,00l -S5,000,000 =More than $5,000,000 Value Codes  J=S 15,000 less =$15,001 -S50,000  L=$50,00 -SI 00,000 =$I 00,00 -$250,000  
(See Columns and DJ)  N=$250,00 -$500,000 "'$500,00 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,00 -S25,000,000 Value Me



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