Skip to content

Judicial Watch • Kim M Wardlaw Financial Disclosure Report for 2007

Kim M Wardlaw Financial Disclosure Report for 2007

Kim M Wardlaw Financial Disclosure Report for 2007

Page 1: Kim M Wardlaw Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:70

Date Created:December 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Kim M Wardlaw, WARDLAW, partial, American, 2007, INVESTMENTS, EPA, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

NONE (No reportable positions.) 

IJI. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-N filing ins/ructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVJDED GJFTS.. (Includes 1hose spouse and dependent children; see pp. 28-31 filing insrructions) 

[Z] 	NONE (No reportable gijis.) SOURCE DESCRIPTJON VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTJON VALUE CODE Nonsecured line credit 

. 
Dale Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and STS -income, value, rransactions (includes those spouse and dependent children; see PP 34-60 filing insrrucrions.) NONE (No reportable income, assets, transactions.) 
Descnption Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure IRA Aflac Inc Dividend 
Agilent Technologies Inc 	None Buy 10117 
Air Products Chemicals Inc Dividend 
Alcoa Inc Dividend Buy 8/30 
Alcoa Inc 	Partial Sale 3/07 

American Medical Sys Hldgs 	Buy 4/J 
16. American Medical Sys Hldgs 	Buy 4/19 
American Medical Sys Hldgs 	Buy 4120 Income Gain Codes: "'$ ,000 less =$1 ,00 ->2,500 =52,501. >5,000 =>5,001  5,000 =5!5,;;;;:-$50,000 (See Columns and 04) =$50,001 $100,000 =$100,001  $1,000,000 =Sl,000,00!  55,000,000 =More than $5,000,00-0 
 Value Codes ""515,000 less =$I 5,00 -$50,000 =>50,001 -$100,000 =SI00,00 -5250,000 (See Columns and 03'1_.. =5250,001 $500,000 =$500,001 -St,000,000 =SI ,000,00 -$5,000,000 =55,000,001  >25,000,000 
 =$25,000,001 -550,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) =As.sessmenf =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
Date Report 
Wardlaw, J(jm 
0810812008 

VII. INVESTMENTS and STS -income, value, transactians (includes those spouse and dependent children; see PP 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Descript10n Assets (including trust assets) Income during reporting period ross value end reporting period Transactions dunng reporting period  

(2J (JJ 
(2J (IJ 
(2J (3J (4J (SJ 
Value Type (e.g., 
Date Value 
Gain Identity
Type (e.g., ValuePlace "(X)" after each asset Amount Code
exempt from prior disclosure Method buy, sell, Month-Code 
div., rent, Code 
Code 
buyer/seller

Code redemption) 
Day
(A-HJ int.) (J-P) 
(A-HJ 
{if private 
(J-PJ 
transaction)
(Q-WJ 
__J American Medical Sys Hldgs Buy 512 
19. 
American Standard Dividend Partial Sale l/9 

20. 
American Standard Partial Sale l/J American Standard Sell 3122 
22. 
American Standard Spin Off 8/J Wabco Hldgs 

23. 
American Standard Sell l0/04 

24. 
Arch Coal Inc 

Dividend 
26. 
Astrazeneca PLC ADR
Partial Sale 05104 
Dividend 
Astrazeneca PLC ADR
Partial Sale l/J 
27. Astrazeneca PLC ADR
Sell 1/13 
28. ATT, Inc. 
Buy 1112 Dividend 
ATT, Inc. 
Buy 6/27 
30. 
Autonation Inc None Sell 113 

31. 
Avon Products Inc Dividend 

32. 
BAE Systems PLC Spon ADR Dividend 

Baker Hughes Inc Dividend Partial Sale 10/9 
34.  Barrick Gold Corp US$  Dividend  Buy  4116 Income Gain Codes: (See Columns and D4) Vah; Codes {See Colwnns and 03) Value Method Codes (See Column C2) 1,000 less 550,001 -s100.000 "'$15,000 less =S250,00I -5500,000 =S25,000,00  S50,000,0-00 ""Appraisal ""Book Value =Sl,001  Sl,50-0 =SI00,001 -Si,00-0,000 15,00 -$50,00-0 =$50-0,001 -Sl,000,000 =Cosl (Real Esta1e Only) =51,501 ->.S,000 =$1,000,001 -S5,000,000 =$50,00 00,000 1,000,001 -S5,000,000 =-More than 550,000,000 """Assessmenl ""Estimated =$5,001 -$15,000 =More than $5,000,000 =510-0,00t -S250,000 n"s5.ooo.001 -s25.ooo,ooo =oCash Market =Stl,0-01 -550,000  

Date ReJ>rf
Wardlaw, J(jrn 
08/08/2008 

VII. INVESTMENTS and STS -income, value, ITansacrions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions) 
Description Assets (including trust assets)  Income dunng reporting penod  Gross vaJue end reporting penod  Transactions during reporting period  
(2)  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (AH)  Type (e.g., div rent, int)  Value Code (J-P)  Value Method Code  /,,IType (e.g., Date Value Gain Identity buy, sell, Month Code Code buyer/sellerf redemption) Day (JP) (A-H) (1f private  
  ___j  

35. 
Baxter International Inc Dividend Buy 7123 
36. 
Berkshire Hathaway Inc None 

37. 
Best Buy Inc None Buy 0/l 

Boeing Dividend Buy 6/29 
39. Boeing Buy 8/2] 
Campbell Soup Dividend Partial Sale 114 

Cincinnati Finl Corp Dividend 
Cisco Systems Inc None Buy 12/I 
Citadel Broadcasting Corp None Sale ofFrac 6/13 Income Gain Codes: '=$ ,000 less =$1,001  52.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001  S50,00-0  
(See Colwnns and D4) =S50,00 -SI 00,000 =SI00.001 -Sl .00-0,000 =$1.000,001 -S5,000,000 =More rhan $5,000,000 Value Codes =$15,000 less =$15.001 -$50.000 $50,001 ->100,000 =$100,001 -$250,000  
(See Columns nd D3) =$250,001  $500,000 ":S00,001 -$1.000.000 =$1.000,00 $5.000,000 =s5,ooo.001  S25,oor,ooo =$25,000,001  $50,000,000 =More than S50,000,000 Value Method Codes ""Appraisal =Cost (Real Estate Only) =:Asses.smem =Cosh Market  
(See Column C2) =Book Value =Other "'"Estimated  

Name Person Reporting 
Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instrucrions.J NONE (No reportable income, assets, transactions.)  
Descnptlon Assets  Income during  Gross value end  Transactions during repornng penod  
(mcluding trust assets)  reporting period  reporting period  

(2) (I) (2) (I) (2) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date Value Gain Month-Code Code Day (J-P) (A-II) ----' ldenhty buy er/seller (If private transaction)  
52.  Citadel Broadcasting Corp  Spin Off  6113  The Walt Disney  

53. Citadel Broadcasting Corp Sell 1/14 
Citigroup Inc Dividend Sell 1117 
Coca-Cola Dividend 
56. 
Comcast Corp None Stock Split 2/21 

57. 
Compass Bancshares Inc Dividend Buy 219 

Delta Petroleum Corp None Buy 1/17 
66. 
Duke Energy Corp Dividend Spin Off 113 Spectra Energy 

67. 
Duke Energy Corp Partial Sale 
68.  Duke Energy Corp  Sell  7/18 Income Gain Codes. =SI ,000 less =SJ,001 -$2.500 $2,501. $5,000 S5,00J -$15,000 SJ5,00J -$50,000  
(See Columns and D4) =$50,00 -SI 00,000 =$I 00,00 -$I ,000,000 s1,ooo.001. s5,ooo,ooo =More than $5,000,000 Value Codes =.S 15,000 less =515,00J. $50,000 =550,00 ->I 00,000 s100.001 -s25o,ooo  
(See Colns and 03) =S250,00  $500,000 =$500,00 -SI ,000,000 =Sl ,000,001 -$5,000,000 s5,ooo.001 -S25,ooo.ooo s25,000,00J -550,000,000 c::.More lhan $50,000,000 Value Method Codes =Appraisal -=:Cost (Real Estate Only) =Asse-ssmenl ""Cash Market  
(See Column C2) =Book Value :=Other Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  repor1mg period  

(I) (2) (I) (I) (2) (3) (4) (5) 
Dale
Place "(X)" after each asset Amount Type Value Value 
Code
exempt from prior discJosure div., rent, Code Method buy, sell, 
Type (e.g., 
Value Gain Identity 
Code Code IMonth buyer/seller-
(A-H) int) (J-P) Code redemption) 
Day (J-P) (A-H) (ifpnvateI (QW)_l transacnon) ------
69. East West Bancorp Inc Dividend 
Ebay Inc None Buy 5/18 
Emerson Electric Dividend Buy 3/22 
EOG Resources Inc Dividend 
73. Exelixis Inc None 
Exelon Corporation Dividend Sell 8/10 
75.  Exxon Mobil Corp  
76.  Federal National Mortgage Assoc.  
77.  Fedex Corp  
78.  Fifth Third Bancorp  
79.  Fifth Third Bancorp  
80.  Fluor Corp  

Dividend  
None  
Dividend  
Dividend  

Dividend Partial Sale 113 
Buy 11/30 
Buy 
10/10 
Sell 1114
81. 
Forest Labs Inc None Partial Sale 

82. 
Forest Labs Inc Partial Sale 1/8 

83. 
Forest Labs Inc Partial Sale 614 

84. 
Forest Labs Inc Partial Sale 616 

85.  Gallagher Arthur  Dividend Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =SJ ,000 Jess =150,001  SI00.(>00 "'$15,000 Jess =$250,00 -5500,000 =S25,000,00I -S50,000,000 ""Appraisal =Book Value "SI ,00 -S2,500 =SJ00,001 -St,000,000 =SJ),001 -S50,000 =S500,00  ,000,000 =Cost (Real Es1ate Only) =Other  

Partial Sale "12,501 -S5,000 Ill "Si,000,001 -15,000,000 =S50,00J -SJ00,000 =St,000,001 -S5,000,000 ""More I.ban $50,000,000 ==Assessment =Es1una1ed 
518 "15,001 -115,000 "115,001 -S50,000 Ill =More than SS,000,000 =SJ00,001 -1250,000 =15,000,001 -125,000,000 ""Cash Market 

Name Person Reporting 
Dare Report 
Wardlaw, Kim 
08/08/2008 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instrucrions.J NONE (No reportable income, assets, transactions.)
1----:scripti Assets	Jocome during 
Gross value end Transactions during porting penod 
(including trust assets) 
reporting period reporting period 
(2) (1)(1) (2) 
(2) (3)
Date Value Code 
Place "(X)" aftereach asset 
Value Type (e.g., 
Value 
div rent Code (J-P) ..L. /_'"'"'

Month -1Code Method buy, sell, exempt from pno Cdisclosure

Code 3(A-H) 
(J-P)
redemption) 
Day 
(1f pnvale 
(Q-W) 
----ransactJon)
'"'""' __J____ 
86. 
Gallagher Arthur 

Sell 519 
87. 
Gannett Inc 	None Buy 11/28 

88. 
Genentech Inc 	None Buy 2122 

89. 
Genentech Inc 	Buy 2128 

90. 
Genentech Inc 	Buy 12/J2 

91. 
General Dynamics Corp 	None Sell 1/5 

92. 
General Electric Dividend General Growth Properties Inc Dividend 
Partial Sale 3/J6 
94. Genpact Ltd 	None 

Buy 
95. Google Jnc
None 
Heineken ADR Dividend 
Partial Sale 4/4 
Hewlett-Packard Dividend 
Partial Sale 2/23 
Buy 
96. Hanesbrands Jnc 	None 
99. HSBC Holdings PLC ADR Spon New Dividend 
Partial Sale J1/2 
JOO. HSBC Holdings PLC ADR Spon New 	Sell 1/8 
JOI. Idearc Inc Dividend Sell 316 
102. Illinois Tool Works Inc Dividend 
Income Gain Codes: ,000 Jess 
(St:; Columns and 04) =$50,001 $100,000 
Value Codes =.$15,000 Jess 

(See Columns and 03) =$250,001 -$500,000 =$25,000,001 -$50,000,000 
Value Method Codes =AppraJsal (See Column C2) =Book Value =Sl,001 -$2,500 =$100,001 -Sl,000,000 15,00 -$50,000 =S500.00 1,000,000 =Cost (Real Estale Only) =Other =$2,501 -$5,000 =Sl,000,001 -$5,000,000 =$50,001 -$100,000 =Sl,000,001 -$5,000,000 =More lhan $50,000,000 =Assessmen1 =Estimated =$5,001 -$15,000 =More llian $5,000,000 ,V0,001 -$250,000 =S5,000,00I -S25,000,ooo =$15,001 =Cash Market  

Name Person Reporting 
Date Repor1 
Wardlaw, Kim 
0810812008 
VII. INVESTMENTS and TRUSTS -income, value, rransactwns r1nc1udes those spouse and dependent children; see pp. 34-60 filing insrructions.J NONE (No reportable income, assets, transactions.) Description Assets Income dunng Gross value end Transactions during reporting period (including trust assets) reporting period reporimg period 
(2) (I) (2) (I) (3) (4) 
Place "(X)" after each asset exempt from prior disclosure 
103 lmclone Sys Inc 
Amount 
Code 
(A-H) 
104. 
Intel Corp 

105. 
International Business Machines Corp 

106. 
Jabil Circuit Inc 

107. 
Jabil Circuit Inc 

108. 
Jabil Circuit Inc 

109. 
Jarden Corp 

Type (e.g., div., rent, mt.) 
None 
Value Code (J.P) 
Value Type (e.g., Method buy, sell, 
Code redemption) 
Dividend 
Dividend 
Dividend Buy 
Buy 
Buy 
None Buy 
Date Value 
Month-Code 
Day (J-P) 

8/13 
8/14 
8/14 
8/21 
Gain Code (A-HJ 
Identity buyer/seller (if private transaction) 
110.  Jarden Corp  Buy  8/22  
111.  Johnson Controls Inc  Dividend  Stock Split  1012  
112.  JPMorgah Chase  Dividend  
113.  Kinder Morgan Management LLC  None  Partial Sale  2114  
114.  Kinder Morgan Management LLC  Partial Sale  5/15 15.  Kinder Morgan Management LLC  Partial Sale  8/14 16.  Kinder Morgan Management LLC  Partial Sale 1/14  Kraft Foods Inc  Dividend  Buy  5/10 18. Kraft Foods Inc Buy 116  Kraft Foods Inc  Buy  12/l Income Gain Codes: (Sec Columns and 04) Value Codes (Sec Columns and DJ) Value Method Codes (Se Column C2) =Sl,000 Jess F"S50,00! -SI00,000 =SI 5,000 less =S250,00I -S500,000 =S25,000,00I -S50,000,000 "Appraisal -=-Book Value 1,00 -Sl,500 "$100,001 -SJ,000,000 =$15,001 -$50,000 =$500,001  SJ,000,000 =Cost (Real Estate OnJy) =-Other "S2,501 -SS,000 =SJ,000,00J. S5,000,000 "SS0,001 -SJ00,000 =Sl,000,001  SS,000,000 ""More than $50,00-0,000 =Assessmeol ""Estimated  D=S5,00J -Sl5,000 =More than .$5,000,000 =$I 00,00 -$250,000 =S5,000,001 -$25,000,000 T=Casb Marltet    rn.oo' .ooo  

Name Person Reporting 
Date Report 
Wardlaw, )(jm 
08/08/2008 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Descnpt10n Assets  lncome dunng  Gross value end  Transactions during reporting period  
(including trust asseis)  reporting period  reporting period  

(1) 
(2) (3) (5) 
Value Type (e.g., 
Date Value Gam 
Identity 
(2)
Place "(X)" after eacb asset Amount Type (e.g., Value

Code 
Code Method buy, sell, Month-Code Code buyer/seller
div., renl, mt.) (J.P) Code redemption) Day (A-HJ 
(if pnvale exempt from pnor disclosure (A-H) 
(Q-W) 
transacrion)
l_l___
_L_____ 
120 Leggett Platt Inc Dividend Par1ial Sale 12/20 
121. 
Leggett Platt Inc Sell 12/21 

122. 
Level Communications Inc None Buy 0/3 

123. 
Lincare Holdings Inc None Par1ial Sale 

124. 
Lincare Holdings Inc Par1ial Sale 2/J4 

125. 
Lincare Holdings Inc Sell 3/J2 

Millennium Pharmaceuticals Inc None 
135. 
Motorola Inc Dividend Sell Ill 
136.  National Instruments Corp  Dividend Income Gain Codes. (Sec Columns and 04) Value CodC"'.: (See Columns and 03) Value Metbod Codes (Soe Column C2) =Si ,000 less F=S50,00l -SI00,000 :::$ 5,000 less =$250,001 -S500,000 =$25,000,00 -$50,000,000 =Appraisal =Book Value =Sl,001 -S2,500 =$100,001 -Sl,000,000 =$15,001 -$50,000 =$500,001 -SI,000,000 :::oCost (Real Estate Only) =Other =$2,501 -SS,000 1,000,001 -S5,000,000 =S50,00I -SI00,000 =Si,000,001. $5,000,000 :ooMore than SS0,000,000 =Assessment =Estimated =$5,001  $15,000 o:More than S5,000,000 0!100,001 S250,000 =S5,000,00I  $25,000,000 =Cash Markel 15,00 -550,000  

VII. INVESTMENTS and TRUSTS -income. value, rransacrions onctudes those spouse and dependent children; see pp. 34-60 offi/inc insrructions.J NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Dair Report 

Wardlaw, Kirn 
0810812008 INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes 1hose spouse and dependent children; see PP 14-60 fit inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2)
(I) 
(2)
(I) 
(2) 
(5) 
Identity 
Value 
Value Type (e.g., Date
Type (e.g., 
Value
Place "(X)" after each ass Amount 
exempt from prior disc]os ure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code (QW)  buy, sell, redemption)  Month Day  Code (JP)  Code (AH)  buyer/seller (if private traosacnon) 54.  Pinnacle West Capital Corp  Dividend  Buy  9/21  

155. 
Pinnacle West Capital Corp Buy 9/27 

156. 
Pinnacle West Capital Corp Buy 9128 

157. 
Pinnacle West Capital Corp Buy 10/2 

158. 
Pinnacle West Capital Corp Buy 10/18 

159. 
Polycorn lnc None Buy 10/9 

167. 
Progressive Corp Ohio Buy 2/27 

168. 
Progressive Corp Ohio Buy 2/28 

169 Progressive Corp Ohio Buy 311 
170.  Progressive Corp Ohio  Buy  312 Income Gain Codes: (See Columns and 04) Value -Codes {See Columns and 03) Value Metbod Codes (See Column C2) =SJ,000 Jess =S50,00I  SI00,000 ""SJ 5,000 less n50,001  ssoo,ooo =S2l,000,00I  S50,000,000 =Appraisal "'"Book Value ,00 -S2,500 =SlOO,OOl -Sl,000,000 $15.001  S50,000 =$500,001  Sl,000,000 osl (Real Estate OnJy) =Otber =S2,50 .S5,000 ,000,001  S5,000,000 =S50,00I  100,000 s1,ooo,001  s5,ooo,ooo =More than 550,000,000 =Assessment ::;Estimated =S5,00  Sll,000 =More lhan S5,000,000 100,0<  $250,000 s5,ooo,001 S25 ,ooo,ooo =Cash Market Sl5,001  S50,000  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes rhose spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
08/08/2008 

VII. INVESTMENTS and TRUSTS -income, valu, transactions r1nc1udes those spouse and dependent children; see pp. 11-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting penod 
(4)
(2) (l) (2) (I) (2)
(I)

Place "(X)" after each asset 
exempt from prior disclosure 
Amount 
Code 

Type (e.g., Value Value 
Type (e.g., Date Value 
Gain ldentity 
div., rent, Code Method buy, sell, Month -Code 
Code 
buyer/seller 

(A-H) 
Code redemption)or int.) Day (J-P) (A-H) (if private 
(Q-W) 
transaction) 
205. 
Sprint Nextel Corp Series 	Sell 1/22 

206. 
SSGA Money Market Fund Dividend 

207. 
Suncor Energy Inc US$ Dividend 

208. 
Suntrust Banks Inc Dividend Buy 4/17 

209. 
Suntrust Banks Inc 	Buy 5/l 

210. 
Target Corp Dividend The Walt Disney Dividend Spin Off 6/13 Citadel Broadcasting 
212. Time Warner Inc Dividend Partial Sale 8/13 
213.  Time Warner Inc  Sell  10/l  
214.  Umpqua Holdings Corp  Dividend  Partial Sale  519  
215.  Umpqua Holdings Corp  Partial Sale  11/6  
216.  Umpqua Holdings Corp  Sell  ll/8  
217.  Unilever Shrs  Dividend  

218. 
Union Pacific Corp Dividend Partial Sale 1/8 

219. 
United Parcel Service Inc Dividend Buy 5/l 

220. 
United Technologies Corp Dividend 

221. 
Unitedhealth Group Inc 	Income Gain Codes: =Sl,000 less 
(See: Columns and D4) =$50,001 -$100,000 Value Codes =$15,000or Jess 
(Stt Columns and DJ) ="l;250,00I -$500,000 =S25,000,00I -$50,000,000 Value Method Codes =Appraisal (Stt Column C2) =Book Value 
Dividend =Sl,001 -$2,500 =SI00,001 -Si,000,000 =515.001 -;'so,ooo =$500,001 ->I,000,000 osl (Real Es1a1e Only) :=Other Buy =12,501. 15,000 =Sl,000,001 -S5,000,000 =150,00t -5100,000 =Sl,000,001  S5,000,000 =More tllan S50,000,000 ""Assessment "'Eslimated 
5/17 =S5,00I -Sl5,000 =More than $5,000,000 =SI00,001 -$250,000 =S5,000,00I -S25,000,000 =Cash Market E=Sl5,00l 

VII. INVESTMENTS and TRUSTS income. value, transactions r1nc1udes those spouse and dependent children; see pp. 34..f,o fitinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets (including trusl assets)  lncome during reporting period  Gross value end reportmg period  Transactions during reportmg penod  

(4)
(2) (2) (I) (2)Value Type (e.g., Date 
(5) 
Code Code Place "(X)" after each asset 
exempt from prior disclosure Value
Amount Type (e.g.,Code 
Code 
Identity buyer/seller Method buy, sell, Month-redemption) 
div., rent,
(A-H) 
Code 
Day (J-P) (A-HJ(J-P) (ifprivateormt.) 
(Q-W) 
222. 
Umredhealth Group Inc Buy 9117 

223. 
Unitedhealth Group Inc Buy 9118 

224. 
Unitedhealth Group lnc Buy 10/30 

225. 
Unitedhealth Group Inc Buy 11/29 

226. 
Yerigy Lid None Sell 3/19 

227. 
Verizon Communications Dividend 

236. Wellpoint Inc Partial Sale 512 
237. Wellpoint lnc Partial Sale 9/19 
238.  Wellpoint Inc  Sell  9120 Income Gain Codes: (See Columns and 04) Value Codd,  (See Columns and 03) Value Method Codes (See Column C2) "-$1,000 less =S50,00 -SI 00,000 =$15,000 Jess =$250,00t -$500,000 =525,000,00 -$50,000,000 ""Appraisal =Book Value 1,00 -$2,500 =SI00,001 -Sl,000,000 15,00 -SS0,000 =$500,001 -Sl,000,000 =Cost (Real Estate Only) =Sl,501 -$5,000 =Sl,000,00t -$5,000,000 =$50,001 -SI00.000 =Sl,000,001 -$5,000,000 =More I.ban $50,000,000 ""'Assessment =Estimated =$5,001515,000 ::More than $5,000,000 =SIOO,OOt. '0150,000 =$5,000,00t -$25,000,000 =Cash Market =S15,00t -$50,000  

Value 
Name Person Reporting 
Date Report 
Wardlaw, J(jm 
08/08/2008 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
------. Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period 
reporting penod 
(2) 
Type 
(1) (2) 
Place "(X)" after each asset Amount exempt from prior disclosure (1) 
Value 
Type (e.g., Date 
Value 
Gain 
Identity 
Code 
Code Method buy, sell, Month -Code
div ren 
Code buyer/seller 
(A-H) 
(J.P) Code redemp11on) Day (J-P)
ormt 
(1f private 
(A-H) 
transaction) ___j (Q-W)
---------
239 Wells Fargo Dividend Partial Sale Ill 
240. 
Whole Foods Market Dividend 	Sell 8/10 

241. 
Williams-Sonoma Inc Dividend 

242. 
Wyeth Dividend Buy 5123 

243. 
Wyeth 	Buy 5129 

244. 
Wyeth 	Partial Sale 8/15 

253. 
American Int'! Group Com Stock Dividend 

254. 
Amgen Inc. Com Stock 	None Buy 5123 

255. 
Anadarko Petroleum Com Stock Income Gain Codes: oz.$1,000 less 
(See Colwnns and D4) F=S50,00 -SI 00,000 
Value Codes :o::s; 15,000 less 

(See Columns and DJ) 	N=5250,001 -$500,000 =$25,000,001 -$50,000,000 
Value thod Codes =Appraisal 
(Se< Column C2) U=Book Value 

Dividend 
B=Sl,001-52.500 =$I 00,00 1,000,000 15,00  $50 .00 =S500,00I  Sl,000,000 =Cos! (Real Estate OnJy) =Other Buy 
c=$2,501. $5,000 =Sl,000,001 -S5,000,000 =$50,001 -SI00,000 =Sl,000,001 -S5,000,000 =More than 550,000,000 =oAssessmenl ""Estimated 
1/23 =S5,00I -$15,000 =$15,001 -$50,000 H2=More than SS,000,000 =SI 00,00 $250,000 =S5,000,00I -$25,000,000 ""Cash Market 
Name Person Reporting 
Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, 1ransac1wns r1nc1udes those spouse and dependent children; see pp. 34-60 filing ins1ruc1ions.J  NONE (No reportable income, assets. transactions.) Description Assets Income dunng  Gross value end  ---- Transactions during reporting penod  

reporting period (mcluding trust assets) 
Place "(X)" after each asset reporting period 
(2) (2) Gow
(3)
Value 
Date 
Month-

Value V""'Amount Type (e.g., 
ldeoti 
seller
Type (e.g., div., rent.,

Code 
Code Method
buy, sell, Code 
-Code redemptwn) Day
JP) (J-P)

(Q-W) 
Code buyer/exempt from prior disclosure (A-H) int.) (A(1f priv ate) transacrion) 
256. 
Applied Materials Com Stock Dividend Buy J/23 

257. 
Avery Dennison Com Stock Dividend 

258. 
BHP Billiton Com Stock Dividend Buy 1/23 

259. 
BHP Billiton Com Stock Partial Sale 8/6 

260. 
BHP Billiton Com Stock Partial Sale 10/3 

261. 
Biogen IDEC Com Stock None 

262. PLC ADR Com Stock Dividend 

263. 
Broadcom Corp Com Stock
Buy 1/23
None 
264. Broadcom Corp Com Stock 

Buy 11/14 
265. Burlington Santa Com Stock Dividend 
266. Capital One Financial Com Stock 
Sell 8/6 Dividend 
267. Caterpillar Com Stock Dividend 
Sell 5122 
268. Chevron Corp Com Stock Dividend Buy 1/23 
269. Cisco Systems Com Stock None Partial Sale 1/23 
270. 
Citigroup Com Stock Dividend Buy 11/14 

271. 
Colgate-Palmolive Com Stock Dividend 

272.  Coming Inc Com Stock  Dividend Income: Gain Codes: (Sec Columns and 04) Value Codes (Se< Columns and D3) Value Method Codes (Se< Column C2) 1,000 less =S50,00I -St00,000 =$15,000 less =$250,001 -S500,000 =S25,000,00I -$50,000,000 =Appraisal =Book Value =St,001 -S2,500 =SI00,001 -St,000,000 =St 5,00 -S50,000 =S500,00t -SJ,000,000 =Cosl {Real Estate Ooly) V=Other =>2.501 -55,000 =Sl,000,00t  S5,000,000 =$50,001 -St00,000 H'.,,S 1,000,00 -$5,000,000 =More than SS0,000,000 o=Assessment =EstJmated =S5,00I -St5,000 ""More than $5,000,000 =SI 00,0G." -$250,000 =S5,000,00I -S25,000,000 =Cash Market 15,00t -S50,000  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.)  
---  
Desc ription Assets  Income during  Gross value end  Transactions dunng reporting penod 
(including trust assets) reportfng period reporting penod --
(l) (2) (I) (2) 
(5) 
Date Value 
Gain ldentiry exempt from prior disclosure div., rent, Code Method buy, sell, 
Place "(X)" after eacb asset Amount Type (e.g., Value Value Type (e.g. 
Code Month Code 
Code buyer/seller (A-HJ mt) (J-P) Code redemption Day (J.P) (A-H) (if private 
transaction) ._____j 
273. 
CVS Caremark Com Stock Dividend Buy 319 

274. 
Danaher Corp Com Stock Dividend 

275. 
Dentsply Int') Com Stock Dividend 

276. 
The Walt Disney Co. Com Stock Dividend 

277. 
Ebay Com Stock None 

278. 
FPL Group Com Stock Dividend Partial Sale 319 

287. IDEARC Com Stock None Sell 1/23 
288 Intel Corp Com Stock Dividend 
289.  Johnson Johnson Com Stock  Dividend  Buy  10/3 Income Gain Codes: (Sec Columns and D4) Value Codes (S Columns and DJ) )_Value Method Codes (See Column C2) =$1,000 less =$50.00  00,000 =SI 5.000 less . =$250,001 $500,000 =$25,000,00  550.000,000 0""Appra.is.al =Book Value =$1,001. 52,500 =SI00,001  11,000.000 =Sl5.00I  150,000 =$500,00  1,000,000 =Cost (Real Estate Only) =Other =$2,501  SS,000 =SJ,000,001  S5.000,000 =$50,001  $100,000 1,000,00  $5,000,000 =More than )50,000,000 ""Assessment ""'Estimated =S5,00t  $15,000 =Mon than $5,000,000 =5100,001 $250,000 =S5,000,00J  $25,000,000 =Ca.sh Market  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 1-60 ft/inc instructions.) 
NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value. rransacrions onc1udes those spouse and dependent children; see pp. 34-60 ft/inc insrructions.J 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during repor1ing period 
(including lrust assets) reporting period 
(1) (2) (3) (4) (5) 
Place "(X)" after each asset 1Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity exempt from prior disclosure div., rent, Code Method buy, sell, Month  Code Code buyer/seller Code 
(A-H) int (J-P) Code redemptwn) Day (J-P) (A-H) (if private transactwn) 
307 Stericycle Inc Com Stock Partial Sale I0/3 
308. 
Sysco Corp Com Stock Dividend 

309. 
Target Corp Com Stock Dividend IO. Teva Pharm ADR Com Stock Dividend Bancorp Com Stock Dividend Buy I0/3 
312. United Natural Foods Inc. None Sell 2/23 
313.  UnumProvident Corp. Com Stock  Dividend  
314.  Verizon Com Stock  Dividend  
315.  Vodafone ADR  Dividend  
316.  Vulcan Materials Com Stock  Dividend  Buy  10/3  
317.  Zimmer Holdings Com Stock  None  Buy  10/3  
318.  DFA Emerging Markets Fund  Dividend  
319.  DFA Large Cap Int'] Fund  Dividend  Buy  1/23  
320. Large Cap lnt'l Fund  Buy  10/3  

321. 
DFA Micro Cap Fund Dividend 

322. 
Powershares Clean Energy Fund Dividend Buy 5123 

323.  Capital Trust Account income Gain Codes: (Sec Colwnns and D4) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) =.$1,000 les.s FS50,00J -SJ00,000 J=SI 5,000 Jess N=S250,00J -$500,000 S25,000,00 -S50,000,000 ""Appraisal =Book VaJu  B=SJ,001 -S2,500 =SJ00,001 -Sl,000,000 5,00 -550,000 . 0=S500,00I -SJ,000,000 =Cost (Real Es1ate Only) =Oth50.000.000 Value Method Codes "Apprnsal 
(See Column C2) ""Book Value 

Partial Sale "St.001  >2,500 "$2,50  S5.000 "SI00.001 -Sl.000.000 "Sl.000,001  S5,000.000 "115,001-$50.000 ">50,001. SI00,000 "s500,001. s1.ooo.ooo "Sl ,000,001 S5,000.000 "More than S50,000,000 =Cost (Real Estale Only) =As.scssmeol o:Other ==Estimated 
611 "S5.00!. Sl5,000 "115,00  S50.000 "Mo..c than 15,000,000 ";100,001 $250,000 "ss,000.001 -S25,ooo,ooo =Cash Market 
Name Person Reporting 
Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  
(I)  (I)  
Place "(X)" after each asset  Value  Type (e.g.,  
exempt from prior disclosure  Code  buy, sell,  
(J-P)  redemplJon)  

443. 
Compass Bancshares Inc Sell 6/4 

444. 
Conocophillips Dividend Buy 7/2 

Conocophillips Buy 7/2 
446. 
Conocophillips Buy 7/3 

447. 
Coming Inc Com Dividend 

448. 
Costa Mesa PFA 5.0% 10-01-12 Interest 

449. 
Costco Wholesale Corp Dividend 

Partial Sale 
450. 451.  Cucamonga Cop Wtr FGIC 5.0% 09-01-19 Danaher Corp  Interest Dividend  
452.  Davita Inc  None  Buy  2/15  
453.  Davita Inc  Buy  2116  
454.  Davita Inc  Buy  2/16  

Davila Inc 
Buy 5/16 
456. Dell Inc 
None 
Buy 211 
Delta Petroleum Corp None Buy 1/16 
458. Delta Petroleum Corp Buy 1/16 
Delta Petroleum Corp Buy 1/17 Income Gain Codes: ="Sl,000 less =$1,001 -S2,500 =$2,501 -S5,000 =S5,00I 15,000 15,00 -$50,000  
(5 Columns and D4) =550,001. SI00,0-00 =SI0-0,0-01 -Si,000,00-0 1,000,001 -55,000,000 =More than $5,000,0-00 Value Codes =SIS,000 less =515,001 -$50,000 =S50,0-0i -SI 0-0,000 =SI00,001  $250,000  
(5 Columns and DJ) =$250,00  S500,000 =S50-0,00  1,000,000 =Sl,000,001 -S5,000,000 =$5,000,0-01  $25,00-0,000 =$25,00-0,001  550,000,000 ""More than .$50,000,000 Value Method Codes =-Appraisal =Cos1 (Real Estate Only) ""Assessment "'Cash Market  
(See Column C2) :o:Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, rransactwns (Includes those spouse and dependent children; see pp. 34-60 filing in.srrucrions.J NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 

08/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Dale Report 
Wardlaw, Kim 
0810812008 

VII. INVESTMENTS and TRUSTS -income, value, rransoc1wns r1nc1udes those spouse and dependent children; see pp. 34-60 filing insrrucnons.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets)  Jncome during reporting penod  Gross value end reporting penod Transactions during reporting period  (I) (2) Idenof 
(if private 

Typ /Amount 
A-H)
Value
Type (e.g 
.or int) 
Place "(X)" after each asset 
exempt from prior disclosure 

Code Method Code Code buyer/seller
buy, sell. Month Code redemption) Day (J-P) 

(A-H)
(J-P)

J__J 

Forest Labs Inc Partial Sale 616 
495. Fremont UHSD FGIC 5.0% 09-01-16 Interest
496. 
Gallagher Arthur Dividend Partial Sale 

497. 
Gallagher Arthur Partial Sale 518 

498. 

Gallagher Arthur Sell 
499. Gannen Inc None Buy 11/28 
500. Gannen Inc 501. Gannett Inc 502. Genentech Inc 503. Genentech Inc 504. Genentech Inc 505. Genentech Inc 506. Genentech Inc  None  Buy Buy Buy Buy Buy Buy Buy l/29 12/11 2/16 2120 2/21 2/21 2/22  
507.  Genentech Inc  Buy  2/22  

508. Genentech Inc Buy 2/23 
509 Genentech Inc Buy 2/26 
510.  Genentech Inc  Buy  2/27 Income Gain Codes "'Sl,000 less =SI.DOI -$2,500 =$2,501 -$5,000 =$5,001 -$15,DOO  
(Sec Columns and 04) =$50.DO -$I 00,000 !00,00 -$1,000,000 1.000.00 S5.DOO.ODO =Mon than $5,000,000 Value Codes 15,000 less =Sil.DOI -Sl0,000 =550,001 -SIOO.ODO =St00,001 -S250,000  
(Se< Columns and DJ) =S250.DOI -S500.0DO =$500,00 1.000.0DO =$1.000,001  S5,000.0DO s5,D00.001 -n5,DOo.ooo =$25,000,DOI -SlO.OD0.000 =More than S.50,000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash Markct  
(S Column C2) =Book Value =Other =Estimated  

Name Person Reporting 	Dal< Report 
Wardlaw, )(jm 	08/08/2008 

VII. INVESTMENTS and TRUSTS -income, value, rransac1wns onc1udes rhose spouse and dependent children; see pp. 14-60 filing insrruc1ions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting penod (including trust assetsr eporting period reporting penod (l) (2) (I) (2) (1) (2) (3) (4) (5)Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div, rent. Code Method buy, sell, Month Code ICode buyer/selkr
Code Day 
511 Genentech Inc 	Buy 2128 
512. 
Genentech Inc 	Buy 5114 

513. 
Genentech Inc 	Buy 12/10 

514. 
Genentech Inc 	Buy 2/1 15. Genentech Inc 	Buy 12111 
516. Genentech Inc 	Buy !2/12 I7. Genentech Inc 
Buy 12/13 
518.  General Dynamics Corp  None  Sell  1/5  
519.  General Electric  Dividend  
520.  General Growth Properties Inc  Dividend  
521. 522.  Genpact Ltd Genpact Ltd  None  Buy Buy  8/9 819  

Genpact Ltd 
Buy 8/10 
524. Golden Tobacco Approp Ambac 5.0% Interest Partial Sale 3/13 
06101/14 
Golden Tobacco Approp Ambac 5.0% Partial Sale 3/13 06/01/!4 
526. 
Golden Tobacco Refdg 4.5% Interest Buy 3/8 06/01/2027 

527. 
Google Inc 
Income Gain Codes: ""$1,000 less (See Columns and 04) =$50,00 -$I 00,000 
Value Codes :00$15,000 less 

(Stt Colwnns and 03) =S250,00l  $500,000 =S25,000,00J  S50,000,000 
Value Method Codes =Appraisal (SSJ5,000 orless  . Si5,00I -S50,000 =$50,001 -SJ00,000 "SI 00,00 -$250,000  
(See Columns sod 03) =$250,001 -S500,000 =)500,001 -s1,000,000 =Sl,000,001 -S5,000,000 =S5,000,00J -525,000,000 =S25,000,001 -S50,000,000 ::::cMore than 550.000,000 Vaine Method Codes =Appraisal ost (Real Estate Only) ""Assessmenl ooCash Marl2.500 =52.50  S5.000  
(See Columns and 04)  F=$50.001 -SI00.000 =SJ00,001 -SJ.000.000 1,000,00 S5.000.000 Value Codes =SJ 5,000 Jess =>15.001. $50.000 50.001 100.000  
(See Columns and 03) =S250.001 -$500,000 =$500,001 -SJ,000.000 =SJ,000,001  $5.000,000 =>25,000,001 -s5o.ooo.ooo Mor I.ba S:50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""'A.ss.cssm ent  
(See Column C2)  U=Book Value -Otha  W=Estimated  

12/24 
D=S5,00J -$I 5.000 s15,001. s5o.ooo =More than S5,000.000 =$100,001 -$250,000 95.000,001 -525,000.000 
T=Cash Market 
Dale ReJ>Or1 

Wardlaw, }(jm 
08/08/2008 

VII. INVESTMENTS and TRUSTS -income. value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross vale end Transactions during reportmg penod (mcluding trust assets) penod reporting penod 
(I) (2) (l) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Gain Identity 
Value 
Place "(X)" after each asset Code div., rent, Code buy, sell, Month Code Code buyer/sellerexempt from prior disclosure (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (ifprivate 
698 Rentech Inc 	None
699. 
Rio Tinto PLC ADR Spon Dividend Partial Sale 

700. 
Riverside Cop MBIA 75% 12-01-12 Interest 

701. 
Royal Dutch Shell ADR Dividend 	Sell 7117 

702. 
SACRA MUD MBIA 5.0% 11-15-15 Interest 

703. 
San Diego Tai Ambac 4.75% Interest 09-01-18 

704.  San Fran AR.PT 2nd-15A AMT FSA 4.7% 05-01-12  Interest  
705.  San Fran Redev Agy Moscone Ctr FSA 5.0%07-01-17  Interest  
706.  San Fran Redev Agy Moscone Ctr FSA 5.0% 07-01-18  Interest  
707.  San Fran City Hotel Tax FSA 4.75% 07-01-12  Interest  
708.  San Francisco Bldg Auth Lease Rev 12/01/2020  Interest  
709.  San Jose Redev MBIA 5.25%  Interest  

08-01-10  
710.  Sanofi-Aventis ADR  Dividend  Buy  215  
711.  SANT BARBARA RED FSA  Interest  

5.0%03-01-19 
712. 
SAP Spon ADR Dividend Buy 5116 

713. 
Sara Lee Corp Dividend Partial Sale 9114 

714. 
Schlumberger Ltd 
Income Gain Codes: l,000 less 
(See Columns and 04) =50,00 -SI 00,000 
Value Codes =$I 5,000 Jess 

(Su Columns and 03) =$250,0-01 -S500,000 =S25.000,00i -$50,000,000 
Value Method Codes. =Appraisal 
(See Column C2) o::Book VaJue 

Dividend =$1,001 -$2,50-0 =$100,001 -S!,000,000 =515,001 -550,000 =)500,0-01 -$1,000,000 ::.Cost (Real Estate Only) ==Other Partial Sale =S2,50! -$5,000 =S!,000,00! -S5,000,000 =S50,001 -S!00,000 =5!,000,001 -55,000,000 =More than $50,000,000 "'Assessment =Es1irnat.ed 
1/8 =55,0-01 -$15,000 =>15,00! -$50,000 =More than $5,000,000 =S!00,001 -$250,0-00 =$5,000,0-0! -$25,000,000 =Cash Marlw 

Namt Person Reporting Date Rep-0r1 
Wardlaw, Kim 08/08/2008 

VII. INVESTMENTS and TRUSTS -incomt, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instru ctions.; 
NONE (No reportable income, assets, transactions.) 
---
Gross value end Transacrions during reporting period 
Description Assets Income during 
reporting period
(including trusl assets) reporting penod 
(2) (3)
((1) 
(5)1)
Amount
Value 

DateValue Type (e.g., Value GamType (e.g., Identity Place "(X)" after each asset 
div., rent, Code Method buy, sell, 
Month-Code Code buyer/seller
Code 1exempt from prio disclosure

(A-H) Code 
redemptwn) 
Day 
(J-P) (A-H) (if private mt.) (J-P) 
transaction)
__J_____L_____ 
715. 
Schlumberger Ltd Partial Sale 719 

716. 
Schlumberger Ltd Partial Sale 10/2 

717. 
Schlumberger Ltd Partial Sale 10/9 

718. 
Semtech Corp None Partial Sale 10/8 

719. 
Semtech Corp Partial Sale 10/9 

720. 
Semtech Corp Partial Sale 10/10 

Sepracor Inc Buy 10/4 

730. Sepracor Inc Buy 1015 
Sepracor Inc Partial Sale 8/29 Income Gain Codc:s:  A=$ 1,000 less =Sl.001 -$2,500 =S2.501 -$5,000  0=$5.001 -$15.000 m.00> .  
(Se< Columns and 04) =$50.00 -SI 00.000 =SI00,001 -$1.000,000 =Sl.000,001 -$5,000,000  H1=Mon: than $5.000,000 Value Codes "'S 5,000 less  K=Sl5.00I -S50,000  L=$50_201 -$100,000 =SI00.001 -$250,000  
(Se< Columns and 03)  N=S250,00I -S500,000  0=S500,00I -Sl,000,000 =Sl,000,001 -S5.000,000 =S5.000,00 -S25.000,000 =S25,000,001 -s5o.ooo.ooo =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Es1.ate Only) -==Assessment '"'Cash Market  
(S Column C2) ==Book Value o::Oth -==Est1marcd  

Name Person Reporting Date Report 
Wardlaw, Kim 0810812008 

VII. INVESTMENTS and TRUSTS -income, value, rransactions onc1udes those spouse and dependent children; see pp. 34-60 filing insrructions.J NONE (No reportable income, assets, transactions.) 
--,
Description Assets lncome during Gross value end Transactions during reportmg period (mcluding trust assets) reporting period reporting penod 
(I) (2) (3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gam Identity 
Code buyer/seller
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month Code 
(AH) mt.) (J-P) Code redemption) Day (J-P) 
(A-H) (1f pnvate
transacnon)
(Q-W) 
----------" -----
732. 
Sepracor Inc Partial Sale 2/24 

733. 
Siemens ADR Dividend Partial Sale O/J5 

Siemens ADR Partial Sale 0/17 
735. 
SLM Corp Dividend Buy 3130 

736. 
SLM Corp Buy 412 

737. 
SLM Corp Buy 12/27 

744. SLM Corp Partial Sale 
SLM Corp Partial Sale 5130 
746. SLM Corp Partial Sale 5130 
SLM Corp Partial Sale 5/31 
748.  SLM Corp  Partial Sale  6/1 Income Gain Codes: ==SJ,000 Jess =$1,001 -$2,500 =$2,501 55,000 =$5,001 -515,000 =$15,001  550,000  
(Se< Columns and D4) =$50,001 -SI00,000 =SI00,001. Si,000,000 =Si,000,00155,000,000 =More than S5,000,000 Value Codes ==Sl5,000 c-.less 15,00  $50,000 =$50,001  SJ00,000 =$100,001 -Sl50,000  
(See Columns and DJ) =$250,001 -5500,000 =S500,00I -Sl,000,000 =Sl,000,001  )5,000,000_. =S5,000,001 -525,000,000 =S25,000,00  $50,000,000 =-More than S.50,000,000 Value Method Codes =Appraisal =Cos! (Real Estate Only)  $=Assessment =Cash Market  
(Se< Column C2) =Book VaJue =Otha o=Estimated  

Transactions during reporting period 

Name Person Reporting 
Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and STS -income, value, transactions (lncludes those spouse and dependent children; PP 34-60 filing 
instructions-) 
NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end (mcludmg trust assets) reporting period reporting period 
(4)
2v1(5)
Place "(X)" after each asset A;unt Typie g., Typ1ie Gain Identity 
exempt from pnor d1sclosure Code d1v., rent, Code Method buy, sell, Month -Code buyer/seller
(A-H) int.) (J-P) Code Day (J-P) Code(A-H}I (if pnvate transaction)
-----____ __._____ -----
SLM Corp Partial Sale 614 
750. SLM Corp Partial Sale 6/8 
751 SLM Corp Partial Sale 6/J 
752. 
SLM Corp Partial Sale 6/12 

753. 
SLM Corp Partial Sale 6/J 

754. 
SLM Corp Partial Sale 6118 

755. 
Snta Cira Tms Auth MBIA None Sell 5110 

763. 
Sprint Nextel Corp Series Partial Sale 1116 

764. 
Sprint Nextel Corp Series Partial Sale 1/17 

765. 
Sprint Nextel Corp Series Partial Sale 1117 Income Gam Codes: =SJ ,000 less =SJ ,001 -S2.500 =S2,501. 55.000 =S5,00I -Sl 5,000 =515,001 -S50,000  
(See Columns and 04) Value Codes =S50,00J -SI00,000 J=S 15,000 Jess =SJ00.001 -SJ.000,000 =SJ5,00J -S50,000 =SJ.000.001 -$5,000,000 =h0.001 -SI00.000 =Mor< than S5,000,000 =SI00,001  5250.000  
(Se< Columns and DJ) =$250,001 -S500.000 =S500,00J -Si.000,000 1.000,001 -S5,000,000 =S5.000,00J -S25,000,000 =525.000,001 -$50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Es1.ate Only) =Assessment =Cash Markel  
(Su Column C2) =Book Value -=Other =Estimated  

Date Report 
Wardlaw, Kim 
08/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, rransactinns 11nc1udes those spouse and dependent children; see PP 14-60 filing insrrucrions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income dunng  Gross value end  Transactions during reporting penod  
(including trust assets)  reponing period  repo11mg penod  

(I) 
(2) (I) (2) (I) (2) (4) (5)
Amount Type (e.g., Value Value Type (e.g., 
Gaw
Date Value 
Code 
div., rent, Code Method

Place "(X)" after each asset 
exempt from prior disclosure Ide ntity
buy, sell, 
Month. 
Code Code buyer/seller 
(AH) int.)  (J-P)  Code (Q-W)  redemption)  Day  (J.P)  (A-H)  {if private transacnon)  __J  
-------------- 
766.  Sprint Nextel Corp Series  Panial Sale  1/18  

767. 
Sprint Nextel Corp Series 	Panial Sale 1/18 

768. 
Sprint Nextel Corp Series 	Partial Sale 1/19 

769 Sprint Nextel Corp Series 	Partial Sale 1/19 
770. 
Sprint Nextel Corp Series 	Partial Sale 1/22 

771. 
Sprint Nextel Corp Series 	Sell 1122 

772. 
SSGA FDS Tax Free Money Market Fund Dividend 

780. 
Suntrust Banks Inc 	Buy 8/13 

781. 
Suntrust Banks Inc 	Buy 10/11 

782. 
Target Corp Income Gai.n Codes (See Columns and 04) Value Codes (Se Columns and DJ) Value Method Codes (See Column C2) =SJ,000 les..s =$50,00i  $100,000 =St 5,000 orless =$250.001 $500,000 =$25,000,001  $50,000,000 ""Appraisal ""Boo Value 
Dividend =Sl,001 $2,500 =SI00,001 $1,000,000 =S15,00l -S50,000 =S500,001 $1,000,000 =Cost (Real Estale Only) =-Otha Buy =$2,50 -$5,000 =St,000,001  S5.000,000 =$50,001  SI00,000 =Sl,000,001 -S5,000,000 ::=More than S50,00-0,000 S"'Assmenl =8rimated 
5/11 =$5,001 -Sl5,000 =515,001. $50,000 =More than S5,000,000 =SI00,001  S250,000 =S5,000,00I  $25,000,000 =Cash Market 
Date Report 
Wardlaw, )(jm 
08/08/2008 

VII. INVESTMENTS and TRUSTS -income, value, transactwns r1nc1udes those spouse and dependent children: see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Descnption Assets lncome during Gross value end Transactions during reporting period (mcluding trust assets) reporting period reporting penod 
(I) 
(2) (I) 
(I)