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Judicial Watch • Kimba M. Wood – 2010

Kimba M. Wood – 2010

Kimba M. Wood – 2010

Page 1: Kimba M. Wood – 2010

Category:Federal Judges

Number of Pages:43

Date Created:September 15, 2013

Date Uploaded to the Library:January 05, 2015

Tags:Kimba, Kimba M Wood, private, purchase, Distribution, partial, Gross, 2010, investment, dividend, reporting, Federal Judge, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) WOOD, KIMBA Court Organization U.S. District Court, SONY Date Report 5/11/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (senior) Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 500 Pearl Street New York, N.Y. 10007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Board Member New York City Ballet, Inc. Board Member CEELI Institute 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Wood, Kimba 
 
 
Date Report 
Name Person Reporting 
 
5/11/2011 
WOOD, KIMBA 
 
 
 
Ill. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were maied during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010* Rockefeller Brothers Fund -Committee Fees 
2.2010* Sonic Corp. -various Board Committee Fees 
3.2010* Vestar, Harding Service, Blackstone, Irving Place Capital -Fee Income *(various) 
JV. REJMB URSEMENTS -transportation, lodging,jood, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
Date Report 
Name Person Reporting 
 
5/11/2011 
WOOD, KIMBA GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Citibank Line Credit Vestar Loans Citibank Rental Property Mortgage American Express Credit Card ENM,Inc. Escrow Account None 
 
 
 
 
 
 
Date Report 
Name Person Reporting 
 
WOOD, KIMBA 
511112011 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing -instructions.) NONE (No reportable income, assets, transactions.) 
Income during reporting period 
(I) (2) 
A111oul1t Type(ecg., 
Code! 
:div., rent, 
(A-H) 
orint.) See attached 
 
10. 
 
11. 
 
12. 
 
13. 
 
 
15. 
 
16. Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) 450.001  $100,000 =$100.001 -$1.000.000 =$1,000,001-$5.000,000 =More than $5.000,000 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50,001 -$100,000 =$100,001-$250,000 
(Sec Columns and D3) N=$250.001 -$500,000 0=$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
 
 
 
(1) 
(2) (1) (1) (2) (5) 
 
AMT CODE (A-H) TYPE VALUE CODE -P) VALUE METHOD (Q-W) TYPE DATE VALUE CODE -P) GAIN CODE (A-H) IDENTITY (IF PRIVATE) EXXON CORP COMMON STOCK DIVIDEND CREST FUND (IRNROTH IRA) (SEE NOTE SECTION VIII) K-DISTR GOLDMAN SACHS BANK DEPOSIT/CASH INTEREST BLACKROCK INC COMMON STOCK DIVIDEND DEVON ENERGY CORP COMMON STOCK DIVIDEND SOLD SONIC COMMON STOCK NONE WALGREEN COMMON STOCK DIVIDEND BIF TAX-EXEMPT FUND (FKA CMA TAX EXEMPT FUND-ML #1) DIVIDEND 
ADDITIONAL COMMON FNDS 9-80 ABBOTT LABORATORIES ACCENTURE LTD AMERICAN EXPRESS AMERICA MOVIL AMGEN ANADARKO PETROLEUM CORP DIVIDEND DIVIDEND DIVIDEND DIVIDEND 
NONE DIVIDEND 
PARTIAL SALE 
 
PURCHASE 
PARTIAL SALE 
PARTIAL SALE 
PURCHASE 
PURCHASE 
PARTIAL SALE 
PARTIAL SALE 
 
10/25 
10/4 3/31 10/21 1/21 5/6 5/2 6/4 
GROSS VALUE 
 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
Kimba Wood MAY, 2011 
 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF (Q-W) -P) (AH) PRIVATE) PARTIAL SALE 6/14 FLY LEASING (FKA BABCOCK BROWN) DIVIDEND PURCHASE 10/4 BANK AMERICA DIVIDEND PARTIAL SALE 5/24 SOLD 5/26 BERKSHIRE HATHAWAY NONE BHP BILLITON LTD NONE SOLD 2/1 BLACKROCK INC DIVIDEND PARTIAL SALE 3/31 BOEING NONE PURCHASE 8/27 PARTIAL SALE 9/21 SOLD 9/22 CABOT OIL GAS DIVIDEND CARPENTER TECHNOLOGY DIVIDEND CONOCOPHILLIPS DIVIDEND CONSTELLATION BRANDS NONE COVANTA HLDG CORP NONE PURCHASE 10/4 DEVON ENERGY CORPORATION DIVIDEND PARTIAL SALE 3/31 EQT CORP DIVIDEND EVERCORE PARTNERS DIVIDEND INTERNATIONAL BUSINESS MACHINES DIVIDEND PURCHASE 1/21 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
 
 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (1) (2) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE IDENTITY 
(A-H) CODE METHOD CODE (IF -P) (Q-W) -P) INTERNATIONAL PAPER DIVIDEND 
 
PRIVATE) JOHNSON JOHNSON DIVIDEND PARTIAL SALE 10/21 KROGER COMPANY DIVIDEND PARTIAL SALE 5/11 PARTIAL SALE 5/21 MARKET VECTORS GOLD MINER ETF DIVIDEND MCDONALDS DIVIDEND OCCIDENTAL PETE CORP DIVIDEND ORACLE CORP DIVIDEND PURCHASE 10/4 PACKAGING CORP DIVIDEND PEPSICO DIVIDEND PARTIAL SALE 10/21 PFIZER INC DIVIDEND PURCHASE 10/4 PURCHASE 10/25 PIONEER NATURAL RESOURCES DIVIDEND PARTIAL SALE 6/17 PARTIAL SALE 717 ALTRIA GROUP -IRA ACCOUNT DIVIDEND BLACKROCK INTL GRWTH INC -IRA ACCOUNT NONE PURCHASE 12/28 BRIDGEPOINT EDUCATION INC -IRA ACCOUNT NONE PURCHASE 12/28 GUGGENHEIM BUILD AMER BONDS -IRA ACCOUNT NONE PURCHASE 12/27 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF 
(J-P) (Q-W) (J-P) (A-H) PRIVATE) KRAFT FOODS INC -IRA ACCOUNT DIVIDEND PHILIP MORRIS -IRA ACCOUNT DIVIDEND RALCORP HOLDINGS INC -IRA ACCOUNT CIL VANGUARD DIVIDEND APPRECIATION -IRA ACCOUNT NONE PURCHASE 12/28 REINSURANCE GROUP AMERICA DIVIDEND PARTIAL SALE SMITHTOWN BANCORP NONE TENDERED SHARES (SEE LINE BELOW) 12124 PEOPLES UNITED FINANCIAL INC NONE RECEIVED PART TENDER (SEE LINE ABOVE) 12/24 SOLD 12/27 SONIC CORP NONE OPTION EXERCISE 118 TRANSOCEAN LTD NONE PURCHASE 3126 
LSOLD THE TRAVELERS COS DIVIDEND UNILEVER DIVIDEND PARTIAL SALE 9/30 PARTIAL SALE 1011 PARTIAL SALE 1119 UNITED CONTINENTAL NONE PURCHASE 1014 UNITED PARCEL SERVICE DIVIDEND PURCHASE 1014 UNUM GROUP DIVIDEND 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) -W) (J-P) -H) PRIVATE) VIACOM DIVIDEND PURCHASE 10/4 WALGREEN DIVIDEND PURCHASE 6/21 WAL MART STORES DIVIDEND DONATED SOME SHARES 4/12 
(SEE LINE 125 BELOW) PURCHASE 10/4 WILLIS GROUP HOLDINGS DIVIDEND PARTIAL SALE 1/21 PARTIAL SALE 5/28 XEROX 
 
SOLD 6/23 DIVIDEND EAGLE ROCK ENERGY PTNRS NONE PURCHASE 6/17 (SEE NOTE SECTION VIII) DISTRIBUTION 8113 DISTRIBUTION 11/12 ENERGY TRANS EQTY NONE PURCHASE 5/5 (SEE NOTE SECTION VIII) 
 
DISTRIBUTION 8/19 DISTRIBUTION 11/19 ENTERPRISE HOLDINGS/AKA ENTERPRISE PRODUCTS NONE PURCHASE 
 
(SEE NOTE SECTION VIII) DISTRIBUTION 8/6 DISTRIBUTION 11/9 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
 
 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W) (J-P) -H) PRIVATE) MAGELLAN MIDSTREAM PARTNERS NONE PURCHASE 
 
(SEE NOTE SECTION VIII) DISTRIBUTION 8/13 
DISTRIBUTION 11/12 MARKWEST ENERGY PARTNERS 
(SEE NOTE SECTION VIII) REGENCY ENERGY PTNRS 
(SEE NOTE SECTION VIII) 
100 WESTERN GAS PARTNERS (SEE NOTE SECTION VIII) 
 
101 JPMORGAN MONEY MKT 102 GOLDMAN SACHS FINANCIAL SQUARE MM/CASH 103 GOLDMAN SACHS BANK DEPOSIT/CASH 104 CITIBANK CHECKING ACCOUNT-FOUNDATION 105 CITIBANK INTEREST CHECKING ACCOUNT 106 MORGAN STANLEY BANK/TRUST DEPOSITS 
(FKA MORGAN STANLEY BANK/TRUST DEPOSITS) NONE 
NONE 
NONE DIVIDEND INT/DIV INTEREST 
NONE INTEREST INTEREST 
PURCHASE 
DISTRIBUTION 
DISTRIBUTION 
PURCHASE 
PURCHASE 
DISTRIBUTION 
DISTRIBUTION 
PURCHASE 
 
ACCOUNT CLOSED 
 
5/5 8/13 11/12 5/5 8/11 8/13 11/12 11/11 
11/24 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(4) (5)(2) (1)(1) (1) DATE VALUE GAIN IDENTITYTYPE VALUEAMT CODE TYPE CODE CODE (IF(A-H) CODE -P) (Q-W) (J-P) (A-H) PRIVATE) 
107 CITIBANK CHECKING ACCOUNT 
 
108 CITIBANK ASSET ACCOUNT 
109 CITIBANK MONEY MARKET PLUS 110 CITIBANK INTEREST CHECKING ACCOUNT# 111 STA STREET INST LIQUID RESERVES MM/CASH 
112 BARCLAYS CASH (SEE NOTE SECTION VIII) 113 BLACKROCK MONEY MARKET/PNC CASH 114 UBS BANK USA DEPOSIT ACCOUNT 115 WESTERN ASSET/CITI INST TREASURY MONEY FUND 116 CGMI BANK DEPOSIT PROGRAM 117 MORGAN STANLEY BANK/TRUST DEPOSITS 118 MORGAN STANLEY BANK/TRUST DEPOSITS 119 MORGAN STANLEY BANK/TRUST DEPOSITS 120 OCA WESLEY MORTGAGE REIT 
 
COMMON STOCKS 121 ABBOTI LABORATORIES NONE NONE INTEREST INTEREST DIVIDEND INTEREST DIVIDEND INTEREST INTEREST INTEREST INTEREST INTEREST INTEREST K-1 DISTR/ INTEREST ACCOUNT CLOSED ACCOUNT CLOSED ACCOUNT OPENED ACCOUNT OPENED ACCOUNT OPENED ACCOUNT OPENED ACCOUNT OPENED 1/29 2/1 2/1 515 12/22 11/24 7/29 
NONE SOLD 1/4 
 
122 DYERSBURG CORP NONE DEEMED WORTHLESS 
 
123 WAL MART STORES INC NONE PARTIAL SALE 1115 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A CODE METHOD CODE CODE (IF IN) 
(J. 
 
(A-H) PRIVATE) 
 
125 RECEIVED DONATED SHARES (SEE LINE ABOVE) 4/12 
126 SOLD 4/12 
FOUNDATION BROKERAGE ACCOUNT 127 GOLDMAN SACHS BANK DEPOSIT/CASH NONE ACCOUNT CLOSED 1/12 
FOUNDATION BROKERAGE ACCOUNT 128 SPRUCEGROVE NON EQUITY LLC/CASH ACCOUNT NONE ACCOUNT CLOSED 1/5 
 
 
129 MORGAN STANLEY BANK/TRUST (CASH/MM) INTEREST 130 MORGAN STANLEY BANK/TRUST (CASH/MM) INTEREST 
 
 
131 AERCAP HOLDINGS N.V. NONE PURCHASE 10/29 132 AFLAC INC DIVIDEND PURCHASE 2/17 
133 SOLD 134 AMERICAN ELECTRIC POWER DIVIDEND 
 
PURCHASE 2/17 
135 SOLD 5/26 
136 ANADARKO PETE DIVIDEND PURCHASE 6/3 
137 SOLD 10/29 
138 APOLLO INVESTMENT CORP DIVIDEND PURCHASE 8/5 
139 SOLD 12/22 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (3) (4) (5) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF (Q-W) -P) (A-H) PRIVATE) 
140 AUTOMATIC DATA PROCESSING INC DIVIDEND PURCHASE 2/17 
141 SOLD 5/26 
142 BANK AMERICA DIVIDEND PURCHASE 2/17 
 
KPURCHASE 
144 BLACKROCK INTL GRWTH INC 145 146 BRIDGEPOINT EDUCATION INC 147 148 CDC SOFTWARE CORP 149 CENTURYTEL INC 150 151 CHEVRON CORP 152 DIVIDEND PURCHASE 8/3 
PURCHASE 10/19 
NONE PURCHASE 11/15 
PURCHASE 11/18 
NONE PURCHASE 4/8 DIVIDEND PURCHASE 2/17 
SOLD 5/14 DIVIDEND PURCHASE 2/17 
SOLD 5/26 
 
 
K153 CIT GROUP NONE PURCHASE 
 
154 CONOCOPHILLIPS DIVIDEND PURCHASE 2/17 
155 SOLD 5/14 
156 DANAHER CORP DIVIDEND PURCHASE 5/26 
157 DEVON ENERGY CORP DIVIDEND PURCHASE 10/20 
 
 
Kimba Wood MAY,2011 
GROSS VALUE 
INCOME DURING END REPORTING 
 
 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(AH) CODE METHOD CODE CODE (IF -P) (Q-W) -P) (AH) PRIVATE) 
 
158 DEVRY INC NONE PURCHASE 10/15 159 PURCHASE 10/20 160 PARTIAL SALE 10/29 161 
 
SOLD 11/1 
162 ELI LILLY DIVIDEND PURCHASE 2/17 163 SOLD 5/14 164 EMERG MKT ENERGY TITANS INDX NONE PURCHASE 1/20 
165 PARTIAL SALE 12/8 166 EMERG MKT METAL MINING TITAN NONE PURCHASE 1/20 167 PARTIAL SALE 12/8 168 ENERGY SEL SECT SPDR FUND DIVIDEND SOLD 613 169 ENTERGY CORP DIVIDEND PURCHASE 2/17 170 SOLD 5/26 171 GOLDMAN SACHS GRP INC DIVIDEND PURCHASE 4/20 172 PARTIAL SALE 8/24 173 SOLD 11/17 
174 GUGGENHEIM BUILD AMER BONDS NONE PURCHASE 12/17 175 HALLIBURTON DIVIDEND PURCHASE 613 176 HEALTH CARE SEL SECT SPDR DIVIDEND PURCHASE 1/20 
 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(4) (5) 
(2) (1) (2) (2) 
(3) 
(1) 
AMT CODE TYPE VALUE VALUE DATE VALUE GAIN IDENTITY 
 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W} -P) (AH) PRIVATE) 
177 PARTIAL SALE 5/26 
178 SOLD 7/19 
179 HEINZ DIVIDEND PURCHASE 2/17 
180 SOLD 10/15 
181 HONEYWELL INTERNATIONAL INC DIVIDEND PURCHASE 2/17 
182 PURCHASE 5/26 
183 INTERNATIONAL BUSINESS MACHINES CORP DIVIDEND PURCHASE 5/14 
184 !SHARES BARCLAYS TIPS FUND DIVIDEND SOLD 8/24 
185 !SHARES HEAL INDEX NONE SOLD 
 
186 !SHARES IBOXX H/Y CORP BND DIVIDEND PARTIAL SALE 11/19 
187 !SHARES MORGAN BOND FUND DIVIDEND PARTIAL SALE 11/19 
188 !SHARES MSCI CANADA INDEX FUND DIVIDEND 
189 !SHARES MSCI PAC EX-JPN INDEX DIVIDEND 
190 !SHARES SP 500 GROWTH INDEX DIVIDEND PARTIAL SALE 5/26 
191 !SHARES SP 500 VALUE INDEX DIVIDEND 
192 !SHARES SP MIDCAP 400 INDEX DIVIDEND 
193 !SHARES SMALL CAP 600 INDEX DIVIDEND PURCHASE 5/27 
 
194 !SHARES MSCI SMALL CAP DIVIDEND 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
195 JOHNSON JOHNSON 196 197 JPMORGAN CHASE 198 KIM BERL CLARK CORP 199 200 KRAFT FOODS INC 201 LOCKHEED MARTIN CORP 202 203 LORILLARD INC 204 205 MT BANK CONTINGENT NOTES PREFERRED STOCK 206 207 208 MARKET VECTORS AGRIBUS ETF 209 MARKET VECTORS BRAZL SM-CAP 210 MARKET VECTORS RUSSIA ETF RUSS 211 212 MASTERCARD 213 MCDONALDS CORP 
(1) 
AMT CODE (A-H) 
 
(2) 
TYPE 
DIVIDEND 
DIVIDEND 
DIVIDEND 
 
DIVIDEND 
DIVIDEND 
 
DIVIDEND 
 
NONE 
 
NONE 
DIVIDEND 
DIVIDEND 
 
DIVIDEND 
DIVIDEND 
 
(1) 
VALUE CODE -P) 
(2) 
VALUE 
METHOD 
 
(Q-W) 
(1) 
TYPE 
PURCHASE SOLD PURCHASE PURCHASE SOLD PURCHASE PURCHASE SOLD PURCHASE SOLD PURCHASE PARTIAL SALE SOLD SOLD PURCHASE PURCHASE PARTIAL SALE 
PURCHASE 
PURCHASE 
(2) 
 
DATE 
2/17 8/3 3/3 2/17 5/14 5/27 2/17 5/14 2/17 5/14 10/7 11/1 11/8 6/3 11/17 1/20 5/26 5/26 2/17 
(3) 
VALUE CODE (J-P) 
 
(4) 
 
GAIN 
CODE 
(A-H) (5) 
 
IDENTITY (IF PRIVATE) 
 
 
 
Kimba Wood MAY,2011 GROSS VALUE 
INCOME DURING END REPORTING REPORTING PERIOD PERIODDESCRIPTION ASSETS TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (3) (4) (5) 
(1) (2) (1) (2) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN (A-H) CODE METHOD CODE CODE -P) (Q-W) -P) (A-H) 
214 SOLD 215 MERCK INC DIVIDEND 
 
PURCHASE 2/17 
216 SOLD 5/26 217 METLIFE INC DIVIDEND PURCHASE 2/17 
218 
PURCHASE 
219 NFJ DIVIDEND INT PRE STRGY 220 221 222 NORFOLK SOUTHERN CORP 223 224 NUVEEN BUILD AMERICAN BOND 225 226 227 ORACLE CORP 228 PEPSICO INC 229 
230 PFIZER INC 231 DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND 
 
PURCHASE PURCHASE PARTIAL SALE PURCHASE SOLD PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE SOLD PURCHASE PURCHASE 
2/17 
5/26 
12/28 
2/17 10/15 
5/27 
11/19 
12/9 
5/27 2/17 5/26 
2/17 5/26 
 
 
 
 
 
Kimba Wood MAY, 2011 
 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (3) (4) (5) 
 
AMT CODE (A-H) TYPE VALUE CODE (J-P) VALUE METHOD (Q-W) TYPE DATE VALUE CODE (J-P) GAIN CODE (A-H) IDENTITY (IF PRIVATE) 
232 PHILIP MORRIS INTL INC DIVIDEND PURCHASE 2/17 
233 SOLD 8/3 
234 POWERSHARES COMM TRK INC NONE SOLD 8/5 
235 POWERSHARES IND BULL ETF NONE PURCHASE 1/20 
236 PARTIAL SALE 5/26 
237 PARTIAL SALE 5/27 
 
238 
SOLD 
 
239 POWERSHARES SP 500 BUYWRITE NONE SOLD 2/17 
K240 PRUDENTIAL FINANCIAL INC DIVIDEND PURCHASE 
241 SCHLUMBERGER LTD 
242 SEADRILL LTD 
243 
244 
245 SOLAR CAPITAL LTD 246 247 SPDR KBW BANK ETF 248 SPDR SP DIVIDEND 249 SPDR SP EMERGING ASIA PACIF 250 SPDR SP MIDCAP 400 ETF TRUST DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND 
PURCHASE 
PURCHASE 
PURCHASE 
PARTIAL SALE 
PURCHASE 
PARTIAL SALE 
PURCHASE 
 
PURCHASE 
 
PURCHASE 
 
11/4 
5/3 
5/27 
12/15 
8/24 
12/8 
1115 
11/17 
5/27 
 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (1) (2) (3) (4) (5) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF (A-H) PRIVATE) 
251 SPDR SP INTL ENERGY SECTOR DIVIDEND SOLD 10/15 
252 STARWOOD PROPERTY TRUST INC DIVIDEND PURCHASE 7/19 
253 SYSCO CORP DIVIDEND PURCHASE 2/17 
254 SOLD 5/26 
255 TAIWAN SMCNDCTR MFG NONE PURCHASE 2/17 
256 SOLD 5/26 
257 TORONTO DOM DIVIDEND PURCHASE 2/17 
258 SOLD 5/26 
259 TOT FINA ELF DIVIDEND PURCHASE 2/17 
260 SOLD 8/3 
261 UTILITIES SEL SECT SPDR FUND DIVIDEND PARTIAL SALE 5/26 
262 SOLD 11/17 
263 VANGUARD EMRG MKTS ETF DIVIDEND PURCHASE 1/20 
264 PURCHASE 5/27 
265 VANGUARD EUROPEAN ETF DIVIDEND 
266 VISA INC DIVIDEND PURCHASE 5/26 
267 VISTEON CORP NONE PURCHASE 12/22 
268 VODAFONE PLC NONE PURCHASE 2/17 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (2) (3) (4) (5) AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W) -P) (A-H) PRIVATE) 
269 270 WELLS FARGO 271 WESTAR ENERGY INC 
272 
273 WILLIAMS INC 274 275 276 YUM BRANDS 277 278 PUTNAM DIVERSIFIED INC 279 280 
CALLS NOTE SECTION 281 ANADARKO PETROLEUM 282 283 284 DEVRY INC 285 286 HALLIBURTON 
NONE DIVIDEND DIVIDEND DIVIDEND DIVIDEND 
SOLD 
PURCHASE 
PURCHASE 
SOLD 
PURCHASE 
PURCHASE 
SOLD 
PURCHASE 
SOLD 
PARTIAL SALE 
PARTIAL SALE 
SOLD 
 
PARTIAL SHORT SALE 
SOLD SHORT 
PURCHASE 
SOLD SHORT 
PURCHASE 
SOLD SHORT 
 
4/13 
12/8 
2/17 
 
5126 
2/17 
5/26 
10/20 
2/17 
10/15 
8/24 
8/25 
9/21 
 
 
 
 
Kimba Wood MAY,2011 
GROSS VALUE 
 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (4) (5)(2) (3) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY -H) CODE METHOD CODE CODE -P) (Q-W) (A-H) 
 
287 HONEYWELL INTERNATIONAL 
288 KRAFT FOODS 289 MASTERCARD INC 
290 MET LIFE INC 291 MORGAN CHASE 292 ORACLE CORP 293 PFIZER INC 294 SEADRILL LTD 
 
296 ARIZONA SNOWBOWL (AKA SUNWEST HOLDINGS) (SEE NOTE SECTION VIII) K-1 DISTR 
297 ENTERTAINMENT ACQUISITION (SEE NOTES SECTION VIII) K-1 DISTR 
298 COSMOS PARTNERS (SEE NOTES SECTION VIII) NONE 
299 TAMPA BAY RAYS (SEE NOTES SECTION VIII) NONE 
300 FRESH DIRECT NONE 
301 HARDING SERVICE, LLC (SEE NOTES SECTION VIII) K-1 DISTR 
 
 
SOLD SHORT 10/20 
SOLD SHORT 10/20 
SOLD SHORT 10/20 
SOLD SHORT 10/20 
SOLD SHORT 10/20 
SOLD SHORT 10/20 
SOLD SHORT 10/20 
SOLD SHORT 10/20 
OPTIONS ASSIGNED 12/15 
(SEE LINE 244 ABOVE) 
DISTRIBUTION 3/23 
FINAL DISTRIBUTION 12/14 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
317 
(1) (2) (1) (2) (1) (3) (5) 
 
(4) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF -P) (Q-W) (J-P) (A-H) PRIVATE) 
302 OFFIT CAPITAL ADVISORS 303 OPUS MEDIA PARTNERS 
(SEE NOTE SECTION VIII) 304 UNIVERSAL HOSPITAL SERVICES HOLDING 305 IRVING PLACE CAPITAL 
(SEE NOTES SECTION VIII) 306 307 308 IRVING PLACE CAPITAL Ill (SEE NOTES SECTION VIII) 309 310 311 BLACKSTONE REAL ESTATE PARTNERS (SEE NOTES SECTION VIII) 312 313 314 315 316 
NONE NONE NONE K-1 DISTR/ DIVIDEND K-1 DISTR/ DIV/INT K-1 DISTR 
 
DISTRIBUTION DISTRIBUTION DISTRIBUTION ADDITIONAL INVESTMENT DEEMED DISTRIBUTION ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT DISTRIBUTION ADDITIONAL INVESTMENT 
5/13 6/9 12/16 10/1 11/10 12/15 3/15 3/29 4/5 4/28 8/23 8/23 
 
318 ADDITIONAL INVESTMENT 10/4 319 ADDITIONAL INVESTMENT 10/29 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
 
 
(1) (2) (1) 
(1) 
 
(2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE IDENTITY -H) CODE METHOD CODE (IF -P) -P) (A-H) PRIVATE) 
 
 
320 321 322 CENTERVIEW CAPITAL 
(SEE NOTE SECTION VIII) 323 NIELSEN COMPANY (X) (SEE NOTE SECTION VIII) 324 RICHELIEU FOODS, INC (SEE NOTE SECTION VIII) 325 BIRDS EYE FOODS (SEE NOTES SECTION VIII) 326 DYNA VOX 
(SEE NOTE SECTION VIII) 327 328 329 VESTAR CAPITAL PARTNERS/ASSOC. Ill 
(SEE NOTES SECTION VIII) 330 VESTAR CAPITAL PARTNERS/ASSOC. AIV (SEE NOTES SECTION VIII) 331 VESTAR CAPITAL PARTNERS/ASSOC (SEE NOTE SECTION VIII} 332 CONSOLIDATED CONTAINER (SEE NOTE SECTION VIII) 333 JOHNS KNITS (SEE NOTE SECTION VIII) K-1 DISTR 
NONE 
NONE 
NONE 
NONE 
NONE DIV/INT K-1 DISTR 
NONE 
NONE 
 
 
ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT INITIAL INVESTMENT 
DEEMED DISTRIBUTION PARTIAL SALE PARTIAL SALE DEEMED DISTRIBUTION 
11/17 12/15 
11/9 5/27 5/28 12/23 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) 	(1) (2) (3) (4) (5) 
AMT CODE 	TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
334 ARGO TECH 	NONE (J-P) -H) PRIVATE) 
 
(SEE NOTE SECTION VIII) 
335 ELECTRONIC MATERIALS (SEE NOTE SECTION VIII) DIV/INT RETURN CAPITAL 11/19 
336 BORDER MEDIA (X) (SEE NOTE SECTION VIII) NONE 
337 CCS INCOME TRUST (SEE NOTE SECTION VIII) NONE 
338 CESARE FIORUCCI (SEE NOTE SECTION VIII) NONE 
339 DUFF PHELPS (SEE NOTE SECTION VIII) NONE DEEMED DISTRIBUTION 12/23 
340 ESSENT HEAL CARE (SEE NOTE SECTION VIII) NONE 
341 GLEASON CORP (SEE NOTE SECTION VIII) NONE 
 
342 HEAL THGRADES (SEE NOTE SECTION VIII) NONE INITIAL INVESTMENT 
343 INH EAL (SEE NOTE SECTION VIII) NONE INITIAL INVESTMENT 
344 THE SUN PRODUCTS CORP (SEE NOTE SECTION VIII) NONE 
345 MEDI-MEDIA (SEE NOTE SECTION VIII) NONE 
7/22 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (2) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE (IF 
 
(J-P) (Q-W) (A-H) PRIVATE) 
 
------------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------------------- 
346 NATIONAL MENTOR HOLDINGS NONE 
(SEE NOTE SECTION VIII) 
 
347 OGF GROUP NONE 
(SEE NOTE SECTION VIII) 
 
348 PARTNER HOLDINGS (FKA PARIS RE) ON/INT RETURN CAPITAL 11/19 
(SEE NOTE SECTION VIII) 
 
350 PRESS GANEY DIV/INT 
 
RETURN CAPITAL 12/23 
RETURN CAPITAL 11/19 
 
(SEE NOTE SECTION VIII) 
 
351 RADIATION THERAPY NONE (SEE NOTE SECTION VIII) 
352 SEVES SPA NONE RETURN CAPITAL 1/4 (SEE NOTE SECTION VIII) 
353 SOLO CUP COMPANY NONE (SEE NOTE SECTION VIII) 
354 SUNRISE MEDICAL/JOERNS HEAL CARE NONE SOLD JOERNS HEALTHCARE 8/24 Quad-C (SEE NOTE SECTION VIII) Mgmt 355 ADDITIONAL INVESTMENT 8/24 
356 ADDITIONAL INVESTMENT 8/25 
DEEMED ADDL INVESTMENT 
358 DEEMED ADDL INVESTMENT 12123 
 
 
359 SYMETRA FINANCIAL (SEE NOTE SECTION VIII) NONE 
360 VALIDUS HOLDINGS (SEE NOTE SECTION VIII) DIVIDEND RETURN CAPITAL 12/24 
 
 
 
 
Kimba Wood MAY, 2011 GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) 
(3) (4) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE (A-H) CODE METHOD CODE (Q-W) (A-H) PRIVATE) 
361 WILTON HOLDINGS (SEE NOTE SECTION VIII) 362 ENTERPRISE NEWSMEDIA (SEE NOTE SECTION VIII) 363 FLAG VENTURE PARTNERS (SEE NOTES SECTION VIII) 364 365 366 367 368 369 370 
NONE 
NONE FINAL ESCROW DISTRIBUTION K-1 DISTR/ DIV DISTRIBUTION DISTRIBUTION 
DISTRIBUTION 
DISTRIBUTION 
DISTRIBUTION 
DISTRIBUTION 
DISTRIBUTION 
DISTRIBUTION 
 
12/27 
2/16 
3/29 
5/5 
7/30 
9/30 
10/14 
11/10 
12/23 
 
371 RED ABBEY (SEE NOTE SECTION VIII) 372 NONE DEEMED CONTRIBUTION DEEMED DISTRIBUTION 
373 SENTINEL CAPITAL PARTNERS/SENTINEL PARTNERS(ll) (SEE NOTES SECTION VIII) K-1 DISTR 
374 SENTINEL CAPITAL PARTNERS (Ill) (SEE NOTE SECTION VIII) K-1 DISTR 
375 SENTINEL CAPITAL PARTNERS (IV) (SEE NOTES SECTION VIII) K-1 DISTR 
376 CREDIT INFONET HOLDINGS NONE 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE INCOME DURING END REPORTING 
 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF 
(J-P) (Q-W) -P) (A-H) PRIVATE) 
(SEE NOTE SECTION VIII) 
377 ENGINEERED CONTROLS NONE INITIAL INVESTMENT 8/24 
(SEE NOTE SECTION VIII) 
 
DEEMED ADDL INVESTMENT 
379 DEEMED ADDL INVESTMENT 
DEEMED ADDL INVESTMENT 
381 ADDITIONAL INVESTMENT 10/19 
382 INSCAPE (SEE NOTE SECTION VIII) NONE 
383 INTERIM HEALTHCARE (SEE NOTE SECTION VIII) NONE 
384 FLEXIBLE PRODUCTS (SEE NOTE SECTION VIII) NONE 
385 MADILL CORP (SEE NOTES SECTION VIII) NONE 
 
386 MASSAGE ENVY NONE INITIAL INVESTMENT 
(SEE NOTE SECTION VIII) 387 MIDWEST WHOLESALE HARDWARE NONE 
(SEE NOTE SECTION VIII) 
 
388 NORTH AMERICAN RESCUE HOLDINGS NONE DEEMED DISTRIBUTION (SEE NOTE SECTION VIII) DEEMED DISTRIBUTION 
 
 
 
DEEMED DISTRIBUTION 
391 PRECISION PIPELINE SOLUTIONS NONE (SEE NOTE SECTION VIII) 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
 
 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(2) (1) (2) (3) (4) (5)(1) (2) VALUE DATE VALUE GAIN IDENTITYAMT CODE TYPE 
(A-H) CODE (IFMETHOD CODE 
 
(Q-W) (J-P) (A-H) PRIVATE) 
392 REACHOUT HEALTHCARE (SEE NOTE SECTION VIII) NONE SOLD 12/30 MORGAN CAPITAL 
393 SOUTHERN CALIFORNIA PIZZA (SEE NOTE SECTION VIII) INTEREST DISTRIBUTION 12/30 
394 SPINRITE (SEE NOTE SECTION VIII) NONE 
395 STRATEGIC PARTNERS (SEE NOTE SECTION VIII) NONE SOLD 8/24 BANK AMER CAPITAL 
396 TRINITY CONSULTANTS HOLDINGS (SEE NOTE SECTION VIII) INTEREST 
 
397 TRUSSBIL HOLDINGS NONE DEEMED DISTRIBUTION (SEE NOTE SECTION VIII) 
398 VINTAGE HOLDINGS NONE DISTRIBUTION 12/30 
(SEE NOTE SECTION VIII) 
399 SCI ENS CAPITAL PARTNERS NONE 
(SEE NOTE SECTION VIII) 
400 NORTHERN HELLENIC HOLDINGS LLC NONE 
(SEE NOTES SECTION VIII) 
401 PARK AVENUE PARTNERS K-1 DISTR DISTRIBUTION 2/1 
 
(SEE NOTES SECTION VIII) 
402 DISTRIBUTION 511 
403 ADDITIONAL INVESTMENT 5/18 
404 DISTRIBUTION 8/24 
 
 
405 QUINTANA ENERGY PARTNERS NONE DISTRIBUTION 8/26 
 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE 
 
DATE VALUE GAIN IDENTITY 
CODE CODE (IF 
(A-H) METHOD 
 
(0-W) (J-P) (A-H) PRIVATE) 
406 (SEE NOTES SECTION VIII) 
407 
408 CO-INVESTMENT PARTNERS LP/CAYMAN AIV (SEE NOTES SECTION VIII) 409 
410 
411 
412 
413 
414 
OTHER INVESTMENTS/NOTES RECEIVABLE 415 CHESAPEAK PARTNERS (SEE NOTE SECTION VIII) 415-444 
416 FARALLON CAPITAL PARTNERS (SEE NOTES SECTION VIII) 417 
418 
419 
420 
421 
422 AXIOM INTERNATIONAL INVESTORS LLC (SEE NOTE SECTION VIII) 
 
NONE 
K-1 DISTR/ 
DIV/INT 
K-1 DISTR 
K-1 DISTR 
 
ADDITIONAL INVESTMENT 
DISTRIBUTION DEEMED CAPITAL CALL 
DEEMED DISTRIBUTION 
ADDITIONAL INVESTMENT 
ADDITIONAL INVESTMENT 
DISTRIBUTION 
DISTRIBUTION 
ADDITIONAL INVESTMENT PARTIAL WITHDRAWAL 
PARTIAL WITHDRAWAL 
PARTIAL WITHDRAWAL 
PARTIAL WITHDRAWAL 
PARTIAL WITHDRAWAL 
PARTIAL WITHDRAWAL 
 
 
9/30 9/30 5/28 11/9 11/9 11/19 12/30 
3/12 6/2 6/29 8/27 10/26 11/16 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(4) (5) 
(1) 
 
(2) (1) (2) (1) (2) 
424 BREVAN HOWARD, (SEE NOTE SECTION VIII) 
425 PAULSON ADVANTAGE, (SEE NOTE SECTION VIII) 
426 SABRETOOTH ONSHORE FUND (SEE NOTE SECTION VIII) 
427 TOWLE CAPITAL PARTNERS (SEE NOTE SECTION VIII) 428 
429 WHALE ROCK FLAGSHIP FUND (SEE NOTE SECTION VIII) 
430 F.E. RICHARDSON (SEE NOTES SECTION VIII) 431 
432 
AMT CODE (A-H) TYPE 
K-1 DISTR 
K-1 DISTR 
K-1 DISTR 
NONE 
K-1 DISTR 
NONE VALUE 
CODE 
VALUE 
METHOD -VI/) 
TYPE 
 
PARTIAL WITHDRAWAL 
WITHDREW 
 
ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT 
 
DATE 
1/14 3/29 
1/25 2/5 2126 
 
VALUE GAIN IDENTITY CODE CODE (IF (J-P) (A-H) PRIVATE) 
 
 
 
ADDITIONAL INVESTMENT 3/22 
434 ADDITIONAL INVESTMENT 4/23 
ADDITIONAL INVESTMENT 5/21 
ADDITIONAL INVESTMENT 
 
437 ADDITIONAL INVESTMENT 8/19 438 ADDITIONAL INVESTMENT 9117 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W) (J-P) -H) PRIVATE) 
 
 
440 ADDITIONAL INVESTMENT 11/19 
441 ADDITIONAL INVESTMENT 12/17 
442 OP40 INC (SEE NOTE SECTION VIII) NONE 
443 OSCAR SCHAFER PARTNERS (SEE NOTE SECTION VIII) K-1 DISTR PARTIAL WITHDRAWAL 1/15 
444 HAWK GROUP (SEE NOTE SECTION VIII) NONE 
 
 
 
445 ---ING ROWE PRICE INCOME NONE SOLD 12/6 
 
 
446 --ING MARSICO INTERNATIONAL OPP PORT NONE SOLD 12/6 DIV/INT 
448 --GOLDMAN SACHS BANK DEPOSIT/CASH 
449 --ABBOTT LABORATORIES COMMON STOCK 
450 --AMERICA MOVIL COMMON STOCK 
451 --BLACKROCK, INC COMMON STOCK 
 
 
452 ---DEVON ENERGY CORP COMMON STOCK SOLD 
 
 
453 ---GENERAL ELECTRIC COMMON STOCK 454 ---JOHNSON JOHNSON COMMON STOCK 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (2) (3) (5) AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W) (J-P) (A-H) PRIVATE) 
455 ---KRAFT FOODS INC COMMON STOCK 456 ---PHILIP MORRIS COMMON STOCK 457 ---SONIC CORP COMMON STOCK 458 ---WALGREEN COMMON STOCK 459 TRUST 459-472 460 ---BLACKROCK LIQUIDITY FUNDS 461 ---PRUDENTIAL JENNISON 20120 FOCUS FUND (MUTUAL FUND) 
(FKA JENNISON 20120 FOCUS FUND) 462 ---THIRD AVENUE INTL VALUE (MUTUAL FUND) 463 ---BLACKROCK EQUITY DIVIDEND INST CLASS FUND 464 ---CALAMOS GROWTH FUND 465 ---EAGLE SMALL CAP GROWTH FUND 466 ---ISHARES BARCLAYS TIP ETF 467 ---ISHARES MSCI EMERGING MKTS INDEX ETF 468 ---ISHARES MSCI EAFE INDEX FUND ETF 469 ---ISHARES SP NATIONAL MUNI BOND FUND 470 ---IVY BLOBAL NATURAL RESOURCES 471 ---T ROWE PRICE INTL INC INTL BOND FUND 472 ---SPDR BARCLAYS CAP HIGH YIELD BOND ETF 
DIV/INT/ SETTMNT 
 
SOLD 517 
SOLD 2/16 
PURCHASE 2116 
PURCHASE 2116 
PURCHASE 2/16 
PURCHASE 2116 
PURCHASE 2116 
PURCHASE 2/16 
PURCHASE 2/16 
PURCHASE 2/16 
PURCHASE 2/16 
PURCHASE 2/16 
 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (3) (4) (5) 
 
AMT CODE TYPE VALUE VALUE (A-H) CODE METHOD -P) (Q-W) 
 
 
K-1 DISTR 
(SEE NOTE SECTION VIII) 474 ---BLACKROCK LIQUIDITY FUNDS 475 ---JENNISON 20/20 FOCUS FUND (MUTUAL FUND) 
COMMON STOCKS WHERE 476 ---COOPER INDUSTRIES PLC 477 ---COVIDIEN PLC 478 ---NOBLE CORPORATION 479 ---ATT INC 480 ---ALLERGAN INC 481 ---AMERICAN ELECTRIC POWER INC 482 ---AMERICAN EXPRESS 483 ---AMERICAN TOWER CORP 484 ---AMERISOURCEBERGEN CORP 485 ---AMERIPRISE FINANCIAL INC 486 ---AMGEN INC 487 ---APACHE CORPORATION 488 ---APPLE INC 489 ---BARON SMALL CAP MUTUAL FUND 490 ---BAXTER INTERNATIONAL INC 
TYPE 
SOLD 
PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE 
DATE 
2/16 
2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 
2/16 
VALUE CODE (J-P) 
 
 
GAIN CODE (A-H) IDENTITY (IF PRIVATE) 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(AH) CODE METHOD CODE CODE (IF -(J-P) PRIVATE) (Q-W) 
491 ---BROADCOM CORP PURCHASE 2/16 492 ---PURCHASE 
CAPITAL ONE FINANCIAL CORP 2/16 493 ---PURCHASE 
CELANESE CORP 2/16 494 ---CHUBB CORP PURCHASE 2/16 495 ---CISCO SYSTEMS INC PURCHASE 2/16 496 ---COACH INC PURCHASE 2/16 497 ---PURCHASE 
CUMMINS INC 2/16 498 ---DOLBY LABORATORIES INC PURCHASE 2/16 499---DOLLAR TREE INC PURCHASE 2/16 500 ---EMC CORP PURCHASE 2/16 501 ---EAGLE SMALL CAP GROWTH MUTUAL FUND PURCHASE 2/16 502 ---EBAY INC PURCHASE 2/16 503 
PURCHASE 2/16 
-EXXON MOBIL CORP 504 ---FEDEX CORPORATION PURCHASE 2/16 505---FORD MOTOR COMPANY PURCHASE 2/16 506 ---FRANKLIN RESOURCES INC PURCHASE 2/16 507 --PURCHASE 
FREEPORT MCMORAN COPPER GOLD INC 2/16 508 ---GENERAL ELECTRIC PURCHASE 2/16 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
(1) (2) (1) (2) (1) (3) (5) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE IDENTITY 
(A-H) CODE METHOD CODE (IF -P) (Q-W) 
509 --GENERAL MILLS INC PURCHASE 2/16 
510 --GOLDMAN SACHS GROUP INC PURCHASE 2/16 
511 --GOOGLE INC PURCHASE 2/16 
 
512 --GRAINGER INC PURCHASE 2/16 
513 --HARBOR INTERNATIONAL MUTUAL FUND PURCHASE 2/16 
514 --ILLINOIS TOOL WORKS INC PURCHASE 2/16 
515 --INTEL CORP PURCHASE 2/16 
516 --INTERNATIONAL BUSINESS MACHINES CORP PURCHASE 2/16 
 
517 --!SHARES BARCLAYS TIP ETF PURCHASE 2/16 
518 --!SHARES MSCI EMERGING MKTS INDEX ETF PURCHASE 2/16 
519 --ISHARES MSCI EAFE INDEX FUND ETF PURCHASE 2/16 
520 --I SHARES SP MIDCAP 400 INDEX ETF PURCHASE 2/16 
521 --I SHARES SP NATIONAL AMT-FREE MUNI BOND FUND PURCHASE 2116 
522 --IVY GLBL NATURAL RESOURCES MUTUAL FUND PURCHASE 2/16 
523 --JP MORGAN CHASE PURCHASE 2/16 
 
 
 
524 ---JOHNSON JOHNSON PURCHASE 2/16 525---JOHNSON CONTROLS INC PURCHASE 2/16 526 ---KOHLS CORP PURCHASE 2/16 527 ---LAUDER ESTEE COS INC PURCHASE 2/16 
PRIVATE) 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
 
 
(1) (2) (1) (2) (1) (3) (4) (5) 
 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(AH) CODE METHOD CODE CODE (IF -P) (Q-W) (JP) {AH) PRIVATE) 
528 --MEDCO HEAL SOLUTIONS INC PURCHASE 2/16 
529 --MERCK INC PURCHASE 2/16 
530 --METLIFE INC PURCHASE 2/16 
531 --MICROSOFT CORP PURCHASE 2/16 
532 --NEWS CORPORATION PURCHASE 2/16 
533 --OCCIDENTAL PETROLEUM CORP PURCHASE 2/16 
534 --ORACLE CORP PURCHASE 2/16 
535 --PEPSICO INC PURCHASE 2/16 
536 --PFIZER INC PURCHASE 2/16 
537 --PRICE ROWE GROUP INC PURCHASE 2/16 
538 --PROCTER GAMBLE PURCHASE 2/16 
539 --ROCKWELL AUTOMATION INC PURCHASE 2/16 
540 --ROSS STORES INC PURCHASE 2/16 
541 --T ROWE PRICE INTL INC (MUTUAL FUND) PURCHASE 2/16 
542 --SPDR BARCLAYS CAP HIGH YIELD ETF PURCHASE 2/16 
543 --SCHLUMBERGER LTD PURCHASE 2/16 
544 --SCRIPPS NETWORKS INTERAC PURCHASE 2/16 
545 -JM SMUCKER PURCHASE 2/16 
 
 
Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
 
546 ---TALISMAN ENERGY INC 
547 ---3M COMPANY 
548 ---US BANCORP DEL 
549 ---UNITED TECHNOLOGIES CORP 
550 ---UNITEDHEAL GROUP INC 551 ---VIACOM INC 552 ---WAL-MART STORES INC 553 ---WELLS FARGO COMPANY 554 ---WILLIAMS COMPANIES INC 555 ---WISCONSIN ENERGY CORP 556 RENTAL PROPERTY -NEW YORK, 
(6/15/2005 $850,000) 
ADS -4/27/2011 DISK: 2010 DISCLOSURE flLE: 10DISCLfiling 
(1) (2) (1) (2) AMT CODE TYPE VALUE VALUE -H) CODE METHOD -P) (Q-W) RENT (1) TYPE 
PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE 
 
(2) DATE 
2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 
(3) VALUE CODE (J-P) 
 
(4) (5) 
GAIN IDENTITY CODE (IF -H) PRIVATE) 
 
 
 
 
 
 
Name Person Reporting 
Date Report 
 
WOOD, KIMBA 
5/11/2011 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) See attached there was either partial withdrawal withdrawal from this corporation 
partnership during the reporting year, all K-1 activity (interest, dividends, capital gains, 
ordinary income, etc.) was netted together, and, that net figure was larger than the 
required income threshold, was included Column B.(1) with Column B.(2) noting 
K-1 DISTR (K-1 Distribution). the K-1 activity netted loss, then Column B.(1) 
was left blank and NONE was included Column B.(2). the Corporation partnership interest was either sold fully withdrawn from 
during the reporting year, the capital gain amount included Column along with 
other transaction details. The remaining K-1 figures were netted together, and iflarger 
than the required income threshold, included Column B.(1) with Column B.(2) noting 
K-1 DISTR. 
Both the above approaches were obtained from Mr. George Reynolds, Financial 
Disclosure Examiner. 
 
NOTE2 
For options outstanding the end the year, there value code listed Column 
C.(1) because the options had unrealized loss that time. times private equity funds, Partnership will deem distribution/contribution 
activity. All deemed activities are non-cash transactions. 
Most times when Partnership declares deemed activity, calendar quarter, rather than specific date, referenced. Therefore, Column (2), often times just quarter noted. 
NOTE4 
This asset had value the books the end the year. Therefore, there value code reported Column C.(1 However, the K-1 reported income over the threshold level the asset reportable. 
 
 
 
 
Kimba Wood-May, 2011 (Page 
NOTES 
There are many investments non-public companies. The estimated market values used for all such investments, unless otherwise noted, are based upon the current knowledge the worth such companies, discussions with the companies management and company issued reports. 
 
NOTE6 
Either the Ending Capital Account value from the entitys 2010 K-1, estimate the same, Vas used determine its year-end value code for Column C.( 
NOTE7 
For those entities which issued K-1 the K-1 netted loss but there was another source income from the entity, the source the other income listed instead NONE. there was K-l income and additional source income, both amounts were summed determine the code for Column B.( and both types income are noted Column B.(2).  
 
NOTE8 
Although there investment this company, considered worthless. Therefore, there year-end value code reported Column C.(l However, since Sentinel Capital portfolio company, deemed reportable. See Note for more information. 
NOTE9 
There limited partnership interest this entity. Since neither the filer nor her spouse can direct, influence any other manner affect the purchase, exchange, sale disposition the entity property owned the entity, Financial Disclosure Filing Instructions, page 35, the assets held the partnership are not reportable. the partnership had capital call for investment specific company, ADDITIONAL INVESTMENT noted Column D.(1). The name the underlying company not listed. Further, the partnership either returned capital sold one its investments and returned funds the reporting family, DISTRIBUTION listed Column D.( Neither the name the underlying company nor the gain amount listed. 
The entitys K-1 considered the source document for all income from this investment (including capital gains/losses). All K-1 activity was netted together and greater than the required income threshold, included Column B.( with Column B.(2) noting K-1 DISTR. the K-1 activity netted loss, then Column B.(I) was left blank and NONE was included Column B.(2). 
 
 
 
 
Kimba Wood-May, 2011 Page 
NOTE 
There are several Vestar and Sentinel Partnerships (See Lines 329-331 and 373-375 
Section VII) and Centerview Capital Partnership (See Line 322 Section VIJ). The 
portfolio companies that the Partners_hips own are all listed separately this report because the filers spouse could potentially direct, influence any other manner affect the purchase, exchange, sale disposition the entity property owned the 
entity, Financial Disclosure Filing Instructions, page 35. Vestar III, and and Sentinel II, Ill and IV, there both limited partner (LP) and general partner (GP) interest (each interest housed different partnership). For purposes this report, the K-1 information for the LP/GP interests each Fund combined and included one line. This approach matches the way the Funds portfolio companies are included this report (the GP/LP interests are both included when determining the value code for Column C(l)). 
Each year, there K-1 from each the partnerships. The K-ls summarize all the ordinary income (loss), portfolio income, capital gains/losses, etc., for all the underlying companies. avoid double counting, underlying company was sold, the capital gain/loss included the line where the actual company listed and excluded from the K-1 income reported Column B.(1) for each the partnerships. 
The remaining K-1 items were netted together. the net amount was larger than the required income threshold, that amount was included Column B.(1) with Column B.(2) noting K-1 DISTR. the K-1 activity netted loss, then NONE included Column B.(2). result, since all K-1 activity accounted for the partnership level, the underlying companies which are listed separately not show any income Column B.( (unless there item that not included the K-1 
 
For the Yestar, Sentinel and Centerview Partnerships, there are year end market values reported Column C.(l) because the value the Partnerships portfolio companies are listed separately this report. 
This Partnership was dissolved and its final K-1 issued 2010. Therefore, there 12/31/2010 value code noted Column C.(l 
This company was either written off sold prior year. Therefore, there year end value reported Column C.( I). 
 
 
 
Kimba Wood-May, 2011 (Page 
NOTE 
The filers spouse the sole shareholder this corporation. The companys assets are limited office furniture, office equipment, checking account, money market account and limited partnership interest Hawk which listed separately this report (See Line 444 Section VII). The value used determine the year-end valuation code was the checking/money market account balances plus the office furniture and equipment balance (less accumulated depreciation). 
NOTE This companys 2010 K-1 was not received the May 15, 2011 Disclosure Report filing deadline. Therefore, the companys income has been estimated. Once the actual K-1 received, the income code based the actual K-1 differs from the code reported this report, letter explaining the difference will filed with the Committee. 
NOTE 
This investment made through either Vestar, Sentinel the Centerview Partnership (See Lines 329-331, 373-375 and 322 Section VII). Since the filers spouse could potentially direct, influence any other manner affect the purchase, exchange, sale disposition the entity property owned the entity, Financial Disclosure Filing Instructions, page 35, the partnerships assets must listed separately this report. result, this company reportable. 
All transactions (investments, sales and related gain/(loss), distributions, etc.) are reported for the company. Any K-1 income (excluding gain/(loss) sales) attributable the company, however, included the partnerships line. income was received separate from the K-1, recorded the portfolio companys line Column See Note for more information. 
NOTE 
Neither the income nor the cash balance year-end met the threshold for reporting. However, since the cash account associated with reportable investment that listed separately this report, the account deemed reportable. 
 
 
 
Name Person Reporting 
Date Report 
 
WOOD, KIMBA 
5/11/2011 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are 
compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: KIMBA WOOD 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544