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Judicial Watch • Lawrence K. Karlton – 2003

Lawrence K. Karlton – 2003

Lawrence K. Karlton – 2003

Page 1: Lawrence K. Karlton – 2003

Category:Federal Judges

Number of Pages:7

Date Created:February 2, 2005

Date Uploaded to the Library:November 07, 2014

Tags:KARLTON, Lawrence K Karlton, Witter, Lawrence, Morgan, Stanley, Union, 2003, INVESTMENTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government 1978 calendar year 2003 U.S.C. app;  101-111) Person Reporting (Last name, First name, Middle initial) 
KARLTON, LAWR.ENCE 	Title. (Article Ill Judges indicate a.ctive senior status; magistrat1: judges indicate full-or p11rt-time) 
CHIEF JUDGE EMERITUS-SENIOR Chambers Office Address 
U.S. COURTHOUSE 501 STREET, ISTH FLOOR. #230 SACRAMENTO, 95814 Court Organi7.ation 
U.S. DISTRICT COURT-EASTERN ReportType (check appropriate type) Nomination, Date Initial Final Date Report 4/2712004 	Rep0rting Period 111/2003 
 
1213112003 the basis the infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing Officer 
IMPORTANT NOTES: Thi: instrilctions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part where Y.OU have reportablle information. Sign last page. 
 POS.ITTONS. (Reportirig individual. only; see pp. 9-13 offiling instnictions) 
 
NONE -(No reportableflositions.) 
 
 
 
CRei,orting individual only; see pp. 14-16 offiling instructions) 
IT. AGREEMENTS. 
 NO] -(No reportable ifllpi=nents.) 
 
 
_if;: 
 ........ 
......... 
 
s 
Date Report 
KARLTON,LAWRENCEK NON.:.INVESTMENT INCOME. {Reporting individual and spouse; see pp. 11-24 offiling instructions) File:rs-Non-Investment .lncom 
 NONE -(No reportable 11011-investment income.) 
TYPE 
(yours;not spouses) Spouses Non-Investme111t Income -(Ify0u were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE -(No reportable n011-investment income.) 2003 	COUNTYOFSACRAMENTO 
IV. 	REIMBURSEMENIS -transportation, lodging, food, entertainment (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE -(No such reportable reimbursements.) 
KARLTON, LAWRENCE GIFTS. (Iflcludes those i;pouse and dependent children. See pp. 28-31 instructions.) 
 -(No such reportable gifts.) 
 
NON 
DESCRIPTION 
VI. LIABILITIES. (Includc:s those ofspouse and dependent children.. See pp. 32-34 instructions.) 
 NOlffi -(No reportable liabilities.) of2 
KARLTON, LAWRENCE 
4/27/2004 
-income, value, tramcations (includes chose ofthe spouse and dependent children. See pp. 34-57 filing instructions..) VII. INVESTMENTS and TRUSTS 
-A. 
lncome during Gross value end Transactions during reporting period Dption Assets 
reporting period reporting period (including trust assets) 
(I} (2) (2) 
not exempt disclosure 
(2) (4) Pl11ce (X) after each asset ei:empl Type (e.g. Date: 
AmolRlt Type (e.g. Value Value Value Identit:y offrom prior disclosure Code div. rent. Code2 Method buy, sell, Month 
Code2 Code buyer/seller 
(A-H) int.) (J-P) Codc3 merger, Day (J.P) (A (if pri,1ate 
n=demption) 
(Q-W) transaction) 
DNONE (No reportable inc:Ome, mtse:ts, transactions) 
-GLAXOSMITHKLINE PLC Dividend 
FRANKLIN CAUFTAX-EXEMPT MONEY FUND -MORGAN STANLEY UQUID ASSET IRA (fonncrly Dean Witter) Dividend Dividend PNM RESOURCES INC. Dividend AMERICAN ELECTRIC POVER ... -PRUDENTIAL INSURANCE Dividend Interest SEARS ROEBUCK Dividend  NSTAR, INC. Dividend SCUDDER INVESTMENTS IRA None 
10. DEPT WATER RESOURCES BOND Interest 
 
11. 
DEAN wrrrER REAL INC -IRA Rent 
Sold 
12. NEW VISIONS ENTMT CORP None 
13. UNION BANK -CHECKING interest 
14. FIDELITY INVESTMENTS  IRA DISCIPLINED EQUITY Dividend 
15. FIDELflY INVESTMENTS -IRA SPART 500 INDEX Dividend 
16. SCHOOLS FEDERAL CREDrr UNION l!ntercst 
 
17. FlRS:T COMMUNITY CREDIT UNION (formerly First Federal CU) Interest 
18. MORGAN STANLEY TAX-FREE INCOME FUND (formerly Dean Witter Dividend 
 
------------ -------------------- lncomeGir. Codes: l>J,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,00l-S:lO.OOO .00l-$1,000,000 
(See Colmnns and D4) $50.001-SIOO,OOO $100HJ $!,000,001-SS,000,000 More than $5,000,000 ValueCodi=s: =$15,000oriess Sl5,00l-$50,000 S50,00l-SJOO,OOO 100,001-$250,000 
(See Columns am: D3l $250.00D-$500,000 $500,001S1,000,000 S!,OOO,OOJ-$5,000,000 55.000,00!-$25,000,000 $25,000,00-50,000,008 SMore than $50,000,000 aluc Method Codes =Appraisal Cos< (Real Estare Only} Assessment Cash/Markel See Colwnr C]) =Boal: Value =Other =Estimated 
 
KARLTON, LAWRENCE 	4127/2004 
2of2 
VII. INVESTMENTS andl IR.USTS -income, value, transcations (includes those the spouse and depcadcnt cluldrcn. See pp. 34-S7 filing instructions.) 
Oj!SCliption Assets (im:luding trust assets} Income during repe>rting period (I) {2) Gross value end repol1ing period (1) (2) Tran_s.actions during reporting period -lfnot exempt from disc:losure 
 
Type (e.g. 
Date: 
Place (X) after each asset ernpt Value ValueAmount 
Typediv. reat. 
Value 
Identir1of 
Gain 
buy, sell, 
Mollth 
from prior disclosure 
Code2 MethodCode 
buyr/seile:r 
Code2 
merger, 
Day 
(J-P) Codc3 
int.) 
(if private 
(A-H) (J..P) 
redemption) 
(Q-W) 
transaction) 
19. PUTNAM TAX-EXEMPT mCOME 
20. MORGAN STANLEY DMDEND GROWTII 
MUTUAL FUND-IRA (Dean Witter 
21. GENERAL ELECTRIC CORP 
22. THE MERCHANTS BANK 
23. SACRAMENTO CREDIT UNION Dividend Dividend Dividend Interest Interest Interest 
24. 
THE MERCHANTS ANK 
 
25. 
PRUDENTIAL FlNANCIAL D>lC. 
Income/Gain Codes; Sl,O(lO less 
(See Columns and 04) $50,001-SJOO,OOO 
Value Codes: =515,000 less 
1.See Columns anc D3) $250.000-SSOO.OOO S25,000.00J-SSO,OG:l.OOO Value Method Codes Araisal 
(See Colum C2) Book Ialue Dividend $!,001-$2,500 00,001-$1,000,000 $]5,001-$50,000 $500,001-$1,000,000 Cos1 (Real Esiate Onlyt Othe $2,501-$5,000 $1,000,001-$5,000,000 $50,001-$100,000 Sl,000,00i-S5,000,000 SMore than $50,000,000 =Assessment =Estimated $5,001-$15,000 =More than $5,000JlOO Sl00,001-S250,000 $5,000,001-$25,000,00(1 CashMarket S15,00l-S50,000 
KARLTON,LAWRENCEK 
(IndicatepartofReport.) 
VIII. ADDIT{ONAL INlry provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been 
reported are compliance with the provisions ofS U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference reguiations. 
NOTE: ANY INDIVIDU WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY 
 SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544