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Judicial Watch • Lawrence K. Karlton – 2006

Lawrence K. Karlton – 2006

Lawrence K. Karlton – 2006

Page 1: Lawrence K. Karlton – 2006

Category:Federal Judges

Number of Pages:7

Date Created:September 10, 2007

Date Uploaded to the Library:November 07, 2014

Tags:KARLTON, Lawrence K Karlton, Lawrence, Union, 2006, INVESTMENTS, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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GovernmentAct o/1978 
Rev.1/2007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) KARLTON, LAWRENCE Court Organization U.S. DISTRICT COURT-EASTERN Date Report 05/02/2007 nue (Article mjudges indicate active senior status; magistrate judges indicate full-or part-time) CHIEF JUDGE EMERITUS-SENIOR Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address U.S. COURTHOUSE 501 STREET, 15TH FLOOR, #230 SACRAMENTO, 95814 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[Kl NONE (No reportable positions.) 
POSffiON NAME .,..; 
:;J;JZ 
al> .,, .,, 
 
 
II. AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.) 
fTI 
 
[Kl NONE (No reportable agreements.) 
 
AND TERMS 
 
 
 
 
Date Report 
 
 
KARLTON, I.A WRENCE 05/02/2007 
ill. NON-INVESTMENT INCOME. (Reporting indivwua1 and spouse; see pp. 11-24 instructions.) Filers Non-Investment Income 
 NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
COUNfY SACRAMENTO 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No reportable reimbursements.) 
SOURCE 
 
 
 
Date Report 
 
 
KARLTON, LAWRENCE 05/02/2007 
V GIFTS. (lndudes those spouse and dependent chUdren. See pp. 28-31 instructions.) 
[Kl NONE (No reportable gifts.) 
 
DESCRIPTION 	VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[Kl 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
Date Report 
KARLTON, WREN 
05/02/2007 
vn. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
GLAXOSMITHKLINE PLC 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Dividend 
FRANKLIN CALIF TAX-EXEMPT Dividend MONEY FUND 
PNM RESOURCES INC. Dividend 
AMERICAN ELECTRIC POWER Dividend 
PRUDENTIAL INSURANCE Dividend 
SEARS HOLDING CORP Dividend 
NSTAR, INC. Dividend 
DWS SCUDDER INVESTMENTS -IRA None Name Change DEPT WATER RESOURCES BOND Interest 
 
10. 
UNION BANK -CHECKING Interest 
 
11. 
FIDELITY INVESTMENTS -IRA Dividend DISCIPLINED EQUITY 
 
12. 
FIDELITY INVESTMENTS -IRA Dividend SPARTAN 500 INDEX 
 
 
SCHOOLS FEDERAL CREDIT UNION Interest 
14. FIRST COMMUNITY CREDIT Interest UNION 
MORGAN STANLEY TAX-FREE Dividend INCOME FUND 
16. 
PUTNAM TAX-EXEMPT INCOME Dividend 
 
17. 
GENERAL ELECTRIC CORP Dividend Income Gain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
Date Report 
KARL TON, WREN 05/02/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (1) 
(1) 
(2) 
(1) 
Amount 
Type (e.g. Value 
Place (X) after each asset 
Value 
Type (e.g. 
Code 
div., rent, 
Code 
exempt from prior disclosure 
Method buy, sell, 
(3) 
(2) 
(4) 
(5) 
Date 
Value 
Gain 
Month-Code 
Code 
{A-H) int.) Code 
redemption) 
Day 
{A-H) 
18. THE MERCHANTS BANK Interest 
19. SACRAMENTO CREDIT UNION Interest 
20. THE MERCHANTS BANK Interest 
21. PRUDENTIAL FINANCIAL INC. Dividend Income Gain Codes: =Sl,000 less =$1,CXJ! -$2,500 =$2,501 -$5,000 =$5,00! -$15,000 E=$15,001 -$50,000 
(See Columns and 04) =$50,001  $100,000 =$100,001 -Sl,000,000 =Sl ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -S!00,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date Report 
 
KARL TON, LAWRENCE 
05/02/2007 
 
 
 
 
 
 
 
 
Date Report 
 
KARLTON, LAWRENCE 
05/02()1)07 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544