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Judicial Watch • Kimba M Wood Financial Disclosure Report for 2005

Kimba M Wood Financial Disclosure Report for 2005

Kimba M Wood Financial Disclosure Report for 2005

Page 1: Kimba M Wood Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:50

Date Created:February 21, 2007

Date Uploaded to the Library:November 13, 2013

Tags:partially, Kimba M Wood, Distributed, private, purchase, section, partial, Gross, stock, 2005, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) WOOD, KIMBA Court Organization U.S. District Court, SDNY Date Report 05/12/2006 Title (Article 111 judges indicate active senior status; magistrate judges indicate Cull-or part-time) U.S. District Judge (active)  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12/31/2005  
Sb. Amended Report Chambers Office Address 500Pearl Street New York, N.Y. 10007 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all plll'ts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Board Member The Institute Judicial Administration, New York University School Law 
Board Member New York City Ballet, Inc. 
Board Member CEELI Institute  ......  
II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) [Kl NONE (No reportable agreements.)  PARTIES AND TERMS ..,,o(./) cJ> :::a f"T1 OJ> ,., ,-ri f"I1  ::;:::: ;:J:>o-< :t> ..g 

Name Person Reporting 
Date Report 
WOOD, KIMBA 
05/12/2006 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp.17-U instructions.) Filer's Non-Investment Income !RJ NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -Qyou were married during any portion the reporting year, complete this secJion. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
AND TYPE Sonic Corporation -Board Directors Fees 
Rockefeller Brothers Finance Committee Fees 
Vestar, Harding, Bear Stearns Merchant Bank Park venue Equity -Fee Income 

Name Person Reporting 
Date Report 
WOOD, KIMBA 
05/12/2006 GIFTS. (lndutks those spouse and dependent children. See pp. 28-31 instructions.)  NONE (No reportable gifts.)  

 DESCRIPTION  LUE Adam Silver  National Basketball Association tickets 400.00 

VJ. LJABJLJTJES. (lnclutks those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.)  

 DESCRIPTION  VALUE CODE Goldman, Sachs (see Note #20 Section VIII)  Margin Account Vestar  Loans Citibank  Line Credit Citibank  Line Credit Citibank  Line Credit Citibank  Unsecured Tenn Note 
American Express Credit card 
Citibank Rental Property Mortgage 
Name Person Reporting 
Date Report 
WOOD, KIMBA 
05/12/2006 
vn. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57of filing instructions) NONE (No reportable income, assets, transactions.) See attached 

10.  
11.  

12. 

13. 

15.
16. 

17. 
Kimba Wood  MAY, 2006  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

..... 
------------------- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
(Q-'M 
(A-H) PRIVATE) 
__....  ------------------------------ EXXON CORP COMMON STOCK  -----A  ---DIVIDEND  ---K  ----------------- ---- --------- ------  CREST FUND IRA) SEE NOTE SECTION VllQ  K-1 DISTR  NYC CPN PRAM ZERO COUPON BOND (SEE NOTE SECTION VllO  OID  REDEEMED  2/1  NYS REV CAP UNIV-B ZERO COUPON BOND (SEE NOTE SECTION VllO  OID  REDEEMED  5/15  ADOBE SYSTEMS INC COMMON STOCK  DIVIDEND  NEW YORK URB DEV CORP ZERO COUPON BOND (SEE NOTE SECTION VIII)  OID  SCHWAB MONEY MARKET FUND  DIVIDEND  GOLDMAN SACHS INST ASSETS FEDL PORTFOLIO  DIVIDEND  GOLDMAN SACHS INST ASSETS FEDL PORTFOLIO  DIVIDEND  AUTOMATIC DATA PROCESSING INC COMMON STOCK  DIVIDEND  BLACKROCK INC COMMON STOCK  DIVIDEND  PURCHASI::  10/24  CONOCOPHILLIPS COMMON STOCK  DIVIDEND  PURCHASE  4/1  GEN PROBE COMMON STOCK  NONE  HOME DEPOT COMMON STOCK  DIVIDEND  JOHNSON JOHNSON COMMON STOCK  DIVIDEND GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD (1) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
(J-P) Q-W) (J-P) (A-H) PRIVATE) SONIC COMMON STOCK NONE PURCHASE 5/19 PURCHASE 5/20 STRYKER CORP COMMON STOCK DIVIDEND SUNCOR ENERGY INC COMMON STOCK DIVIDEND PURCHASE  SYSCO CORP COMMON STOCK  DIVIDEND  SOLD  10/24  TYCO INTL COMMON STOCK  DIVIDEND  SOLD  10/24  WAL MART STORES INC COMMON STOCK  DIVIDEND  CMA TAX EXEMPT FUND -ML  DIVIDEND  MERRILL LYNCH ACCOUNT -ML  INTEREST  

ALLIANCEBERNSTEIN CAPITAL RESERVE FUND DIVIDEND 	ACCOUNT CLOSED  FEDERATED CAPITAL RESERVES MONEY MARKET  DIVIDEND  ACCOUNT OPENED  5/9  AMERICAN MUTUAL FUND  DIV/DISTR  CAPITAL INCOME BUILDER FUND MUTUAL FUND)  DIV/DISTR  FUNDAMENTAL INVESTORS INC MUTUAL FUND)  DIVIDEND  GROWTH FUND AMERICA MUTUAL FUND)  DIV/DISTR  INVESTMENT COMPANY AMERICA  DIV/DISTR  
Kimba Wood  MAY, 2006  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

------- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY A-H) CODE METHOD CODE CODE (IF (A-H) PRIVATE)
---- ----------------------------------( MUTUAL FUND) --- -----------------  WASHINGTON MUTUAL INVESTORS FUND MUTUAL FUND}  DIV/DISTR  U.S. GOVERNMENT SECURITIES FUND MUTUAL FUND)  DIVIDEND  PARTIAL SALE  1/10  

ABBOTT LABORATORIES DIVIDEND PARTIAL SALE 4/1 
PARTIAL SALE  ALCAN INC  DIVIDEND  PURCHASE  3/17  PURCHASE  4/4  PURCHASE  715  ALLSTATE  DIVIDEND  SOLD  11/3  ALL TELL CORP  DIVIDEND  PURCHASE  3/17  ALTRIA GROUP  DIVIDEND  SOLD  11/3  AMERICA MOVIL  DIVIDEND  PURCHASE  2/18 AMERICAN INTERNATIONAL GROUP DIVIDEND PURCHASE 3/17 (AKA AMER INTL GROUP) 
PURCHASE 4/4 PARTIAL SALE 11/3 ANADARKO PETROLEUM CORP DIVIDEND PURCHASE 3/17 

Kimba Wood MAY, 2006 GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS 
REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 

- (4) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN (A-H) CODE METHOD CODE CODE Q-W) -P) (A-H) PRIVATE) DIVIDEND PARTIAL SALE 
GANHEUSER BUSCH 

PARTIAL SALE 8/3 
AUTOMATIC DATA PROCESSING DIVIDEND 	SOLD 2/18 AUTOMATIC DATA PROCESSING NONE 	SOLD 11/3 
APPLIED MATERIALS  NONE  SOLD  11/3  
BANK AMERICA  DIVIDEND  PURCHASE  3/17  
SOLD  12/15  
BECTON DICKINSON  DIVIDEND  SOLD  8/3  

BERKLEY CORP DIVIDEND PARTIAL SALE 6/29
BERKSHIRE HATHAWAY 	NONE 
PARTIAL SALE BLACKROCK INC DIVIDEND PURCHASE 10/24 PLC DIVIDEND SOLD 11/3 BRISTOL MYERS DIVIDEND SOLD 11/3 BURLINGTON RESOURCES DIVIDEND PURCHASE 3/18 
PURCHASE CABLEVISION SYSTEMS 	NONE PURCHASE 3/17 
GROSS VALUE 

DESCRIPTION ASSETS 
--_____________________.. ________ -------... ------_ _____ 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF 
(A-H) PRIVATE) 
----------------------------------  CATERPILLAR INC  DIVIDEND  SOLD  11/3  CHEVRON GRP  NONE  SOLD  11/3  CISCO SYSTEMS  NONE  SOLD  11/3  CIT GROUP  DIVIDEND  CONOCOPHILLIPS  DIVIDEND  PURCHASE  3/21  PURCHASE  4/1  

PURCHASE 4/4 PARTIAL SALE 11/3 COSTCO (X) NONE SOLD 11/3 
CROWN HOLDINGS FKA CROWN CORK AND SEAL CO) NONE SOLD 6/29 DELL (X) NONE SOLD 11/3 

DIRECTV GROUP NONE PURCHASE 7120 DISCOVERY HOLDINGS NONE SPUN OFF FROM LIBERTY MEDIA 7126 SEE LINE BELOW)  SOLD  7127  EMBRAER-EMPRESA BRASILEIRA AERONAUTICA  NONE  PURCHASE  9/23  

EXXONMOBIL DIVIDEND SOLD 11/3 

Kimba Wood  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

-- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF (Q-W) (A-H) PRIVATE)  FIRST DATA CORP  DIVIDEND  SOLD  11/3  FPL GROUP  NONE  SOLD  11/3  FREDDIE MAC  DIVIDEND  PURCHASE  3/17 SOLD  GENERAL ELECTRIC  DIVIDEND  SOLD  11/3  GEN PROBE INC  NONE  GOLAR ING LTD  NONE  PURCHASE  3/18  HOME DEPOT INC  DIVIDEND  PARTIAL SALE  11/3  HONEYWELL  DIVIDEND  SOLD  11/3  INTERNATIONAL BUSINESS MACHINES  DIVIDEND  PURCHASE  3/17  PURCHASE  715  ISHARES  DIVIDEND  SOLD  11/3  JOHNSON JOHNSON  DIVIDEND  PARTIAL SALE  4/1  PARTIAL SALE  8/3  PARTIAL SALE  11/3
KINDER MORGAN ENERGY DIVIDEND SOLD 2/18 
LABORATORY CORP AMER HLDGS NONE PURCHASE 3/17 GROSS VALUE 

INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 

-- ---------------------------------- 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN (A-H) CODE METHOD CODE CODE 

(Q-W) -P) (A-H) PRIVATE) 
--------------------------------------------------------------------------------------------__ ,.. ___ 
SOLD 12/15 
LIBERTY MEDIA CORP 	NONE PURCHASE 3/18 
SPUN OFF DISCOVERY HOLDINGS 7126 SEE LINE ABOVE)  
100  SOLD  10/6  
101  LUCENT TECHNOLOGIES CONV PREFD  SETTLMNT  
PROCEEDS  
102  MBIA  NONE  PURCHASE  10/6  
103  MBNA CORP  DIVIDEND  PARTIAL SALE  4/1  
104  PARTIAL SALE  11/3  
105  MEDCO HEAL  NONE  SOLD  11/3  
106  MEDTRONIC INC  DIVIDEND  
107  MEMORY PHARMACEUTICALS  NONE  SOLD  8/3  
108  MERCK  DIVIDEND  SOLD  11/3  
109  MICROSOFT  NONE  SOLD  11/3  
110  MIDCAP SPDR  DIVIDEND  SOLD  11/3  

NONE
111 NEWFIELD EXPLORATION 

PURCHASE 
112 NEWS CORP DIVIDEND PURCHASE 3/17 GROSS VALUE 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF (A-H) PRIVATE)

113  OCCIDENTAL PETE CORP  NONE  PURCHASE  12/30  
114  OLSTEIN FINANCIAL ALERT FUND MUTUAL FUND)  DIVIDEND  PURCHASE  12/14  
115  PEPSICO  DIVIDEND  
116  PETROLEO BRASILEIRO  DIVIDEND  PURCHASE  3/17  
117  PARTIAL SALE  12/30  
118  ALTRIA GROUP -IRA ACCOUNT  DIVIDEND  
 
119  PITNEY BOWES  DIVIDEND  SOLD  11/3  
120  PNC FINANCIAL SERVICES  NONE  SOLD  11/3  
121  PROCTOR GAMBLE  DIVIDEND  SOLD  11/3  
122  SBC COMMUNICATIONS  DIVIDEND  SOLD  11/3  
123  SHIP FINANCE INTERNATIONAL LTD  DIVIDEND  PURCHASE  4/14  
124  SONIC CORP  NONE  PARTIAL SALE  11/3  
125  PARTIAL SALE  11/4  
126  SPRINT NEXTEL CORP FKA SPRINT CORP)  DIVIDEND  PURCHASE  3/17  
127  STRYKER CORP  DIVIDEND  

128 SUNCOR ENERGY DIVIDEND PURCHASE 
129 SYSCO CORP DIVIDEND SOLD 11/3 GROSS VALUE 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
_.. 
AMT CODE (4) TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD 	CODE CODE (IF 
(A-H) 
PRIVATE) 
___ ---------------------------------------------------------------------	------------------------------
130 TBS INTERNATIONAL LTD 	NONE PURCHASE 6/29 
131 	PURCHASE 
132 SOLD 12/15 133 TYCO CORP DIVIDEND SOLD 11/3 
UNITED TECH CORP DIVIDEND PARTIAL SALE 11/3 UNUMPROVIDENT DIVIDEND PURCHASE 3/17 
136 VALERO ENERGY DIVIDEND PURCHASE 3/17 137 PURCHASE 4/1 138 VERIZON COMMUNICATIONS DIVIDEND SOLD 3/15 (SEE NOTE SECTION VllO 139 SOLD 11/3 140 VODAFONE GROUP NONE PURCHASE 12/15 

141 WAL MART STORES DIVIDEND PARTIAL SALE 
PARTIAL SALE 
143 PARTIAL SALE 11/3 144 WELLS FARGO NONE PURCHASE 12/15 145 WEYERHAEUSER DIVIDEND PURCHASE 3/17 146 XTO ENERGY CORP DIVIDEND PURCHASE 4/1 
GROSS VALUE 

INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF -P)  (Q-W) -P)  (AH)  PRIVATE)  
----------------------------------  ----- --- ------- ---- ---- ----- 
BONDS/US GOVT TBILLS  

147 GENERAL ELECTRIC BOND INTEREST 
148 GMAC BONDS INTEREST PUT BOND 11/16 
149 ITT FINANCIAL CORP BOND INTEREST 
150 TREASURY BILL INTEREST PURCHAS.E
5/12 151 REDEEMED 6/13 CASH/INVESTMENT/MONEY MARKET ACCOUNTS 152 BEAR STEARNS TEMPFUND BEAR STEARNS -IRA CASH) INTEREST 
GOLDMAN SACHS INST ASSETS FEDL PORTFOLIO DIVIDEND 
CITIBANK CHECKING ACCOUNT FOUNDATION NONE 

155 CITIBANK INTEREST CHECKING A/C INTEREST 156 MSIF MONEY MARKET INTEREST 157 CITIBANK CHECKING ACCOUNT NONE 

158 CITIBANK ASSET ACCOUNT NONE 159 CITIBANK CASH RESERVE ACCOUNT INTEREST 160 CITIBANK INTEREST CHECKING ACCOUNT# INTEREST OPENED ACCOUNT 12/16 161 BEAR, STEARNS ACCOUNT NONE SEE NOTE SECTION VIII) 162 NEUBERGER BERMAN INSTL LIQDTY SER INSTL CASH DIVIDEND OPENED ACCOUNT 3/11 GROSS VALUE 
INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
---------
______.. ____ (4) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF -P) (A-H) PRIVATE) 
---- ------------------.. ------------ ----- ------------ --- _____ ,.._  ---- 
163  BLACKROCK FUNDS MONEY MARKET  DIVIDEND  OPENED ACCOUNT  4/29  
164  CLOSED ACCOUNT  11/30  
165  DEUTSCHE BANK ALEX BROWN MONEY MARKET  INTEREST  
166  FOUNDATION COMMON STOCKS ABBOTT LABORATORIES  DIVIDEND  
167  ALTRIA GROUP INC  DIVIDEND  
168 ANHEUSER BUSCH COS INC  DIVIDEND  
169  BANK AMERICA  DIVIDEND  
170  DYERSBURG CORP  NONE  
171  GENERAL ELECTRIC  DIVIDEND  
172  MBNA (SEE NOTE SECTION VllO  DIVIDEND  SOLD  11/18  
173  UNITED TECHNOLOGIES CORP  DIVIDEND  
174  INVESTMENTS NON-PUBLIC COMPANIES ARIZONA SNOWBOWL (AKA SUNWEST HOLDINGS) (SEE NOTE SECTION VllO  NOTES SE6TION NONE  DISTRIBUTION  3/22  
 
175  ENTERTAINMENT ACQUISITION (SEE NOTES SECTION VIII)  K-1 DISTR  
176 CARTOON CUTS (SEE NOTE SECTION VllO  NONE  

TRANSACTIONS DURING REPORTING PERIOD  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  

-- -------------------------- 5)( 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF
PRIVATE)P) (Q-VV) (AH)
-------------------------------------------------------------------------------------------------------- 
177 ROCHE SPORTS LLC (SEE NOTES SECTION VIII) 
178 COSMOS PARTNERS FKA EVALUATION ASSOCIATES) (SEE NOTE SECTION VIII) 179 
180 
181 
182 MOORINGS/NAUTICAL HOLDINGS MOORINGSNIKING) (SEE NOTES SECTION VIII) 
183 NEW RIVER/BEAVERTOWN (SEE NOTE SECTION VllO 
184 TAMPA BAY DEVIL RAYS (SEE NOTES SECTION VIII) 
185 FRESH DIRECT 
186 OFFIT HALL (SEE NOTE SECTION VIII) 
187 OPUS MEDIA PARTNERS SEE NOTE SECTION VIII) 
188 BEAR STEARNS MERCHANT BANK (SEE NOTES SECTION VIII) 189 
190  K-1 DISTR  DISTRIBUTION NOTE PROCEEDS ADDITIONAL SALE PROCEEDS DISTRIBUTION  1/14 1/14 3/23 6/15  
NONE  NONE K-1 DISTR  DISTRIBUTION  4/1  
NONE  ADDITIONAL INVESTMENT  6/28  INT/DIV/ K-1 DISTR  ADDITIONAL INVESTMENT RETURN CAPITAL ADDITIONAL INVESTMENT  1/21 1/21 3122  

Kimba Wood  
___ DESCRIPTION ASSETS ... -------------------------------------- INCOME DURING REPORTING PERIOD ------ GROSS VALUE END REPORTING PERIOD --- TRANSACTIONS DURING REPORTING PERIOD ----------- (4) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE
PRIVATE) 

192  ADDITIONAL INVESTMENT  5/13  
193  RETURN CAPITAL  5/13  
194  ADDITIONAL INVESTMENT  7127  
195  RETURN CAPITAL  7127  
196  DISTRIBUTION  7127  
197  ADDITIONAL INVESTMENT  9/30  
198  DISTRIBUTION  9/30  
199  ADDITIONAL INVESTMENT  11/1  
200  BIRDS EYE FOODS FKA AGRILINK)  NONE  
(SEE NOTE SECTION VIII)  
201  ADVANCED ORGANICS  NONE  RETURN CAPITAL  10/26  
(SEE NOTES SECTION VIII)  
202  BORDER MEDIA  NONE  
(SEE NOTE SECTION VIII)  
203  AEARO Fl



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