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Judicial Watch • Lawrence M McKenna Financial Disclosure Report for 2010

Lawrence M McKenna Financial Disclosure Report for 2010

Lawrence M McKenna Financial Disclosure Report for 2010

Page 1: Lawrence M McKenna Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:McKENNA, Lawrence M McKenna, Growth, 2010, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112010 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) McKENNA, LAWRENCE Court Organization Southern District New York Date Report 08/02/2011 Title (Article JII judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge (Senior)  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Reporting Period 01/01/2010 12/31/2010  
Sb. Amended Report Chambers Office Address United States District Court 500 Pearl Street 1640) New York, N.Y. 10007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

JMPO ANT NOTES: The instructions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where yo11 have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 

POSITION ADMINISTRATOR 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

NONE (No reportable agreements.) 
PARTIES AND TERMS 

McKenna, Lawrence 

Date Report 

McKENNA, WREN 
08/02/2011 
III. N-INVES TMENT INC ME, (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 	Self-employed 

IV. REIM.BURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing ins/ructions.) 
[Z] 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 

McKENNA, WREN 
08/02/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 jiiing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

McKENNA, WREN 
08/02/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 

Income during reporting period Amount 
Code (A-H) 

(2) 
Type(e.g., 
div., rent, int.) 
Gross value end reporting period 
(I) 
Value 
Code 

(J-P) 
(2) Value Method Code (I) Type(e.g., buy, sell, redemption) 
Transactions during reporting period 
(2) 
Date mm/dd/yy (3) Value Code 
(J-P) 
transaction) 	CITIBANK (Checking) None 	
EMIGRANT SAVINGS BANK (Savings) Interest 	
UBS PAIINE WEBBER RET. MONEY Interest FUND (now DEPOSIT ACCT)) 

LORD ABBETT INCOME FUND CLASS C(FUND)  Interest  Sold  09/20/10  
LORD ABBETT GROWTH OPPORTUNITIES (FUND)  None  Sold  09/20/10 	
ALTRIA (Common) None 	
IBM (Common) Dividend Sold 02/11/10 	
BIOSONICS (Common) None 	
MCI WORLD (Common) None 

10. 	
SONORAN (Common) None 

11. 	
MERCK (Common) (Stock Invest. Plan) Dividend Sold 02/ 11/10 

12. 	
CISCO SYSTEMS (Common) None 

13. (Common) None 

14. 	
ASTROPOWER (Common) None 

15. 	
MONSANTO (Common) Dividend 

16. 	
EASTMAN KODAK (Common) (Stock Inv. None Sold 10/11/10 Plan) 

17. 	
H.J. HEINZ (Common) (Stock Inv. Plan) None Sold 10/ 11/10 

--------

B$1,001 
(5)
(4) 
Gain 
Identity 
buyer/seller
Code 
(if private 
(A-H)
$2,500 c=$2,501 -$5,000 D=$5,001 $15,000 =$15,00 $50,000. 
(Sec ColumnD4) 	G=$I 00,00 -$I ,000,000 =$1,000,001 -$5,000,000 $5,000,000
F=$50,00 -$I 00,000 	H2=More than and K=$15,001 -$50,000 L=$50,00 $I 00,000 =$100,001 -$250,000 
(Sec Columns 

=$15,000 les2. Value
Codes =$25,000,001 -$50.000.000 =More $50,000,000 
03) =$250,001 -$500,000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000.000 
than 
Codes =Cash Markel =Cos
(Real
Estate ly) ValueMethod ssessmen =Appr
aisal =Other 
(Sec Column 
CZ) U=BookW=Estimated
Value 

08/02/2011McKENNA, WREN 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  
(I) (2)  (I) (2)  (!)  (2) (3) (4)  (5)  
Place "(X)" after each asset  Amount Type (e.g.,  Value Value  Type (e.g.,  Date Value Gain  Identity  
exempt from prior disclosure  Code div., rent,  Code Method  buy, sell,  mm/dd/yy Code Code  buyer/seller  
(A-H) int.)  (J-P) Code  redemption)  (J-P) (A-H)  (if private  
(Q-W)  transaction)  

18. 
FEDEX (Common) (Stock Invest. Plan) Dividend Sold 10/11/10 

19. 
EXXON MOBIL (Common) Dividend 

20. 
HONDA MOTORS (Common) Dividend 

21. 
GOOGLE (Common) None 

22. 
ALCA TEL-LUCENT (ADR) None 

23. 
WILLIAM BLAIR INT'L GROWTH Dividend Sold 09/20/10 (FUND) 

24. VIS VENTURE FUND (FUND) Dividend Sold 09/20/10 

25. ROWE PRICE VALUE FUND (FUND) Dividend Sold 09/20/10 

26. 
JANUS ADVISOR FORTY FUND (FUND) Dividend 

27. 
GAMCO GROWTH FUND (FUND) None Sold 09/20/20 

28. 
DWS CORE PLUS INCOME FUND Dividend Sold 9/20/10 (FUND) 

29. 
PIMCO HIGH YIELD FUND (FUND) Dividend Sold 9/20/10 

30. 
AMERICAN CENTURY INT'L (BOND) Dividend Sold 9/20/10 

31. 
ROYCE TOT RETURN FUND (FUND) Dividend Sold 9/20/10 

32. 
CITIBANK DEPOSIT PROGRAM Interest Sold 9/20/10 

33. MONEY FUNDS CASH PORT. Dividend Sold 9/20/10 (FUND) 

34. 
DUPONT 4.50 PFD Dividend Income Gain Codes: (Sec Columns and D4) 
Value Codes (Sec Columns and D3) 
Value Method Codes (See Column C2) =$1,000 less F=$50,001-$100,000 =$15,000 less =$250,001 -$500,000 =$25,000,001  $50,000,000 =Appraisal =Book Value =$1,001 -$2,500 =$100,001 -$1,000,000 =$15,001 -$50,000 4500,001 -$1,000,000 =Cost (Real Estate Only) =Other =$2,501  $5,000 =$1,000,001 -$5,000,000 =$50,001 -$100,000 =$1,000,001 -$5,000.000 =More than $50,000.000 =Assessment =Estimated D=$5,001-Sl5,000 15.001 -$50,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market 

McKENNA, WREN 
08/02/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (3)(1)(1) (5) 

Amount Code Place "(X)" after each asset 
exempt from prior disclosure (A-H) 

Value div., rent, 
Type (e.g., 
Value 

Method int.) 
Code 
Code (Q-W) 
(J-P) 

Type (e.g., buy, sell, redemption) Date mm/dd/yy 
Value 
Gain 
Code 
Code 
(A-H)
(J-P) 
Identity buyer/seller (if private transaction)  
Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501 -$5,000  0=$5,001-$15,000  
(Sec Columns and 04) =$50,00 I00,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 IOO.OOI -$250,000  
(Sec Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column ('2) =Book Value =Other =Estimated  

McKENNA, WREN 
08/02/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Transactions during reporting period 
Gross value end 

Description Assets Income during 

reporting period reporting period 
(including trust assets) Date 

Value 

Gain 
mm/dd/yy 
Code2 
Code 
(J-P) 
(A-H) 
(3) 
0819110 
(2) 
(2) 

(I)
(I)
(I) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  
52.  NORTHSHORE COMNTY. BK. (CD)  

Type (e.g., div., rent, int.)  Value Code2 (J-P)  
Interest  

Value Method Code 
(Q-W) 

Type (e.g., buy, sell, redemption) 
Sold 
(5) 
Identity buyer/seller (if private transaction) 
AM. ELEC. POWER (BOND) Interest 

Sold 08/09/10 
AM. EXP. FSB (CD) Interest 

Sold 8/9/10 
55. 	
UBS PACE GOVT. FIXED INC. (FUND) Interest 

56. 	
UBS PACE INTER. FIXED INC. (FUND) Interest 

UBS PACE STRATEGIC FIXED INC. Interest 
(FUND) 

58. 	UBS PACE SMALL/MED VALUE None 
(FUND) 

UBS PACE MONEY MARKET (FUND) Interest 

60. 
UBS PACE HIGH YIELD (FUND) Interest 

61. 
UBS PACE INT'L EQUITY (FUND) None 

62. 
UBS PACE MUNI. FIXED INC. (FUND) Interest 

GROWTH FUND AMERICA (FUND) None 

Sold 09/20/10 
64. 	
IBM (Common) 

65. 	
PACE STRATEGIC FIXED INC. (FUND) 

66. 	
UBS SMALL/MED CO. GROWTH EQUITY FUND 

67. 	
UBS LARGE CO.VALUE EQUITY 

68. 	
UBS INT'L EMERG. MARKETS EQUITY FUND 

----- 
Income Gain Codes: =$1,000 less 
(Sec Columns and D4) F=$50,001 -$100,000 
Value Codes J=$15,000 less 

(See Columns and D3) =$250,001 -$500,000 =$25,000,001 -$50.000.000 
Value Method Codes =Appraisal 
(See Column C2) '""Book Value
------------

Interest  
Interest  
None  
None  
None  
8=$1,001 -$2,500  

G=$100,00I -$1,000,000 K=$15,00 -$50,000 0=$500,00 -$1,000,000 ==Cost (Real l:.statc Only) =Other =$2,50 -$5,000 HI=$1,000,00I -$5,000,000 L=$50,00l -$100,000 =$1,000,00 -$5.000,000 =More than $50,000,000 =Assessment ""-Estimated  Sold  Buy  
Buy  
Buy  
Buy  

21111 
09/20/10 
09/20/10 
09/20/10 
09/20/10 
D=$5,001 -$15,000 =$15,00 -$50,000 =More than $5,000,000 =$I 00,00 -$250,000 =$5,000,001 -$25,000,000 
T=Cash Markel 

Date Report 

McKENNA, WREN 
08/02/2011 
VII. INVESTMENTS and TRUSTS -income, varue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 

(2) 

(2)
(I) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  

Gain
Date 
Value 
Code 
mm/dd/yy 
Code 
(A-H)
(J-P) 
Identity buyer/seller (if private 
transaction) 
69. UBS GLOBAL FIXED INCOME FUND  None  Buy  09/20/10  
70. DOM. RES. INC. VA. BOND  None  Buy  08/12/10  
71. UBS BANK USA DEPOSIT ACCOUNT  Interest  Buy  09/20/10  
72. PACE JNT'L EMERGING MARKETS  Dividend  Buy  08/31/10  
73. PACE LARGE CO. VALUE (FUND)  Dividend  Buy  08/31/10  
74. PACE LARGE GO. GROWTH (FUND)  Dividend  Buy  08/31/10  
75.  
76.  
77.  
78.  
79.  
80. Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (SeeColumnsBl andD4) =$50,00 -$I 00,000 I00,00 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$!00,000 =$100,001 -$250,000 
(See ColumnsC and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 

Date Report 

McKENNA, WREN 
08/02/2011 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport.) 
The estate listed I.I has assets. 

Date Report 

McKENNA, LAWRENCE 
08/02/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544