Skip to content

Judicial Watch • Kristi K. DuBose – 2006

Kristi K. DuBose – 2006

Kristi K. DuBose – 2006

Page 1: Kristi K. DuBose – 2006

Category:Federal Judges

Number of Pages:7

Date Created:September 14, 2007

Date Uploaded to the Library:October 12, 2014

Tags:Kristi K DuBose, DuBose, Kristi, Merrill, Lynch, trust, states, united, 2006, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

SELF l_NITIATED 
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT ALABAMA AMENDMENT 
UNITED STATES COURTHOUSE 113 ST. JOSEPH STREET MOBILE, ALABAMA 36602 
KRISTI DUBOSE UNITED STATES DISTRICT JUDGE (251) 690-2020 May 14, 2007 
 
Honorable Ortrie Smith 
Chair Committee Financial Disclosure 
Administrative Office Courts 
One Columbus Circle, 
Washington, 20544 Re: Financial Disclosure 
Dear Judge Smith, 
Thank you for your letter May 2007, advising the need for additional 
information order for financial disclosure complete. Specifically, per your 
instruction, need amend Part VII, page line asJolloVs:;_.-. 
 
Merrill Lynch -IRA Mutual Funds: 
Munder Midcap Core AEW Real Estate Fund American Growth Fund 
 
AOIO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I 
middle initial) DuBose, Kristi Person Reporting (last name, Court Organization U.S. District Court S.D. Date Report 04/10/2007 rst, Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 cations 
Sb. Amended Report Chambers Office Address 113 St. Joseph Street Mobile, 36602 the basis the information contained this Report and any modifipertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-IJ ofinstructwns.) NONE (No reportable positions.) Trustee Revocable Trust 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[!] NONE (No reportable agreements.) 
 
 
Date Report 
DuBose, Kristi 
04/10/2007 
Ill. N-INVESTMENT ME, (Reporting individual and spouse; see pp. 17-14 instructions.) Filers Non-Investment Income 
 	NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 	self-employed -utility power products distributor 
 
 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No reportable reimbursements.) 
 
DESCRIPTION 
 
 
DuBose, Kristi 
04/10/2007 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
DESCRIPTION 	VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 	NONE (No reportable liabilities.) CREDITOR First Gulf Bank -Fairhope, line credit for UPI, Inc. (personally guaranteed) 
Merrill Lynch letter credit for escrow account 
 
 
 
04/10/2007 
DuBose, Kristi 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Cod.e Income during reporting period Gross value end reporting period 
(I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month Day Transactions during reporting period (3) (4) (5) Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction) Regions Bank-CD Interest Region Bank Interest Region Bank IRA Interest Treasury Bonds Interest buy month treasury Merrill Lynch-Municipal Bonds Interest Merrill Lynch-IRA Colonial Properties Dividend Hatfield and Company Rent Utility Power Incorporated Dividend 
10. Hartford Inflation Plus Mutual Fund Dividend Revocable Trust 
12. 
13. 
14. 
15. 
16. 
17. Income Gain Codes; =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 0=$5,001-$!5,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
04/10/2007 
DuBose, Kristi 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto[Report.) 
Part VII #11-The Revocable Trust unfunded 
 
Part VII #4( d)(2) these are purchased monthly basis 
 
 
DuBose, Kristi 
04/10/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544