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Judicial Watch • Kristi K DuBose Financial Disclosure Report for 2003

Kristi K DuBose Financial Disclosure Report for 2003

Kristi K DuBose Financial Disclosure Report for 2003

Page 1: Kristi K DuBose Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:7

Date Created:September 14, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Kristi K DuBose, DuBose, Kristi, Merrill, Lynch, ATF, trust, states, united, 2003, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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SELF l_NITIATED 
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT ALABAMA AMENDMENT 
UNITED STATES COURTHOUSE 113 ST. JOSEPH STREET MOBILE, ALABAMA 36602 
KRISTI DUBOSE UNITED STATES DISTRICT JUDGE (251) 690-2020 May 14, 2007 

Honorable Ortrie Smith 
Chair Committee Financial Disclosure 
Administrative Office Courts 
One Columbus Circle, 
Washington, 20544 Re: Financial Disclosure 
Dear Judge Smith, 
Thank you for your letter May 2007, advising the need for additional 
information order for financial disclosure complete. Specifically, per your 
instruction, need amend Part VII, page line asJolloVs:;_'.-. 

Merrill Lynch -IRA Mutual Funds: 
Munder Midcap Core AEW Real Estate Fund American Growth Fund 

AOIO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I 
middle initial) DuBose, Kristi Person Reporting (last name, Court Organization U.S. District Court S.D. Date Report 04/10/2007 rst, Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2006 12/31/2006 cations  
Sb. Amended Report Chambers Office Address 113 St. Joseph Street Mobile, 36602 the basis the information contained this Report and any modifipertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-IJ ofinstructwns.) NONE (No reportable positions.) Trustee "Revocable Trust #l" 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[!] NONE (No reportable agreements.) 

Date Report 
DuBose, Kristi 
04/10/2007 
Ill. N-INVESTMENT ME, (Reporting individual and spouse; see pp. 17-14 instructions.) Filer's Non-Investment Income 
 	NONE (No reportable non-investment income.) SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 	self-employed -utility power products distributor 

IV, REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No reportable reimbursements.) 

DESCRIPTION 

DuBose, Kristi 
04/10/2007 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
DESCRIPTION 	VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 	NONE (No reportable liabilities.) CREDITOR First Gulf Bank -Fairhope, line credit for UPI, Inc. (personally guaranteed) 
Merrill Lynch letter credit for escrow account 

04/10/2007
DuBose, Kristi 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Cod.e Income during reporting period Gross value end reporting period  
(I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month Day Transactions during reporting period (3) (4) (5) Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction)  Regions Bank-CD  Interest  Region Bank  Interest  Region Bank IRA  Interest  Treasury Bonds  Interest  buy  month treasury  Merrill Lynch-Municipal Bonds  Interest  Merrill Lynch-IRA  Colonial Properties  Dividend  Hatfield and Company  Rent  Utility Power Incorporated  Dividend  
10.  Hartford Inflation Plus Mutual Fund  Dividend  Revocable Trust  
12.  
13.  
14.  
15.  
16.  
17. Income Gain Codes; =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000  0=$5,001-$!5,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

04/10/2007
DuBose, Kristi 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto[Report.) 
Part VII #11-The Revocable Trust unfunded 

Part VII #4( d)(2) these are purchased monthly basis 

DuBose, Kristi 
04/10/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544