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Judicial Watch • Laura T. Swain – 2012

Laura T. Swain – 2012

Laura T. Swain – 2012

Page 1: Laura T. Swain – 2012

Category:Federal Judges

Number of Pages:7

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Laura T Swain, Swain, laura, hancock, 2012, Market, spouse, transactions, TRUSTS, Codes, reportable, reporting, report, Federal Judge, income, Judge


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Rev. J/2013 
FOR CALENDAR YEAR 2012 U.S.C. app H 1-1 Person Reporting (last name, first, middle initial) Swain, Laura Court Organization District Court -SONY Date Report 05/10/2013 Title (Article IJI judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge (Active)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
Daniel Patrick Moynihan U.S. Courthouse 500 Pearl Stret Suite 755 New York, 10007 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTI ONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Board Member  Havens Relief Fund Society Board Member Federal Judges Association 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 5195 Pension Plan Debevoise Plimpton LLP (fmr law firm), control 

05/10/2013
Ill. 0N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 3/12-7112  Yeshiva University -Salary for teaching Benjamin Cardozo School  $17,000.00 Law Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

IV. REJMB URSEMENTS --transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 	Just the Beginning 9/20/12-9/23/12 Chicago, Biennial Conference Food, lodging, incidentals for self and Foundation spouse. 

05/10/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 

instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

05/10/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing i11s1ructio11s.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) (2) {I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: t.000 less =$1,001  $2,500 =$2,50  $5.000 D=$5.00t. $15.000 =$15.00  $50.000 (Sec Columns and 04) =$50.001  $100.000 =$100,001  $1.000,000 111 =$1.000.001. $5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less =$15,001  $50.000 =$50.001  $100.000 =$100.001  $250.000 
(Sec Colunms.CI and 03) =$250.001  $500.000 0=$500,001  l.000.000 =$1.000.001. $5,000.000 1'2 =$5.000.001  $25,000.000 
1'3 =$25,000.00  $50.000.000 1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

05/10/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent c/lildren: see pp. 34-60 offilinc im1r11ctions.J NONE (No reportable income, assets, transac;tions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (I) (2) (1) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
(J-P) Code3 redemption) (A-H) (if private 
transaction)
(Q-W) 
18. -John Hancock Money Market Fund  
19. -John Hancock Equity Income Fund  
20. -John Hancock Fundamentl Inv Fund  
21. -John Hancock Capital App Fund  
22. -John Hancock Sht Term Fed Fund  
23. -John Hancock Strategic Income Opp Fund  
24. -John Hancock Int'! Core Fund  
25. -John Hancock Small Cap Growth Fund  
26. -John Hancock Mid Cap Stock Fund  
27.  Profit Sharing  Dividend  
28. """"':f:"' Employees Stock Ownership Plan   Dividend  
29. Citibank interest bearing accounts  Interest 1.ncomc Gain Codes: =$1.000 less 41.001 $2.500 =$2.50I -$5.000 =$5.00t -$15.000 5.001 -$50,000  
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5.000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimati.::d  

Date Report
0511012013
Swain, Laura
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/111/icale part ofreporl.) 
(Part VII, line 27) The investments this profit sharing plan are not participant-directed and the positions held the plan are not reported the statements issued participants. 
(Part VII, line 28) The investments this ESOP, which was established 2009, are not participant-directed. 

05/10/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory 
 
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Laura Swain 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E Washington, D.C. 20544