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Judicial Watch • Lawrence K Karlton Financial Disclosure Report for 2003

Lawrence K Karlton Financial Disclosure Report for 2003

Lawrence K Karlton Financial Disclosure Report for 2003

Page 1: Lawrence K Karlton Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:7

Date Created:February 2, 2005

Date Uploaded to the Library:November 13, 2013

Tags:KARLTON, Lawrence K Karlton, Witter, Lawrence, Morgan, Stanley, Union, 2003, INVESTMENTS, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government 1978 calendar year 2003 U.S.C. app;  101-111) Person Reporting (Last name, First name, Middle initial)
KARLTON, LAWR.ENCE 	Title. (Article Ill Judges indicate a.ctive senior status; magistrat1: judges indicate full-or p11rt-time) 
CHIEF JUDGE EMERITUS-SENIOR Chambers Office Address 
U.S. COURTHOUSE 501 STREET, ISTH FLOOR. #230 SACRAMENTO, 95814 Court Organi7.ation 
U.S. DISTRICT COURT-EASTERN ReportType (check appropriate type) Nomination, Date Initial Final Date Report 4/2712004 	Rep0rting Period 111/2003 

1213112003 the basis the infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing Officer 
IMPORTANT NOTES: Thi: instrilctions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part where Y.OU have reportablle information. Sign last page. 
 POS.ITTONS. (Reportirig individual. only; see pp. 9-13 offiling instnictions) 
 
NONE -(No reportable'flositions.) 

CRei,orting individual only; see pp. 14-16 offiling instructions) 
IT. AGREEMENTS. 
 NO] -(No reportable ifllpi=nents.) 

_if;: 
""""' ........ 
......... 

s 
Date Report 
KARLTON,LAWRENCEK NON.:.INVESTMENT INCOME. {Reporting individual and spouse; see pp. 11-24 offiling instructions) File:r's-Non-Investment .lncom 
 NONE -(No reportable 11011-investment income.) 
TYPE 
(yours;not spouse's) Spouse's Non-Investme111t Income -(Ify0u were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE -(No reportable n011-investment income.) 2003 	COUNTYOFSACRAMENTO 
IV. 	REIMBURSEMENI'S -transportation, lodging, food, entertainment (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE -(No such reportable reimbursements.) 
KARLTON, LAWRENCE GIFTS. (Iflcludes those i;pouse and dependent children. See pp. 28-31 instructions.) 
 -(No such reportable gifts.) 

NON 
DESCRIPTION 
VI. LIABILITIES. (Includc:s those ofspouse and dependent children.. See pp. 32-34 instructions.) 
 NOl'ffi -(No reportable liabilities.) of2 
KARLTON, LAWRENCE 
4/27/2004 
-income, value, tramcations (includes chose ofthe spouse and dependent children. See pp. 34-57 filing instructions..) VII. INVESTMENTS and TRUSTS
-A. 
lncome during Gross value end Transactions during reporting period Dption Assets 
reporting period reporting period (including trust assets) 
(I} (2) (2) 
not exempt disclosure 
(2) (4) Pl11ce "(X)" after each asset ei:empl Type (e.g. Date:
AmolRlt Type (e.g. Value Value Value Identit:y offrom prior disclosure Code div. rent. Code2 Method buy, sell, Month
Code2 Code buyer/seller
(A-H) int.) (J-P) Codc3 merger, Day (J.P) (A (if pri,1ate
n=demption)
(Q-W) transaction)
DNONE (No reportable inc:Ome, mtse:ts, transactions) 
-GLAXOSMITHKLINE PLC  Dividend  
FRANKLIN CAUFTAX-EXEMPT MONEY FUND -MORGAN STANLEY UQUID ASSET IRA (fonncrly Dean Witter)  Dividend Dividend  PNM RESOURCES INC.  Dividend  AMERICAN ELECTRIC POVER ... -PRUDENTIAL INSURANCE  Dividend Interest  SEARS ROEBUCK  Dividend    NSTAR, INC.  Dividend  SCUDDER INVESTMENTS IRA  None  
10. DEPT WATER RESOURCES BOND  Interest 

11. 
DEAN wrrrER REAL INC -IRA Rent 
Sold
12. NEW VISIONS ENTMT CORP None 
13.  UNION BANK -CHECKING  interest 
14.  FIDELITY INVESTMENTS  IRA DISCIPLINED EQUITY  Dividend  
15.  FIDELfl"Y INVESTMENTS -IRA SPART 500 INDEX  Dividend  
16.  SCHOOLS FEDERAL CREDrr UNION  l!ntercst 

17.  FlRS:T COMMUNITY CREDIT UNION (formerly First Federal CU)  Interest  
18.  MORGAN STANLEY TAX-FREE INCOME FUND (formerly Dean Witter  Dividend  

------------ -------------------- lncome'Gir. Codes: l>J,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,00l-S:lO.OOO .00l-$1,000,000 
(See Colmnns and D4) $50.001-SIOO,OOO $100'HJ $!,000,001-SS,000,000 More than $5,000,000 ValueCodi=s:  =$15,000oriess Sl5,00l-$50,000 S50,00l-SJOO,OOO 100,001-$250,000  
(See Columns am: D3l  'I': $250.00D-$500,000 $500,001S1,000,000 S!,OOO,OOJ-$5,000,000 55.000,00!-$25,000,000 $25,000,00-50,000,008 SMore than $50,000,000 aluc Method Codes  =Appraisal Cos< (Real Estare Only} Assessment Cash/Markel See Colwnr C])  =Boal: Value  =Other  =Estimated  

KARLTON, LAWRENCE 	4127/2004
2of2 
VII. INVESTMENTS andl 'IR.USTS  -income, value, transcations (includes those the spouse and depcadcnt cluldrcn. See pp. 34-S7 filing instructions.)  
Oj!SCl'iption Assets (im:luding trust assets}  Income during repe>rting period (I) {2)  Gross value end repol1ing period (1) (2)  Tran_s.actions during reporting period -lfnot exempt from disc:losure  

Type (e.g. 
Date:
Place "(X)" after each asset ernpt Value ValueAmount 
Typediv. reat. 
Value 
Identir1of
Gain
buy, sell, 
Mollth
from prior disclosure 
Code2 MethodCode 
buyr/seile:r
Code2 
merger, 
Day
(J-P) Codc3
int.) 
(if private
(A-H) (J..P)
redemption)
(Q-W) 
transaction) 
19.  PUTNAM TAX-EXEMPT mCOME 
20.  MORGAN STANLEY DMDEND GROWTII  
MUTUAL FUND-IRA (Dean Witter  
21.  GENERAL ELECTRIC CORP 
22.  THE MERCHANTS BANK  
23.  SACRAMENTO CREDIT UNION  Dividend  Dividend  Dividend  Interest  Interest Interest
24. 
THE MERCHANTS ANK 

25. 
PRUDENTIAL FlNANCIAL D>lC. 
Income/Gain Codes; Sl,O(lO less 
(See Columns and 04) $50,001-SJOO,OOO 
Value Codes: =515,000 less 
1'.See Columns anc D3) $250.000-SSOO.OOO S25,000.00J-SSO,OG:l.OOO Value Method Codes Araisal 
(See Colum C2) Book Ialue Dividend $!,001-$2,500 00,001-$1,000,000 $]5,001-$50,000 $500,001-$1,000,000 Cos1 (Real Esiate Onlyt Othe $2,501-$5,000 $1,000,001-$5,000,000 $50,001-$100,000 Sl,000,00i-S5,000,000  SMore than $50,000,000 =Assessment =Estimated $5,001-$15,000 =More than $5,000JlOO Sl00,001-S250,000 $5,000,001-$25,000,00(1 Cash'Market S15,00l-S50,000 
KARLTON,LAWRENCEK 
(IndicatepartofReport.)
VIII. ADDIT{ONAL INl



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