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Judicial Watch • Kim M Wardlaw Financial Disclosure Report for 2009

Kim M Wardlaw Financial Disclosure Report for 2009

Kim M Wardlaw Financial Disclosure Report for 2009

Page 1: Kim M Wardlaw Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:65

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Kim M Wardlaw, WARDLAW, 2009, INVESTMENTS, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOJO Government Act 1978
Rev. 111010 
FOR CALENDAR YEAR 2009 U.S.C. app.  101-11 Court Organization Date ..r ReportI. Person Reporting (last name, first, middle initial) 
NINTH CJRCUIT COVRT APPEALS 6/28/2010
WARDLAW, KIMM. 
Sa. Report Type (check appropriate type) Reporting Period magistrate judges indicate foll-or part-time) Thie (Article Ill judges indicate active senior status; 
Nomination, Date 
01/01/2009 
U.S. CIRCUIT JUDGE -ACTIVE
lnitial Annual Final 
12/31/2009 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applleable laws and regulatlns.
U.S. COURT APPEALS 
125 GRAND AVENUE 
PASADENA, 91105 

Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying tlrisform must followed. Complete all parts, checking the NONE box for each part where you have reportable informalion. Sign last page. POSIT NS. (Repnrting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
Board member 
Board member 
II. AGREEMENTS, (Rep.'f tlrc>s( .pOu$e and d1;pendent children; see pp. 25-27 n/filing instnu:tions) NONE (No reportable reimbursements.) 
JTEMS PAID PROVIDED 
Transportation 
Transportation GIFTS, (Includes those spouse and dependent children; see pp. 28-Jl filing instructions.) 
[lJ  NONE (No reportable gifts.)  
SOURCE  

VALUE 

VJ. LIABILITIES. (Includes those spouse and dependenr children; .so.001 -s.ioo.ooo ,000,00 -$5,00I =Sl,000.001 -SS,000,000P4 -"""Mc.re thM $50,000,000 =Assessment =Estimatt:d $5,001 15,000 =Sll.001 -$50,{lfl{) =More lhan S5,000,000M 00.001  5250.000 =$5,000,001  S!S,OOO,OIX1 

Date Report 
Name Person Reporting 
6/28/2010
WARDLAW, KIMM. 

VII. INVESTMENTS and STS -i>tcome, value, transactUms (Includes those spouse Ultd dependent childre>t; .ns.) NONE (No reportable income, assets, transactions.) 

------------------------
-----
----------
Description Assets 
(including trust assets) 
r--
Income during Grossvalue end Transactions during reporting period reporting period ofreponiag period 
Place "(X)" after each asset 
exempt from pnor disclorure Code 
div., rent, 

Code2 

mm/dd/yy Code2 Code

buy, sell, buyer/seller luome Gain Cod: (SecC,)lumn andD4) 
Value Codes (Set! CLilumns tmd D'.) 
Value Mc1hod Codes (Sec: Co,umn C2) ....,S ,000 less r.SS0,001  $100,000 15,000 less "'S250,001  SS00,000 =>25,000,iltll  550,000.000 :-:AppraisaJ -..,Aook Value =Sl.001  $2,500 =Sl00,001  l,000.000 =$15.00I  $50,000 ,,$500,001. $1,000,000 =Cosl (Ral Estate Only)V ,.,Other =S2,50  $5.000 =s1,ooo.001  ss.000.000 sso,001  swo.ooo -0$!,00 rent, Code Method buy, sell, mm/dd/yy Code transaction)
J_______ _____; 
-..-.... -... __________________ ___r ______ _J_ ____ (J-P) lneoone Gain Codes: ColunmBI and D4) 
Value Codes (See Columni'i and D3) 
Value Me1hd Codes (See Ctilumn C2) =Sl,000 less $50,001  SI00.000 =$.15,000 le..re than SS0,000,000 =Assessment ''Estimated 
n=S5,001-Sl5,000 =$15.001 -$50,000 =More than $5,000,000 $100,001 -250,000 1'2 =SS,000,001 -525,000.000 =Cash Market 

Vll. INVEST11ENTS 
and TRUSTS -income, value, 1ransacrwns d Cc.ides (See Column C2) Sl,000 less F=Sl0,001-$100,000 ..:.$15,000 =$250,001 $500,000 =$25,000,00  Sl0,000,000 0""'rppraisal =Book Yalu "$1.001  $2.500 0SJOO,OOI  Sl,000,000 =$15,001. $50,000 =$500.001  11,000.000 =Cost {Ra F...!ment V.,.l-Est1mated 
 "SS,001. $15.000 =$15.001  S50.ot 

Date Report 
Name Person Reporting 
6/28/2010
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those of.-------------1 
r--..-----.. ----;;,
Description Assets Jncome dunng Gross value end Transactions dunng reportmg period 
(including rrust assets) reporting period ofreporting penod 
-
... (Il 1---b Mark.?t 

Name Person Reporting 
Date Report 
6/28/2010
WARDLAW, KIMM. 
VII. INVESTMENTS and TRUSTS -income, value, transactirms anc111des those spouse and dependent children; see PP. u-60 offiling instrutnons.J 
NONE (No reportable income, assets, transactions.) 

i-----
Income during Gross value end 
Description ofAssets 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
i(1;:-(2) --1
---. .fo--r fo 1---- and 04) Value Codes (Sec Columns and 03) Vitluc Method Codc:i. {See C)IUJT1n C2) ""'$I ,000 Jes.. "'$50,00J  00.000 -$15,000 less $250,001  Sl00,000 =S25,000,(J()J. $50,000,000 =Appraisal =llfiok Value =Sl.001  R500 =SI00,001  Si,000.000 =Sll,001  Sl0,000 5500.001  000,000 ""C-:>st (Real Estate Only) =Othr =$2,501 ss.ooo $1,000,001  SS,000.000  =SS0,00I  I00,000 =Sl,000,001. $5.000.000 =More-1hnn $50,00{J,000 =Aessmem '-"Es1imted =$5,00  S15,000 =$15,001  SS0,000 =More than S5,000,000 =SI00,001  $250,!KKI =$5,000,001 -$25,000,000 Cash Markef 

Name Person Reporting 
Date Report 

WARDLAW, KIMM. 
6/28/2010 
VII. INVESTMENTS and TRUSTS -income, value, transactwns anc1udes those spouse and dependent children: see pp. u-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
6/28/2010
WARDLAW, KIMM. 
VII. INVESTMENTS and STS -income, value, rransactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) --..--.  
 
Des ription Assets  lncom!during : Gross end reporting period ------ 
(including trust assets) reporting period ofreporhng pcnod 

--ih,
1-)-1(2)--;-_(1)_(2)-r-(!)--.--(2)-!(3)--T (4) ___(5)----
Place 11(X)" after each asset Amount fypc (c.g, Value Value Type (cg., Date Value Gam Identity 
exempt from prior disclosure Code div., rent, Code Method buy. sell, mm/dd/yy Code Code buyer/seller 
(A-H) mt.) (J-P) Code redempt1n) (J-P) (A-H) (1fpnvate
-'------'---__i __J___J___transachon)
----_ _J______ --- Im.:ome Gain Codes: (See Column.s and D4) =$I ,000 le$S S50.00J -SI00.000  R=$1,001  S2,51Xl $100.001 -Sl,000,000 ,,$2,SOI  SS,000 SJ,000,001 -SS,000,000 "SS,OOJ -$15,000 ""Mure than $5,000,000 =SI 5.001 -SS0,000 Value Codes =SI ,000 le.-. $I; .00I -$50,000 SS0.001  $100,000 =SJ00,001 -$250,000  
t.See Columns and D.l) =S2SO,OOI  SS00,000 -ssoo,001 1.0110,1x10 =$1,(l{l{),OOI -$5,000,000 =$5.000,001 S25,000,!l00 =$25,000.(XI  S50,0()0,000 ""More chnn $50,000,000 Value Method Codes =Appraisal ::Cost Re11I Estate Only) =A!-isessment =Cash 1nrket  
(See ..:Jlumn C2) =Boc.lk Valul"  V:-"Othe'f  V.' "l:':stima1ed Descriptin Assets (including trust assets) Place "(X)" after each asset  jlncome during reporting period  -... c:- 1---- ---------D---Gross value end Transactions during reporting period reportingperiod I'---i __,  
exempt from prior disclosure  (AH)ICode  div.,rent,or int.)  1Code Method buy, sell, mm/dd/yy Code Code buyCode 3(JP) redemption) (if private (J-P)  er/seller  

Name Person Reporting 
Date Report 
WARDLAW, KIMM. 
6/28/2010 JI. INVESTMENTS and -income, value, mmsactions (Includes those spouse and dependenuhildren; see pp. J4-60 filing Instructions.) NONE (No reportable income, assets, transactions.) 
(A-ll) 
transaction) 	(Q-
---- 
_____.J
 -- Income-Gain (.'odes: ='S 1.000 less 'Sl,001 -S2.500 =S2,501 $5,000 =$5,001 -$15,000 =SI 5,001  $50,000{See Columns und 04) sso.001. s100,ooo SI00,001 Sl,000,000 Sl.000,0fJJ  $5,000,000 H2: 0;mcutW""'F..stimatc:d. $5.001  $15.000 =$15,001  550,IMlO =More lhan 55,000,000 $100,001  S2SO,OOOP2 =$5.000,001 -$25,000,000 Cash Market 

Date Report 
Name Person Reporting 
6/2812010
WARDLAW, KIMM. 
Vil. INVESTMENTS and TRUSTS -income, value, transactions (1nc1udes those spouse Qnddependen1c1,;1dren; .PP 14-60 filing instruction..> NONE (No reportable income, assets, transactions.) 

r-----------;:------------; -----r----c ---1--------------0---------------! Descnption Assets 1 Income dunng Gross value Transacnons durmg reporting penod (including tmst assets) reporting penod ofreporting period
-(s)----- Place "(X)" afler cah asset [Amoun1 Type (cg, Value Type g., Date Value Gam Identity exempt from pnor disclosure Code div, rent, Method buy, sell, mm/dd/yy 1 Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate 
_____ ..______ 1_____L______'. _l___J___J____J_____ Income Gam Code: {See Columns and 04) Value Codes (See Columns C"I and 03) Value Me1hod Codes (Sec Column C"Z) ""Sl,000 less sso,001  SIOO,lttlO J=lil5,000orless siso,oot ssoo,ooo =S25,000,00I  SI0,000,000 
Q.:.::Appniisal =Book V:tlue-U 1.00  S2,500 G=SJOo,001 -1.000.000 $15,00t  S50,000 =S500,00I  1,000,000 "'COM (Real fata1e Only) =-"l.llhcr =$2.501 $).!KIO Ill =$1,00Q,001 -$5,llOO,OOll =$50,001 -S!00,000 =Sl,000,001  $5,000,000 1'4 =More than 50,000,000 ,.As.sesmt:nt 'Estim50,IMlD "'"More than SS,000,000 =$100.001. $250.000 .$5,000,001 -$25,000,000 =Cash Market 

Date Report 
Name Person Reporting 
WARDLAW, KIMM. 
6/28/2010 
VII. INVESTMENTS and TRUSTS -;ncom, value, 1ransac1ions r1nc1udes those spouse and dependent c11Hdren; PP 34-60 filing insrructions.J 
NONE (No reportable income, assets, transactions.) 
!-----------;;,__-------1----------c;-----------------------_o ___ -----------------!
Descnphon Assets Income dunng Gross"aluc end Transact10ns dunng reportmg penod 
{includiog trut assets) reportmg penod reporting period 
(1) (I) I-(2) (3)-(4)-
Place "(X)" after each asset Amount Type (e.g, Value Value Type (e.g., Date Value Gain ldentily exempt from pnor disclosure div rent, Code Method buy, sell, mm/dd!yy Code 21Code buyOT/seller
Code 
(J-P) (A-H} 
::i::)
i--------------------- lntomc Gt1in Codes: S 1,000 less =Sl,001 -$2,500 =$2,50I -)5,000 D=S5,00l-Sl5.000 =S!S,001 -$50,000 (See (.:olumns 1:1.nd 04) $50.001 -SIOO,UOO =SI00,001 -Sl,U00,000 =Sl.WO.OOI -S5JXJ0,000 =More than .$5,000,000 Value: Code:> .SlS,000 less -$15,001 -$50,000 =S50,00! -$100,000 =S100,0vl -S250,000 
{See Columns and D3) =$250,001  SS00,000 =$500,001 -Sl,000,000 =Sl,000,001 -S5,000,000 $5,000,001 -$25,000,000 =$15,000,001 -$50,000,!10 =More than S50,000,000 Villuc Mclhead Codes :::Appraisal ::..:Cosr (Real Estate Only) -Assessment =C'ash Market (Sec 1'..."1,lumn C2) -:::Rook Valu Other \' 'E!.rimatcd

VII. INVESTMENTS and TRUSTS -income. value, mmsuctions (Includes those spouse and dependent children; see PP. 34-60 filing 
instructions.; 
NONE (No reportable income, assets, transactions.) 
--1 

Date Roport 
Name Penon Rt!portfng

WARDLAW, KIMM. 
6/2812010 
VU. INVESTMENTS and TRUSTS -income, value, rransactwns r1nctudes those spvuse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
/-------A:------------r----B--1 ---l ------
c:- 
Transactions during reponing period 
!!. (1:0:;:::::) 
Place "(X)" afer each asset !Amount Type (e.g., Value Value Date Value 

 
i2)
mm/dd/yy Code Code 
(1) (2) (l) (2) 
(3) (5)

.1. 
(J-P)or mt.) 
Code 
Gam
Type (e.g., 
buy, sell, 

ldentity 
exempt from pnor disclosure (A-H) 

buyer/seller 
(A-H) (if private 
{J-P)
redemption) 

transaction)
l(Q-w2_

--_, "'SI ,000 less $1.001 -S2.500 =Sl.50  $5,()1)0 D=S5,00l-Sl5,000 =$!5,00t -$50,000 SSO,txll -Slll,OOU sroo.001 $1,000.000 ''Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes -.:$15.000 les.'i 0SIS,Otll SS0.000 =$50,00! -SI 00-,000 =S!00.001 -5250,000
(See Columns rmd 03) =S250,00I -SS00.000 =$500, V=01hcr =$2,501 -$5,000 =Sl,000,001 -$5,000,000 "-$50,001 -$100.00-0 =$1,0000,001 -$5,000,000 =$25.000,001 -S50,ooo,ooo -Morr: than SS0,000,000 Vaiuc-Method Codts =Appraisal =CC' NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Repe>rting 

WARDLAW,KJM 
6/28/2010 
VII. INVESTMENTS and TRUSTS -income, .,,,,.,, transacti.,ns r1nc1u11es tha.lher =52,50 -$5,000 Ill -$1.000,001 -S5.000.000 550,00 -$100,000 =Sl,000,001  $5.000,000 ""Mort" than $50,000,000 =As.i;.essmem =Es1imted ss,001 -s1s.ooo =-:Sl5,001-S50,000 =More" than $5,000,000 -s100.001 -$250.000 =$5,000,001 -$25,000,000 "'Cash Markel 
 
Name Person Reporting 
Date Report 
WARDLAW, KIMM. 
6/28/2010
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those spouse and dependent children; see PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period 
(4) 
Gain 
Code buyer/seller (A-H) (if private  Jncomc Uam Codes: =SI ,OllO k.s "S!.{XII  $2,500 --$2,50 -S:'i,OOtl "$5,001 -St5,000 =.$} 5,001 S50,000  
{Se CQlumns omd 04) SSU,001  SIOO,IJOO -SI00,001 -Sl,000,000  l!J "Sl,tXJO,OUl -$5,000,000 =More than $5,000,000 Value Codes (See C'vlumns and DJ) =Sl5,000 j =$250.001 -$500.000 $15.001 -S50,000 =S500,00l -Sl,000,00U  SS0,001  SI00,000 -:-:St ,fJ00.001 -.$5.000.000 "$100,001 -$250,000 =SS,000,001 -525,000.000 "S25,000,0-0J  $50.00ll.DOO =Mme than S50.000.DOO Value Me1hol Codes =1pprnisal :..C1lS( (Real Estate Only) =Assessment  
{Sec Culwnn C2) =Book Value =Other -b11ma1ed  

Date Report 
WARDLAW, KIMM. 
6/28/2010 
VII. INVESTMENTS and TRUSTS -income, va1ue, 1ransac1ions (Includes thvse spo11se amJ dependent children; see PP 34-60 filing instruction.rne Gain Codes: (See Column5o anct D4) $1.000 less 11$1,001  S2,500 =S2,50l -$.5,000 -S5.0ot -SIS,000 415,001 -$50,000 =100,00l -$1,000.001 $5,000,000 =More than S5,000,000
- "SI 5,00t 550,000 =$50,001 SI00,000  ,000.000 "St00,001  $20,000 =S00,00  1,000,000 =$5,000,001  S25.oon.ooo =$50,001  $100,000  .ooo less =$250,001  $500,000 Value Cod 
(Sc Column:s and 03) =Sl,000.00155.000,000 $25.000.001 S50.000.000 0r>.fort! than SS0,000,00(l Value Melhud Cm.Jc =Appra1s:tl "'Cu:;t !Real fatale Only) Other "-'Assessment 
-ts11ma1ed -::Ca.h Market 
(Set: Column C2) =Book Value 

Date Report
WARDLAW, KIMM. 
6128/201(} 
VII. INVESTMENTS and TRUSTS -incom, vatue, transactions r1ncludes those ofspouse amt depem1en1 children; seePP 34-60 offiling instrucnons.J NONE (No reportable income, assets, transactions.)  
Description ofAssets  Income during  Transactions during reporting.period 
(inc1uding trust assets)  reporting period reponing period 

1-(1) ... 
(3)-c---c4)T__,_  and 03) 
Value Mc1!lod Codes (Sec: Column C2) ,.,S:1,000 le:;s. 
f-$50,001  SIOO,i>C>O ""$15.000 less $150,001  !500.000 
P' :-::$7S,000,00I -S'S0.000,000 ...:.Appiaisal B.mk. .'due =$1,001-$2.500 "SI00,001  $1,000.000 -s1s,001. so.ooo $500.001 $1,000,000 
  (.'osl (Real Estate: Only) 
V-Othcr ..2,501 $5,000 -$1 ,000,001  $5,000,000L =S50.001 -s100.ooo J>I $1,000,001 -$5,1100,000P4 ""'-.fore than $50,000,000 -Assessmt.nt =Esumatcd 
V=$5,00I -$15,000 =$15,001  SS0.000 -=More than $5,000,000M -s100,001 -s2so.ooo =$5,000,001 -S25,000,000 Cash Markel 

Date Report 
WARDLAW, KIM 
612812010 
Vlll. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartv/Rtport.) 
Line IRA covers line through 252 
Line 253, Trust covers line 254 

Line 869, Equity Partners Ill covers line 870 through 871 Line 872, Equity Partners covers line 873 through 874 Line 875, I'S Equity Partners covers line 876 through 883 Line 884, l