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Judicial Watch • Kimba M Wood Financial Disclosure Report for 2010

Kimba M Wood Financial Disclosure Report for 2010

Kimba M Wood Financial Disclosure Report for 2010

Page 1: Kimba M Wood Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:43

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Kimba, Kimba M Wood, private, purchase, Distribution, section, partial, Gross, 2010, investment, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) WOOD, KIMBA Court Organization U.S. District Court, SONY Date Report 5/11/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (senior)  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 500 Pearl Street New York, N.Y. 10007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Board Member New York City Ballet, Inc. Board Member CEELI Institute 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Wood, Kimba 

Date Report 
Name Person Reporting 

5/11/2011
WOOD, KIMBA 

Ill. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were ma"ied during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010* Rockefeller Brothers Fund -Committee Fees 
2.2010* Sonic Corp. -various Board Committee Fees 
3.2010* Vestar, Harding Service, Blackstone, Irving Place Capital -Fee Income *(various) 
JV. REJMB URSEMENTS -transportation, lodging,jood, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Name Person Reporting 

5/11/2011
WOOD, KIMBA GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  Citibank  Line Credit  Vestar  Loans  Citibank  Rental Property Mortgage  American Express  Credit Card  ENM,Inc.  Escrow Account  None  

Date Report 
Name Person Reporting 

WOOD, KIMBA 
511112011 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing -instructions.) NONE (No reportable income, assets, transactions.) 
Income during reporting period 
(I) (2) 
A111oul1t Type(ecg., 
Code! 
:div., rent, 
(A-H) 
orint.) See attached 

10. 

11. 

12. 

13. 

15. 

16. Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000  D=$5,001 -$15,000 =$15,001 -$50.000  
(See Columns and 04) 450.001  $100,000 =$100.001 -$1.000.000 =$1,000,001-$5.000,000 =More than $5.000,000 Value Codes  J=$15.000 less  K=$15,001 -$50.000  L=$50,001 -$100,000 =$100,001-$250,000  
(Sec Columns and D3)  N=$250.001 -$500,000  0=$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Kimba Wood MAY, 2011 
GROSS VALUE 
INCOME DURING END REPORTING 

(1) 
(2) (1) (1) (2) (5) 

AMT CODE (A-H)  TYPE  VALUE CODE -P)  VALUE METHOD (Q-W)  TYPE  DATE  VALUE CODE -P)  GAIN CODE (A-H)  IDENTITY (IF PRIVATE)  EXXON CORP COMMON STOCK  DIVIDEND CREST FUND (IRNROTH IRA) (SEE NOTE SECTION VIII)  K-DISTR GOLDMAN SACHS BANK DEPOSIT/CASH  INTEREST BLACKROCK INC COMMON STOCK  DIVIDEND DEVON ENERGY CORP COMMON STOCK  DIVIDEND  SOLD SONIC COMMON STOCK  NONE WALGREEN COMMON STOCK  DIVIDEND BIF TAX-EXEMPT FUND (FKA CMA TAX EXEMPT FUND-ML #1)  DIVIDEND  
ADDITIONAL COMMON  FNDS  9-80 ABBOTT LABORATORIES ACCENTURE LTD AMERICAN EXPRESS AMERICA MOVIL AMGEN ANADARKO PETROLEUM CORP  DIVIDEND  DIVIDEND  DIVIDEND  DIVIDEND  
NONE  DIVIDEND 
PARTIAL SALE 

PURCHASE 
PARTIAL SALE 
PARTIAL SALE 
PURCHASE 
PURCHASE 
PARTIAL SALE 
PARTIAL SALE 

10/25  
10/4 3/31 10/21 1/21 5/6 5/2 6/4 
GROSS VALUE 

INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
Kimba Wood MAY, 2011 

(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF  (Q-W) -P)  (AH)  PRIVATE)  PARTIAL SALE  6/14 FLY LEASING (FKA BABCOCK BROWN)  DIVIDEND  PURCHASE  10/4 BANK AMERICA  DIVIDEND  PARTIAL SALE  5/24  SOLD  5/26 BERKSHIRE HATHAWAY  NONE BHP BILLITON LTD  NONE  SOLD  2/1 BLACKROCK INC  DIVIDEND  PARTIAL SALE  3/31 BOEING  NONE  PURCHASE  8/27  PARTIAL SALE  9/21  SOLD  9/22 CABOT OIL GAS  DIVIDEND CARPENTER TECHNOLOGY  DIVIDEND CONOCOPHILLIPS  DIVIDEND CONSTELLATION BRANDS  NONE COVANTA HLDG CORP  NONE  PURCHASE  10/4 DEVON ENERGY CORPORATION  DIVIDEND  PARTIAL SALE  3/31 EQT CORP  DIVIDEND EVERCORE PARTNERS  DIVIDEND INTERNATIONAL BUSINESS MACHINES  DIVIDEND  PURCHASE  1/21  
 

Kimba Wood MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  

DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (1) (2) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE IDENTITY 
(A-H) CODE METHOD CODE (IF -P) (Q-W) -P) INTERNATIONAL PAPER DIVIDEND 

PRIVATE) JOHNSON JOHNSON  DIVIDEND  PARTIAL SALE  10/21 KROGER COMPANY  DIVIDEND  PARTIAL SALE  5/11  PARTIAL SALE  5/21 MARKET VECTORS GOLD MINER ETF  DIVIDEND MCDONALDS  DIVIDEND OCCIDENTAL PETE CORP  DIVIDEND ORACLE CORP  DIVIDEND  PURCHASE  10/4 PACKAGING CORP  DIVIDEND PEPSICO  DIVIDEND  PARTIAL SALE  10/21 PFIZER INC  DIVIDEND  PURCHASE  10/4  PURCHASE  10/25 PIONEER NATURAL RESOURCES  DIVIDEND  PARTIAL SALE  6/17  PARTIAL SALE  717 ALTRIA GROUP -IRA ACCOUNT  DIVIDEND BLACKROCK INTL GRWTH INC -IRA ACCOUNT  NONE  PURCHASE  12/28 BRIDGEPOINT EDUCATION INC -IRA ACCOUNT  NONE  PURCHASE  12/28 GUGGENHEIM BUILD AMER BONDS -IRA ACCOUNT  NONE  PURCHASE  12/27  

Kimba Wood MAY, 2011 
GROSS VALUE 

INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF  
(J-P)  (Q-W)  (J-P)  (A-H)  PRIVATE) KRAFT FOODS INC -IRA ACCOUNT  DIVIDEND PHILIP MORRIS -IRA ACCOUNT  DIVIDEND RALCORP HOLDINGS INC -IRA ACCOUNT  CIL VANGUARD DIVIDEND APPRECIATION -IRA ACCOUNT  NONE  PURCHASE  12/28 REINSURANCE GROUP AMERICA DIVIDEND PARTIAL SALE SMITHTOWN BANCORP  NONE  TENDERED SHARES (SEE LINE BELOW)  12124 PEOPLES UNITED FINANCIAL INC  NONE  RECEIVED PART TENDER (SEE LINE ABOVE)  12/24  SOLD  12/27 SONIC CORP  NONE  OPTION EXERCISE  118 TRANSOCEAN LTD  NONE  PURCHASE  3126 
LSOLD THE TRAVELERS COS  DIVIDEND UNILEVER  DIVIDEND  PARTIAL SALE  9/30  PARTIAL SALE  1011  PARTIAL SALE  1119 UNITED CONTINENTAL  NONE  PURCHASE  1014 UNITED PARCEL SERVICE  DIVIDEND  PURCHASE  1014 UNUM GROUP  DIVIDEND  

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  

DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF -P) -W)  (J-P) -H)  PRIVATE) VIACOM  DIVIDEND  PURCHASE  10/4 WALGREEN  DIVIDEND  PURCHASE  6/21 WAL MART STORES  DIVIDEND  DONATED SOME SHARES  4/12  
(SEE LINE 125 BELOW)  PURCHASE  10/4 WILLIS GROUP HOLDINGS  DIVIDEND  PARTIAL SALE  1/21  PARTIAL SALE  5/28 XEROX 

SOLD 6/23 DIVIDEND EAGLE ROCK ENERGY PTNRS NONE PURCHASE 6/17 (SEE NOTE SECTION VIII) DISTRIBUTION 8113 DISTRIBUTION 11/12 ENERGY TRANS EQTY NONE PURCHASE 5/5 (SEE NOTE SECTION VIII) 

DISTRIBUTION 8/19 DISTRIBUTION 11/19 ENTERPRISE HOLDINGS/AKA ENTERPRISE PRODUCTS NONE PURCHASE 

(SEE NOTE SECTION VIII) DISTRIBUTION 8/6 DISTRIBUTION 11/9 

Kimba Wood MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  

DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 

AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF -P)  (Q-W)  (J-P) -H)  PRIVATE) MAGELLAN MIDSTREAM PARTNERS NONE PURCHASE 

(SEE NOTE SECTION VIII) DISTRIBUTION 8/13 
DISTRIBUTION 11/12 MARKWEST ENERGY PARTNERS 
(SEE NOTE SECTION VIII) REGENCY ENERGY PTNRS 
(SEE NOTE SECTION VIII) 
100 WESTERN GAS PARTNERS (SEE NOTE SECTION VIII) 

101 JPMORGAN MONEY MKT 102 GOLDMAN SACHS FINANCIAL SQUARE MM/CASH 103 GOLDMAN SACHS BANK DEPOSIT/CASH 104 CITIBANK CHECKING ACCOUNT-FOUNDATION 105 CITIBANK INTEREST CHECKING ACCOUNT 106 MORGAN STANLEY BANK/TRUST DEPOSITS 
(FKA MORGAN STANLEY BANK/TRUST DEPOSITS) NONE 
NONE 
NONE DIVIDEND INT/DIV INTEREST 
NONE INTEREST INTEREST 
PURCHASE 
DISTRIBUTION 
DISTRIBUTION 
PURCHASE 
PURCHASE 
DISTRIBUTION 
DISTRIBUTION 
PURCHASE 

ACCOUNT CLOSED 

5/5 8/13 11/12 5/5 8/11 8/13 11/12 11/11 
11/24 

Kimba Wood MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(4) (5)(2) (1)(1) (1) DATE VALUE GAIN IDENTITYTYPE VALUEAMT CODE TYPE CODE CODE (IF(A-H) CODE -P) (Q-W) (J-P) (A-H) PRIVATE) 
107 CITIBANK CHECKING ACCOUNT 

108 CITIBANK ASSET ACCOUNT 
109 CITIBANK MONEY MARKET PLUS 110 CITIBANK INTEREST CHECKING ACCOUNT# 111 STA STREET INST LIQUID RESERVES MM/CASH 
112 BARCLAYS CASH (SEE NOTE SECTION VIII) 113 BLACKROCK MONEY MARKET/PNC CASH 114 UBS BANK USA DEPOSIT ACCOUNT 115 WESTERN ASSET/CITI INST TREASURY MONEY FUND 116 CGMI BANK DEPOSIT PROGRAM 117 MORGAN STANLEY BANK/TRUST DEPOSITS 118 MORGAN STANLEY BANK/TRUST DEPOSITS 119 MORGAN STANLEY BANK/TRUST DEPOSITS 120 OCA WESLEY MORTGAGE REIT 

COMMON STOCKS 121 ABBOTI LABORATORIES  NONE NONE INTEREST INTEREST DIVIDEND INTEREST DIVIDEND INTEREST INTEREST INTEREST INTEREST INTEREST INTEREST K-1 DISTR/ INTEREST  ACCOUNT CLOSED ACCOUNT CLOSED ACCOUNT OPENED ACCOUNT OPENED ACCOUNT OPENED ACCOUNT OPENED ACCOUNT OPENED  1/29 2/1 2/1 515 12/22 11/24 7/29  
NONE  SOLD  1/4  

122 DYERSBURG CORP NONE DEEMED WORTHLESS 

123 WAL MART STORES INC NONE PARTIAL SALE 1115 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A CODE METHOD CODE CODE (IF "IN)
(J. 

(A-H) PRIVATE) 

125  RECEIVED DONATED SHARES (SEE LINE ABOVE)  4/12  
126  SOLD  4/12  
FOUNDATION BROKERAGE ACCOUNT 127 GOLDMAN SACHS BANK DEPOSIT/CASH  NONE  ACCOUNT CLOSED  1/12  
FOUNDATION BROKERAGE ACCOUNT 128 SPRUCEGROVE NON EQUITY LLC/CASH ACCOUNT  NONE  ACCOUNT CLOSED  1/5  

129 MORGAN STANLEY BANK/TRUST (CASH/MM) INTEREST 130 MORGAN STANLEY BANK/TRUST (CASH/MM) INTEREST 

131 AERCAP HOLDINGS N.V. NONE PURCHASE 10/29 132 AFLAC INC DIVIDEND PURCHASE 2/17 
133 SOLD 134 AMERICAN ELECTRIC POWER DIVIDEND 

PURCHASE 2/17 
135  SOLD  5/26  
136 ANADARKO PETE  DIVIDEND  PURCHASE  6/3  
137  SOLD  10/29  
138 APOLLO INVESTMENT CORP  DIVIDEND  PURCHASE  8/5  
139  SOLD  12/22  

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (3) (4) (5) 

AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF  (Q-W) -P)  (A-H)  PRIVATE)  
140 AUTOMATIC DATA PROCESSING INC  DIVIDEND  PURCHASE  2/17  
141  SOLD  5/26  
142 BANK AMERICA  DIVIDEND  PURCHASE  2/17  

KPURCHASE 
144 BLACKROCK INTL GRWTH INC 145 146 BRIDGEPOINT EDUCATION INC 147 148 CDC SOFTWARE CORP 149 CENTURYTEL INC 150 151 CHEVRON CORP 152  DIVIDEND  PURCHASE  8/3  
PURCHASE  10/19  
NONE  PURCHASE  11/15  
PURCHASE  11/18  
NONE  PURCHASE  4/8  DIVIDEND  PURCHASE  2/17  
SOLD  5/14  DIVIDEND  PURCHASE  2/17  
SOLD  5/26  

K153 CIT GROUP NONE PURCHASE 

154 CONOCOPHILLIPS  DIVIDEND  PURCHASE  2/17  
155  SOLD  5/14  
156 DANAHER CORP  DIVIDEND  PURCHASE  5/26  
157 DEVON ENERGY CORP  DIVIDEND  PURCHASE  10/20  

Kimba Wood  MAY,2011  
GROSS VALUE  
INCOME DURING  END REPORTING  

(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(AH)  CODE  METHOD  CODE  CODE  (IF -P)  (Q-W) -P)  (AH)  PRIVATE)  

158 DEVRY INC NONE PURCHASE 10/15 159 PURCHASE 10/20 160 PARTIAL SALE 10/29 161 

SOLD 11/1 
162 ELI LILLY DIVIDEND PURCHASE 2/17 163 SOLD 5/14 164 EMERG MKT ENERGY TITANS INDX NONE PURCHASE 1/20 
165 PARTIAL SALE 12/8 166 EMERG MKT METAL MINING TITAN NONE PURCHASE 1/20 167 PARTIAL SALE 12/8 168 ENERGY SEL SECT SPDR FUND DIVIDEND SOLD 613 169 ENTERGY CORP DIVIDEND PURCHASE 2/17 170 SOLD 5/26 171 GOLDMAN SACHS GRP INC DIVIDEND PURCHASE 4/20 172 PARTIAL SALE 8/24 173 SOLD 11/17 
174 GUGGENHEIM BUILD AMER BONDS NONE PURCHASE 12/17 175 HALLIBURTON DIVIDEND PURCHASE 613 176 HEALTH CARE SEL SECT SPDR DIVIDEND PURCHASE 1/20 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(4) (5)
(2) (1) (2) (2) 
(3)
(1) 
AMT CODE TYPE VALUE VALUE DATE VALUE GAIN IDENTITY 

(A-H)  CODE  METHOD  CODE  CODE  (IF -P)  (Q-W} -P)  (AH)  PRIVATE)  
177  PARTIAL SALE  5/26  
178  SOLD  7/19  
179 HEINZ  DIVIDEND  PURCHASE  2/17  
180  SOLD  10/15  
181 HONEYWELL INTERNATIONAL INC  DIVIDEND  PURCHASE  2/17  
182  PURCHASE  5/26  
183 INTERNATIONAL BUSINESS MACHINES CORP  DIVIDEND  PURCHASE  5/14  
184 !SHARES BARCLAYS TIPS FUND  DIVIDEND  SOLD  8/24
185 !SHARES HEAL INDEX NONE SOLD 

186 !SHARES IBOXX H/Y CORP BND  DIVIDEND  PARTIAL SALE  11/19  
187 !SHARES MORGAN BOND FUND  DIVIDEND  PARTIAL SALE  11/19  
188 !SHARES MSCI CANADA INDEX FUND  DIVIDEND  
189 !SHARES MSCI PAC EX-JPN INDEX  DIVIDEND  
190 !SHARES SP 500 GROWTH INDEX  DIVIDEND  PARTIAL SALE  5/26  
191 !SHARES SP 500 VALUE INDEX  DIVIDEND  
192 !SHARES SP MIDCAP 400 INDEX  DIVIDEND  
193 !SHARES SMALL CAP 600 INDEX  DIVIDEND  PURCHASE  5/27  
 
194 !SHARES MSCI SMALL CAP  DIVIDEND  

Kimba Wood MAY, 2011 
GROSS VALUE 

INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
195 JOHNSON JOHNSON 196 197 JPMORGAN CHASE 198 KIM BERL CLARK CORP 199 200 KRAFT FOODS INC 201 LOCKHEED MARTIN CORP 202 203 LORILLARD INC 204 205 MT BANK CONTINGENT NOTES PREFERRED STOCK 206 207 208 MARKET VECTORS AGRIBUS ETF 209 MARKET VECTORS BRAZL SM-CAP 210 MARKET VECTORS RUSSIA ETF RUSS 211 212 MASTERCARD 213 MCDONALDS CORP 
(1) 
AMT CODE (A-H) 

(2) 
TYPE 
DIVIDEND 
DIVIDEND 
DIVIDEND 

DIVIDEND 
DIVIDEND 

DIVIDEND 

NONE 

NONE 
DIVIDEND 
DIVIDEND 

DIVIDEND 
DIVIDEND 

(1) 
VALUE CODE -P) 
(2) 
VALUE 
METHOD 

(Q-W) 
(1) 
TYPE 
PURCHASE SOLD PURCHASE PURCHASE SOLD PURCHASE PURCHASE SOLD PURCHASE SOLD PURCHASE PARTIAL SALE SOLD SOLD PURCHASE PURCHASE PARTIAL SALE 
PURCHASE 
PURCHASE 
(2) 

DATE 
2/17 8/3 3/3 2/17 5/14 5/27 2/17 5/14 2/17 5/14 10/7 11/1 11/8 6/3 11/17 1/20 5/26 5/26 2/17 
(3) 
VALUE CODE (J-P) 

(4) 

GAIN 
CODE 
(A-H) (5) 

IDENTITY (IF PRIVATE)

Kimba Wood MAY,2011 GROSS VALUE 
INCOME DURING END REPORTING REPORTING PERIOD PERIODDESCRIPTION ASSETS TRANSACTIONS DURING REPORTING PERIOD 

(1) (2) (3) (4) (5)
(1) (2) (1) (2) 

AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN (A-H) CODE METHOD CODE CODE -P) (Q-W) -P) (A-H)
214 SOLD 215 MERCK INC DIVIDEND 

PURCHASE 2/17 
216 SOLD 5/26 217 METLIFE INC DIVIDEND PURCHASE 2/17
218 
PURCHASE 
219 NFJ DIVIDEND INT PRE STRGY 220 221 222 NORFOLK SOUTHERN CORP 223 224 NUVEEN BUILD AMERICAN BOND 225 226 227 ORACLE CORP 228 PEPSICO INC 229 
230 PFIZER INC 231  DIVIDEND  DIVIDEND DIVIDEND  DIVIDEND DIVIDEND DIVIDEND  

PURCHASE PURCHASE PARTIAL SALE PURCHASE SOLD PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE SOLD PURCHASE PURCHASE 
2/17  
5/26  
12/28  
2/17 10/15  
5/27  
11/19  
12/9  
5/27 2/17 5/26  
2/17 5/26  

Kimba Wood MAY, 2011 

GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (3) (4) (5) 

AMT CODE (A-H)  TYPE  VALUE CODE (J-P)  VALUE METHOD (Q-W)  TYPE  DATE  VALUE CODE (J-P)  GAIN CODE (A-H)  IDENTITY (IF PRIVATE)  
232 PHILIP MORRIS INTL INC  DIVIDEND  PURCHASE  2/17  
233  SOLD  8/3  
234 POWERSHARES COMM TRK INC  NONE  SOLD  8/5  
235 POWERSHARES IND BULL ETF  NONE  PURCHASE  1/20  
236  PARTIAL SALE  5/26  
237  PARTIAL SALE  5/27  

238 
SOLD 

239 POWERSHARES SP 500 BUYWRITE NONE SOLD 2/17 
K240 PRUDENTIAL FINANCIAL INC DIVIDEND PURCHASE 
241 SCHLUMBERGER LTD 
242 SEADRILL LTD 
243 
244 
245 SOLAR CAPITAL LTD 246 247 SPDR KBW BANK ETF 248 SPDR SP DIVIDEND 249 SPDR SP EMERGING ASIA PACIF 250 SPDR SP MIDCAP 400 ETF TRUST DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND DIVIDEND 
PURCHASE 
PURCHASE 
PURCHASE 
PARTIAL SALE 
PURCHASE 
PARTIAL SALE 
PURCHASE 

PURCHASE 

PURCHASE 

11/4  
5/3  
5/27  
12/15  
8/24  
12/8  
1115  
11/17  
5/27  

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (1) (2) (3) (4) (5) 

AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF (A-H) PRIVATE) 
251 SPDR SP INTL ENERGY SECTOR  DIVIDEND  SOLD  10/15  
252 STARWOOD PROPERTY TRUST INC  DIVIDEND  PURCHASE  7/19  
253 SYSCO CORP  DIVIDEND  PURCHASE  2/17  
254  SOLD  5/26  
255 TAIWAN SMCNDCTR MFG  NONE  PURCHASE  2/17  
256  SOLD  5/26  
257 TORONTO DOM  DIVIDEND  PURCHASE  2/17  
258  SOLD  5/26  
259 TOT FINA ELF  DIVIDEND  PURCHASE  2/17  
260  SOLD  8/3  
261 UTILITIES SEL SECT SPDR FUND  DIVIDEND  PARTIAL SALE  5/26  
262  SOLD  11/17  
263 VANGUARD EMRG MKTS ETF  DIVIDEND  PURCHASE  1/20  
264  PURCHASE  5/27  
265 VANGUARD EUROPEAN ETF  DIVIDEND  
266 VISA INC  DIVIDEND  PURCHASE  5/26  
267 VISTEON CORP  NONE  PURCHASE  12/22  
268 VODAFONE PLC  NONE  PURCHASE  2/17  
 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (2) (3) (4) (5) AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W) -P) (A-H) PRIVATE) 
269 270 WELLS FARGO 271 WESTAR ENERGY INC 
272 
273 WILLIAMS INC 274 275 276 YUM BRANDS 277 278 PUTNAM DIVERSIFIED INC 279 280 
CALLS NOTE SECTION 281 ANADARKO PETROLEUM 282 283 284 DEVRY INC 285 286 HALLIBURTON 
NONE DIVIDEND DIVIDEND DIVIDEND DIVIDEND 
SOLD 
PURCHASE 
PURCHASE 
SOLD 
PURCHASE 
PURCHASE 
SOLD 
PURCHASE 
SOLD 
PARTIAL SALE 
PARTIAL SALE 
SOLD 

PARTIAL SHORT SALE 
SOLD SHORT 
PURCHASE 
SOLD SHORT 
PURCHASE 
SOLD SHORT 

4/13  
12/8  
2/17  
 
5126  
2/17  
5/26  
10/20  
2/17  
10/15  
8/24  
8/25  
9/21  

Kimba Wood MAY,2011 
GROSS VALUE 

INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (4) (5)(2) (3) 

AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY -H) CODE METHOD CODE CODE -P) (Q-W) (A-H)

287 HONEYWELL INTERNATIONAL 
288 KRAFT FOODS 289 MASTERCARD INC 
290 MET LIFE INC 291 MORGAN CHASE 292 ORACLE CORP 293 PFIZER INC 294 SEADRILL LTD 

296 ARIZONA SNOWBOWL (AKA SUNWEST HOLDINGS) (SEE NOTE SECTION VIII)  K-1 DISTR  
297 ENTERTAINMENT ACQUISITION (SEE NOTES SECTION VIII)  K-1 DISTR  
298 COSMOS PARTNERS (SEE NOTES SECTION VIII)  NONE  
299 TAMPA BAY RAYS (SEE NOTES SECTION VIII)  NONE  
300 FRESH DIRECT  NONE  
301 HARDING SERVICE, LLC (SEE NOTES SECTION VIII)  K-1 DISTR  

SOLD SHORT  10/20  
SOLD SHORT  10/20  
SOLD SHORT  10/20  
SOLD SHORT  10/20  
SOLD SHORT  10/20  
SOLD SHORT  10/20  
SOLD SHORT  10/20  
SOLD SHORT  10/20  
OPTIONS ASSIGNED  12/15  
(SEE LINE 244 ABOVE)  
DISTRIBUTION  3/23  
FINAL DISTRIBUTION  12/14 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

317 
(1) (2) (1) (2) (1) (3) (5)

(4) 

AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF -P) (Q-W) (J-P) (A-H) PRIVATE) 
302 OFFIT CAPITAL ADVISORS 303 OPUS MEDIA PARTNERS 
(SEE NOTE SECTION VIII) 304 UNIVERSAL HOSPITAL SERVICES HOLDING 305 IRVING PLACE CAPITAL 
(SEE NOTES SECTION VIII) 306 307 308 IRVING PLACE CAPITAL Ill (SEE NOTES SECTION VIII) 309 310 311 BLACKSTONE REAL ESTATE PARTNERS (SEE NOTES SECTION VIII) 312 313 314 315 316 
NONE NONE  NONE K-1 DISTR/ DIVIDEND  K-1 DISTR/ DIV/INT  K-1 DISTR  

DISTRIBUTION DISTRIBUTION DISTRIBUTION ADDITIONAL INVESTMENT DEEMED DISTRIBUTION ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT DISTRIBUTION ADDITIONAL INVESTMENT 
5/13 6/9 12/16 10/1 11/10 12/15 3/15 3/29 4/5 4/28 8/23 8/23 

318 ADDITIONAL INVESTMENT 10/4 319 ADDITIONAL INVESTMENT 10/29 

Kimba Wood  MAY, 2011  
GROSS VALUE  

(1) (2) (1) 
(1) 

(2) (3) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE IDENTITY -H) CODE METHOD CODE (IF -P) -P) (A-H) PRIVATE) 

320 321 322 CENTERVIEW CAPITAL 
(SEE NOTE SECTION VIII) 323 NIELSEN COMPANY (X) (SEE NOTE SECTION VIII) 324 RICHELIEU FOODS, INC (SEE NOTE SECTION VIII) 325 BIRDS EYE FOODS (SEE NOTES SECTION VIII) 326 DYNA VOX 
(SEE NOTE SECTION VIII) 327 328 329 VESTAR CAPITAL PARTNERS/ASSOC. Ill 
(SEE NOTES SECTION VIII) 330 VESTAR CAPITAL PARTNERS/ASSOC. AIV (SEE NOTES SECTION VIII) 331 VESTAR CAPITAL PARTNERS/ASSOC (SEE NOTE SECTION VIII} 332 CONSOLIDATED CONTAINER (SEE NOTE SECTION VIII) 333 JOHNS KNITS (SEE NOTE SECTION VIII)  K-1 DISTR  
NONE  
NONE  
NONE  
NONE  
NONE  DIV/INT  K-1 DISTR  
NONE  
NONE  

ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT INITIAL INVESTMENT 
DEEMED DISTRIBUTION PARTIAL SALE PARTIAL SALE DEEMED DISTRIBUTION 
11/17 12/15 
11/9 5/27 5/28 12/23 

Kimba Wood MAY, 2011 
GROSS VALUE 

INCOME DURING END REPORTING DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) 	(1) (2) (3) (4) (5) 
AMT CODE 	TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY (A-H) CODE METHOD CODE CODE (IF
334 ARGO TECH 	NONE (J-P) -H) PRIVATE) 

(SEE NOTE SECTION VIII)  
335 ELECTRONIC MATERIALS (SEE NOTE SECTION VIII)  DIV/INT  RETURN CAPITAL  11/19  
336 BORDER MEDIA (X) (SEE NOTE SECTION VIII)  NONE  
337 CCS INCOME TRUST (SEE NOTE SECTION VIII)  NONE  
338 CESARE FIORUCCI (SEE NOTE SECTION VIII)  NONE  
339 DUFF PHELPS (SEE NOTE SECTION VIII)  NONE  DEEMED DISTRIBUTION  12/23  
340 ESSENT HEAL CARE (SEE NOTE SECTION VIII)  NONE  
341 GLEASON CORP (SEE NOTE SECTION VIII)  NONE  

342 HEAL THGRADES (SEE NOTE SECTION VIII)  NONE  INITIAL INVESTMENT  
343 INH EAL (SEE NOTE SECTION VIII)  NONE  INITIAL INVESTMENT  
344 THE SUN PRODUCTS CORP (SEE NOTE SECTION VIII)  NONE  
345 MEDI-MEDIA (SEE NOTE SECTION VIII)  NONE 
7/22 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  

DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 

(1) (2) (1) (2) (1) (2) (4) (5) 
AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE (IF 

(J-P) (Q-W) (A-H) PRIVATE) 

------------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------
346 NATIONAL MENTOR HOLDINGS NONE 
(SEE NOTE SECTION VIII) 

347 OGF GROUP NONE 
(SEE NOTE SECTION VIII) 

348 PARTNER HOLDINGS (FKA PARIS RE) ON/INT RETURN CAPITAL 11/19 
(SEE NOTE SECTION VIII) 

350 PRESS GANEY DIV/INT 

RETURN CAPITAL 12/23 
RETURN CAPITAL 11/19 

(SEE NOTE SECTION VIII) 

351 RADIATION THERAPY NONE (SEE NOTE SECTION VIII) 
352 SEVES SPA NONE RETURN CAPITAL 1/4 (SEE NOTE SECTION VIII) 
353 SOLO CUP COMPANY NONE (SEE NOTE SECTION VIII) 
354 SUNRISE MEDICAL/JOERNS HEAL CARE NONE SOLD JOERNS HEALTHCARE 8/24 Quad-C (SEE NOTE SECTION VIII) Mgmt 355 ADDITIONAL INVESTMENT 8/24 
356 ADDITIONAL INVESTMENT 8/25 
DEEMED ADDL INVESTMENT 
358 DEEMED ADDL INVESTMENT 12123 

359 SYMETRA FINANCIAL (SEE NOTE SECTION VIII)  NONE  
360 VALIDUS HOLDINGS (SEE NOTE SECTION VIII)  DIVIDEND  RETURN CAPITAL  12/24  

Kimba Wood MAY, 2011 GROSS VALUE 
INCOME DURING END REPORTING 
DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 

(1) (2) (1) (2) (1) 
(3) (4) 

AMT CODE TYPE VALUE VALUE TYPE DATE VALUE (A-H) CODE METHOD CODE (Q-W) (A-H) PRIVATE) 
361 WILTON HOLDINGS (SEE NOTE SECTION VIII) 362 ENTERPRISE NEWSMEDIA (SEE NOTE SECTION VIII) 363 FLAG VENTURE PARTNERS (SEE NOTES SECTION VIII) 364 365 366 367 368 369 370 
NONE  
NONE  FINAL ESCROW DISTRIBUTION  K-1 DISTR/ DIV  DISTRIBUTION DISTRIBUTION  
DISTRIBUTION  
DISTRIBUTION  
DISTRIBUTION  
DISTRIBUTION  
DISTRIBUTION  
DISTRIBUTION  

12/27  
2/16  
3/29  
5/5  
7/30  
9/30  
10/14  
11/10  
12/23 

371 RED ABBEY (SEE NOTE SECTION VIII) 372  NONE  DEEMED CONTRIBUTION DEEMED DISTRIBUTION  
373 SENTINEL CAPITAL PARTNERS/SENTINEL PARTNERS(ll) (SEE NOTES SECTION VIII)  K-1 DISTR  
374 SENTINEL CAPITAL PARTNERS (Ill) (SEE NOTE SECTION VIII)  K-1 DISTR  
375 SENTINEL CAPITAL PARTNERS (IV) (SEE NOTES SECTION VIII)  K-1 DISTR  
376 CREDIT INFONET HOLDINGS  NONE  

Kimba Wood MAY, 2011 
GROSS VALUE INCOME DURING END REPORTING 

DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF  
(J-P)  (Q-W) -P)  (A-H)  PRIVATE)  
(SEE NOTE SECTION VIII)  
377 ENGINEERED CONTROLS  NONE  INITIAL INVESTMENT  8/24  
(SEE NOTE SECTION VIII)  

DEEMED ADDL INVESTMENT 
379 DEEMED ADDL INVESTMENT 
DEEMED ADDL INVESTMENT 
381  ADDITIONAL INVESTMENT  10/19  
382 INSCAPE (SEE NOTE SECTION VIII)  NONE  
383 INTERIM HEALTHCARE (SEE NOTE SECTION VIII)  NONE  
384 FLEXIBLE PRODUCTS (SEE NOTE SECTION VIII)  NONE  
385 MADILL CORP (SEE NOTES SECTION VIII)  NONE  

386 MASSAGE ENVY NONE INITIAL INVESTMENT 
(SEE NOTE SECTION VIII) 387 MIDWEST WHOLESALE HARDWARE NONE 
(SEE NOTE SECTION VIII) 

388 NORTH AMERICAN RESCUE HOLDINGS NONE DEEMED DISTRIBUTION (SEE NOTE SECTION VIII) DEEMED DISTRIBUTION 

DEEMED DISTRIBUTION 
391 PRECISION PIPELINE SOLUTIONS NONE (SEE NOTE SECTION VIII) 

Kimba Wood MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  

DESCRIPTION ASSETS REPORTING PERIOD PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(2) (1) (2) (3) (4) (5)(1) (2) VALUE DATE VALUE GAIN IDENTITYAMT CODE TYPE 
(A-H) CODE (IFMETHOD CODE 

(Q-W) (J-P) (A-H) PRIVATE) 
392 REACHOUT HEALTHCARE (SEE NOTE SECTION VIII)  NONE  SOLD  12/30  MORGAN CAPITAL  
393 SOUTHERN CALIFORNIA PIZZA (SEE NOTE SECTION VIII)  INTEREST  DISTRIBUTION  12/30  
394 SPINRITE (SEE NOTE SECTION VIII)  NONE  
395 STRATEGIC PARTNERS (SEE NOTE SECTION VIII)  NONE  SOLD  8/24  BANK AMER CAPITAL  
396 TRINITY CONSULTANTS HOLDINGS (SEE NOTE SECTION VIII)  INTEREST

397 TRUSSBIL HOLDINGS NONE DEEMED DISTRIBUTION (SEE NOTE SECTION VIII) 
398 VINTAGE HOLDINGS  NONE  DISTRIBUTION  12/30  
(SEE NOTE SECTION VIII)  
399 SCI ENS CAPITAL PARTNERS  NONE  
(SEE NOTE SECTION VIII)  
400 NORTHERN HELLENIC HOLDINGS LLC  NONE  
(SEE NOTES SECTION VIII)  
401 PARK AVENUE PARTNERS  K-1 DISTR  DISTRIBUTION  2/1  
 
(SEE NOTES SECTION VIII)  
402  DISTRIBUTION  511  
403  ADDITIONAL INVESTMENT  5/18  
404  DISTRIBUTION  8/24  

405 QUINTANA ENERGY PARTNERS NONE DISTRIBUTION 8/26 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (2) (3) (4) (5) 
AMT CODE TYPE VALUE 

DATE VALUE GAIN IDENTITY 
CODE CODE (IF
(A-H) METHOD 

(0-W) (J-P) (A-H) PRIVATE) 
406  (SEE NOTES SECTION VIII)  
407  
408 CO-INVESTMENT PARTNERS LP/CAYMAN AIV (SEE NOTES SECTION VIII) 409  
410  
411  
412  
413  
414  
OTHER INVESTMENTS/NOTES RECEIVABLE 415 CHESAPEAK PARTNERS (SEE NOTE SECTION VIII)  415-444  
416 FARALLON CAPITAL PARTNERS (SEE NOTES SECTION VIII) 417  
418  
419  
420  
421  
422 AXIOM INTERNATIONAL INVESTORS LLC (SEE NOTE SECTION VIII)  

NONE 
K-1 DISTR/  
DIV/INT  
K-1 DISTR  
K-1 DISTR  

ADDITIONAL INVESTMENT  
DISTRIBUTION  DEEMED CAPITAL CALL  
DEEMED DISTRIBUTION  
ADDITIONAL INVESTMENT  
ADDITIONAL INVESTMENT  
DISTRIBUTION  
DISTRIBUTION  
ADDITIONAL INVESTMENT  PARTIAL WITHDRAWAL  
PARTIAL WITHDRAWAL  
PARTIAL WITHDRAWAL  
PARTIAL WITHDRAWAL  
PARTIAL WITHDRAWAL  
PARTIAL WITHDRAWAL  

9/30 9/30 5/28 11/9 11/9 11/19 12/30 
3/12 6/2 6/29 8/27 10/26 11/16 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(4) (5)
(1) 

(2) (1) (2) (1) (2) 
424 BREVAN HOWARD, (SEE NOTE SECTION VIII) 
425 PAULSON ADVANTAGE, (SEE NOTE SECTION VIII) 
426 SABRETOOTH ONSHORE FUND (SEE NOTE SECTION VIII) 
427 TOWLE CAPITAL PARTNERS (SEE NOTE SECTION VIII) 428 
429 WHALE ROCK FLAGSHIP FUND (SEE NOTE SECTION VIII) 
430 F.E. RICHARDSON (SEE NOTES SECTION VIII) 431 
432 
AMT CODE (A-H) TYPE 
K-1 DISTR 
K-1 DISTR 
K-1 DISTR 
NONE 
K-1 DISTR 
NONE VALUE 
CODE 
VALUE 
METHOD -VI/) 
TYPE 

PARTIAL WITHDRAWAL 
WITHDREW 

ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT ADDITIONAL INVESTMENT 

DATE 
1/14 3/29 
1/25 2/5 2126 

VALUE GAIN IDENTITY CODE CODE (IF (J-P) (A-H) PRIVATE) 

ADDITIONAL INVESTMENT 3/22 
434 ADDITIONAL INVESTMENT 4/23 
ADDITIONAL INVESTMENT 5/21 
ADDITIONAL INVESTMENT 

437 ADDITIONAL INVESTMENT 8/19 438 ADDITIONAL INVESTMENT 9117 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(A-H)  CODE  METHOD  CODE  CODE  (IF -P)  (Q-W)  (J-P) -H)  PRIVATE)  

440  ADDITIONAL INVESTMENT  11/19  
441  ADDITIONAL INVESTMENT  12/17  
442 OP40 INC (SEE NOTE SECTION VIII)  NONE  
443 OSCAR SCHAFER PARTNERS (SEE NOTE SECTION VIII)  K-1 DISTR  PARTIAL WITHDRAWAL  1/15  
444 HAWK GROUP (SEE NOTE SECTION VIII)  NONE  

445 ---ING ROWE PRICE INCOME NONE SOLD 12/6 

446 --ING MARSICO INTERNATIONAL OPP PORT  NONE  SOLD  12/6  DIV/INT  
448 --GOLDMAN SACHS BANK DEPOSIT/CASH  
449 --ABBOTT LABORATORIES COMMON STOCK  
450 --AMERICA MOVIL COMMON STOCK  
451 --BLACKROCK, INC COMMON STOCK  

452 ---DEVON ENERGY CORP COMMON STOCK SOLD 

453 ---GENERAL ELECTRIC COMMON STOCK 454 ---JOHNSON JOHNSON COMMON STOCK 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (2) (3) (5) AMT CODE TYPE VALUE VALUE TYPE DATE VALUE GAIN IDENTITY 
(A-H) CODE METHOD CODE CODE (IF -P) (Q-W) (J-P) (A-H) PRIVATE) 
455 ---KRAFT FOODS INC COMMON STOCK 456 ---PHILIP MORRIS COMMON STOCK 457 ---SONIC CORP COMMON STOCK 458 ---WALGREEN COMMON STOCK 459 TRUST 459-472 460 ---BLACKROCK LIQUIDITY FUNDS 461 ---PRUDENTIAL JENNISON 20120 FOCUS FUND (MUTUAL FUND) 
(FKA JENNISON 20120 FOCUS FUND) 462 ---THIRD AVENUE INTL VALUE (MUTUAL FUND) 463 ---BLACKROCK EQUITY DIVIDEND INST CLASS FUND 464 ---CALAMOS GROWTH FUND 465 ---EAGLE SMALL CAP GROWTH FUND 466 ---ISHARES BARCLAYS TIP ETF 467 ---ISHARES MSCI EMERGING MKTS INDEX ETF 468 ---ISHARES MSCI EAFE INDEX FUND ETF 469 ---ISHARES SP NATIONAL MUNI BOND FUND 470 ---IVY BLOBAL NATURAL RESOURCES 471 ---T ROWE PRICE INTL INC INTL BOND FUND 472 ---SPDR BARCLAYS CAP HIGH YIELD BOND ETF 
DIV/INT/ SETTMNT 

SOLD  517  
SOLD  2/16  
PURCHASE  2116  
PURCHASE  2116  
PURCHASE  2/16  
PURCHASE  2116  
PURCHASE  2116  
PURCHASE  2/16  
PURCHASE  2/16  
PURCHASE  2/16  
PURCHASE  2/16  
PURCHASE  2/16  

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (3) (4) (5) 

AMT CODE TYPE VALUE VALUE (A-H) CODE METHOD -P) (Q-W) 

K-1 DISTR 
(SEE NOTE SECTION VIII) 474 ---BLACKROCK LIQUIDITY FUNDS 475 ---JENNISON 20/20 FOCUS FUND (MUTUAL FUND) 
COMMON STOCKS WHERE 476 ---COOPER INDUSTRIES PLC 477 ---COVIDIEN PLC 478 ---NOBLE CORPORATION 479 ---ATT INC 480 ---ALLERGAN INC 481 ---AMERICAN ELECTRIC POWER INC 482 ---AMERICAN EXPRESS 483 ---AMERICAN TOWER CORP 484 ---AMERISOURCEBERGEN CORP 485 ---AMERIPRISE FINANCIAL INC 486 ---AMGEN INC 487 ---APACHE CORPORATION 488 ---APPLE INC 489 ---BARON SMALL CAP MUTUAL FUND 490 ---BAXTER INTERNATIONAL INC 
TYPE 
SOLD 
PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE 
DATE 
2/16 
2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 
2/16 
VALUE CODE (J-P) 

GAIN CODE (A-H) IDENTITY (IF PRIVATE) 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(AH)  CODE  METHOD  CODE  CODE  (IF -(J-P) PRIVATE) (Q-W)
491 ---BROADCOM CORP PURCHASE 2/16 492 ---PURCHASE
CAPITAL ONE FINANCIAL CORP 2/16 493 ---PURCHASE
CELANESE CORP 2/16 494 ---CHUBB CORP PURCHASE 2/16 495 ---CISCO SYSTEMS INC PURCHASE 2/16 496 ---COACH INC PURCHASE 2/16 497 ---PURCHASE
CUMMINS INC 2/16 498 ---DOLBY LABORATORIES INC PURCHASE 2/16 499---DOLLAR TREE INC PURCHASE 2/16 500 ---EMC CORP PURCHASE 2/16 501 ---EAGLE SMALL CAP GROWTH MUTUAL FUND PURCHASE 2/16 502 ---EBAY INC PURCHASE 2/16 503
PURCHASE 2/16
-EXXON MOBIL CORP 504 ---FEDEX CORPORATION PURCHASE 2/16 505---FORD MOTOR COMPANY PURCHASE 2/16 506 ---FRANKLIN RESOURCES INC PURCHASE 2/16 507 --PURCHASE
FREEPORT MCMORAN COPPER GOLD INC 2/16 508 ---GENERAL ELECTRIC PURCHASE 2/16 

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

(1) (2) (1) (2) (1) (3) (5) 

AMT CODE TYPE VALUE VALUE TYPE DATE VALUE IDENTITY 
(A-H) CODE METHOD CODE (IF -P)  (Q-W)  
509 --GENERAL MILLS INC  PURCHASE  2/16  
510 --GOLDMAN SACHS GROUP INC  PURCHASE  2/16  
511 --GOOGLE INC  PURCHASE  2/16  
 
512 --GRAINGER INC  PURCHASE  2/16  
513 --HARBOR INTERNATIONAL MUTUAL FUND  PURCHASE  2/16  
514 --ILLINOIS TOOL WORKS INC  PURCHASE  2/16  
515 --INTEL CORP  PURCHASE  2/16  
516 --INTERNATIONAL BUSINESS MACHINES CORP  PURCHASE  2/16  
 
517 --!SHARES BARCLAYS TIP ETF  PURCHASE  2/16  
518 --!SHARES MSCI EMERGING MKTS INDEX ETF  PURCHASE  2/16  
519 --ISHARES MSCI EAFE INDEX FUND ETF  PURCHASE  2/16  
520 --I SHARES SP MIDCAP 400 INDEX ETF  PURCHASE  2/16  
521 --I SHARES SP NATIONAL AMT-FREE MUNI BOND FUND  PURCHASE  2116  
522 --IVY GLBL NATURAL RESOURCES MUTUAL FUND  PURCHASE  2/16  
523 --JP MORGAN CHASE  PURCHASE  2/16  

524 ---JOHNSON JOHNSON PURCHASE 2/16 525---JOHNSON CONTROLS INC PURCHASE 2/16 526 ---KOHLS CORP PURCHASE 2/16 527 ---LAUDER ESTEE COS INC PURCHASE 2/16 
PRIVATE) 

Kimba Wood  MAY, 2011  
GROSS VALUE  

(1) (2) (1) (2) (1) (3) (4) (5) 

AMT CODE  TYPE  VALUE  VALUE  TYPE  DATE  VALUE  GAIN  IDENTITY  
(AH)  CODE  METHOD  CODE  CODE  (IF -P)  (Q-W)  (JP)  {AH)  PRIVATE)  
528 --MEDCO HEAL SOLUTIONS INC  PURCHASE  2/16  
529 --MERCK INC  PURCHASE  2/16  
530 --METLIFE INC  PURCHASE  2/16  
531 --MICROSOFT CORP  PURCHASE  2/16  
532 --NEWS CORPORATION  PURCHASE  2/16  
533 --OCCIDENTAL PETROLEUM CORP  PURCHASE  2/16  
534 --ORACLE CORP  PURCHASE  2/16  
535 --PEPSICO INC  PURCHASE  2/16  
536 --PFIZER INC  PURCHASE  2/16  
537 --PRICE ROWE GROUP INC  PURCHASE  2/16  
538 --PROCTER GAMBLE  PURCHASE  2/16  
539 --ROCKWELL AUTOMATION INC  PURCHASE  2/16  
540 --ROSS STORES INC  PURCHASE  2/16  
541 --T ROWE PRICE INTL INC (MUTUAL FUND)  PURCHASE  2/16  
542 --SPDR BARCLAYS CAP HIGH YIELD ETF  PURCHASE  2/16  
543 --SCHLUMBERGER LTD  PURCHASE  2/16  
544 --SCRIPPS NETWORKS INTERAC  PURCHASE  2/16  
545 -JM SMUCKER  PURCHASE  2/16  

Kimba Wood  MAY, 2011  
GROSS VALUE  
INCOME DURING  END REPORTING  
DESCRIPTION ASSETS  REPORTING PERIOD  PERIOD  TRANSACTIONS DURING REPORTING PERIOD  

546 ---TALISMAN ENERGY INC 
547 ---3M COMPANY 
548 ---US BANCORP DEL 
549 ---UNITED TECHNOLOGIES CORP 
550 ---UNITEDHEAL GROUP INC 551 ---VIACOM INC 552 ---WAL-MART STORES INC 553 ---WELLS FARGO COMPANY 554 ---WILLIAMS COMPANIES INC 555 ---WISCONSIN ENERGY CORP 556 RENTAL PROPERTY -NEW YORK, 
(6/15/2005 $850,000) 
ADS -4/27/2011 DISK: 2010 DISCLOSURE flLE: 10DISCLfiling 
(1) (2) (1) (2) AMT CODE TYPE VALUE VALUE -H) CODE METHOD -P) (Q-W) RENT (1) TYPE 
PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE PURCHASE 

(2) DATE 
2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 2/16 
(3) VALUE CODE (J-P) 

(4) (5) 
GAIN IDENTITY CODE (IF -H) PRIVATE) 

Name Person Reporting 
Date Report 

WOOD, KIMBA 
5/11/2011 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) See attached there was either partial withdrawal withdrawal from this corporation 
partnership during the reporting year, all K-1 activity (interest, dividends, capital gains, 
ordinary income, etc.) was netted together, and, that net figure was larger than the 
required income threshold, was included Column B.(1) with Column B.(2) noting 
"K-1 DISTR" (K-1 Distribution). the K-1 activity netted loss, then Column B.(1) 
was left blank and "NONE" was included Column B.(2). the Corporation partnership interest was either sold fully withdrawn from 
during the reporting year, the capital gain amount included Column along with 
other transaction details. The remaining K-1 figures were netted together, and iflarger 
than the required income threshold, included Column B.(1) with Column B.(2) noting 
"K-1 DISTR". 
Both the above approaches were obtained from Mr. George Reynolds, Financial 
Disclosure Examiner. 

NOTE2 
For options outstanding the end the year, there value code listed Column 
C.(1) because the options had unrealized loss that time. times private equity funds, Partnership will "deem" distribution/contribution 
activity. All deemed activities are non-cash transactions. 
Most times when Partnership declares deemed activity, calendar quarter, rather than specific date, referenced. Therefore, Column (2), often times just quarter noted. 
NOTE4 
This asset had value the books the end the year. Therefore, there value code reported Column C.(1 However, the K-1 reported income over the threshold level the asset reportable. 

Kimba Wood-May, 2011 (Page 
NOTES 
There are many investments non-public companies. The estimated market values used for all such investments, unless otherwise noted, are based upon the current knowledge the worth such companies, discussions with the companies' management and company issued reports. 

NOTE6 
Either the Ending Capital Account value from the entity's 2010 K-1, estimate the same, Vas used determine its year-end value code for Column C.( 
NOTE7 
For those entities which issued K-1 the K-1 netted loss but there was another source income from the entity, the source the other income listed instead "NONE". there was K-l income and additional source income, both amounts were summed determine the code for Column B.( and both types income are noted Column B.(2).  

NOTE8 
Although there investment this company, considered worthless. Therefore, there year-end value code reported Column C.(l However, since Sentinel Capital portfolio company, deemed reportable. See Note for more information. 
NOTE9 
There limited partnership interest this entity. Since neither the filer nor her spouse can "direct, influence any other manner affect the purchase, exchange, sale disposition the entity property owned the entity", Financial Disclosure Filing Instructions, page 35, the assets held the partnership are not reportable. the partnership had capital call for investment specific company, "ADDITIONAL INVESTMENT" noted Column D.(1). The name the underlying company not listed. Further, the partnership either returned capital sold one its investments and returned funds the reporting family, "DISTRIBUTION" listed Column D.( Neither the name the underlying company nor the gain amount listed. 
The entity's K-1 considered the source document for all income from this investment (including capital gains/losses). All K-1 activity was netted together and greater than the required income threshold, included Column B.( with Column B.(2) noting "K-1 DISTR". the K-1 activity netted loss, then Column B.(I) was left blank and 'NONE" was included Column B.(2). 

Kimba Wood-May, 2011 Page 
NOTE 
There are several Vestar and Sentinel Partnerships (See Lines 329-331 and 373-375 
Section VII) and Centerview Capital Partnership (See Line 322 Section VIJ). The 
portfolio companies that the Partners_hips own are all listed separately this report because the filer's spouse could potentially "direct, influence any other manner affect the purchase, exchange, sale disposition the entity property owned the 
entity," Financial Disclosure Filing Instructions, page 35. Vestar III, and and Sentinel II, Ill and IV, there both limited partner (LP) and general partner (GP) interest (each interest housed different partnership). For purposes this report, the K-1 information for the LP/GP interests each Fund combined and included one line. This approach matches the way the Funds' portfolio companies are included this report (the GP/LP interests are both included when determining the value code for Column C(l)). 
Each year, there K-1 from each the partnerships. The K-ls summarize all the ordinary income (loss), portfolio income, capital gains/losses, etc., for all the underlying companies. avoid double counting, underlying company was sold, the capital gain/loss included the line where the actual company listed and excluded from the K-1 income reported Column B.(1) for each the partnerships. 
The remaining K-1 items were netted together. the net amount was larger than the required income threshold, that amount was included Column B.(1) with Column B.(2) noting "K-1 DISTR". the K-1 activity netted loss, then "NONE" included Column B.(2). result, since all K-1 activity accounted for the partnership level, the underlying companies which are listed separately not show any income Column B.( (unless there item that not included the K-1 

For the Yestar, Sentinel and Centerview Partnerships, there are year end market values reported Column C.(l) because the value the Partnerships' portfolio companies are listed separately this report. 
This Partnership was dissolved and its final K-1 issued 2010. Therefore, there 12/31/2010 value code noted Column C.(l 
This company was either written off sold prior year. Therefore, there year end value reported Column C.( I). 

Kimba Wood-May, 2011 (Page 
NOTE 
The filer's spouse the sole shareholder this corporation. The company's assets are limited office furniture, office equipment, checking account, money market account and limited partnership interest Hawk which listed separately this report (See Line 444 Section VII). The value used determine the year-end valuation code was the checking/money market account balances plus the office furniture and equipment balance (less accumulated depreciation). 
NOTE This company's 2010 K-1 was not received the May 15, 2011 Disclosure Report filing deadline. Therefore, the company's income has been estimated. Once the actual K-1 received, the income code based the actual K-1 differs from the code reported this report, letter explaining the difference will filed with the Committee. 
NOTE 
This investment made through either Vestar, Sentinel the Centerview Partnership (See Lines 329-331, 373-375 and 322 Section VII). Since the filer's spouse could potentially "direct, influence any other manner affect the purchase, exchange, sale disposition the entity property owned the entity", Financial Disclosure Filing Instructions, page 35, the partnership's assets must listed separately this report. result, this company reportable. 
All transactions (investments, sales and related gain/(loss), distributions, etc.) are reported for the company. Any K-1 income (excluding gain/(loss) sales) attributable the company, however, included the partnership's line. income was received separate from the K-1, recorded the portfolio company's line Column See Note for more information. 
NOTE 
Neither the income nor the cash balance year-end met the threshold for reporting. However, since the cash account associated with reportable investment that listed separately this report, the account deemed reportable. 

Name Person Reporting 
Date Report 

WOOD, KIMBA 
5/11/2011 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are 
compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: KIMBA WOOD 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544