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Judicial Watch • Lee H. Rosenthal – 2010

Lee H. Rosenthal – 2010

Lee H. Rosenthal – 2010

Page 1: Lee H. Rosenthal – 2010

Category:Federal Judges

Number of Pages:24

Date Created:September 13, 2013

Date Uploaded to the Library:December 11, 2014

Tags:Rosenthal, Lee H Rosenthal, Panelist, ground, airfare, speaker, bonds, school, transportation, university, 2010, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government ,4ct 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 (.~ U.S.C. app.  ~O~-H~) Date Keport Ceu~ Organization. PerumRepor~g (l~t name, first, middle initial) U.S.D.C.-S.D.TX 08/12/2011ROSENTHAL, LEE Reporting Period Title (Arttie 111 judges iadleate *icttve seulor ~tatas; 
mas~strate judges indicate full- part-time) 
 
01/01/2010 Nomi~tio~ Date 
 
U.S.DISTRICT JUDGE-ACTIVE Initial Annu~l Final 
12/31/2010 tht b~ls the iaform~ti0n coataiaed th!s Report and say modifications pertaining thereto, is, opinion, in: ompliancewitk applicable laws regulattom~ Cbamber~ Office Address 
515 RUSK 
ROOM 11535 
HOUSTON, TEXAS 77002 
 
IMPORTANT NOTES: 2~e instruc~ns ac~ompanfing this form must followea~ Compe all parts, checking the NONE box for each part where you have reportable information, Sign last pag~ POSITIONS. es~s o,~; ~4.~o.:.1~ NONE(No reportable positions.) 
,POSI~ NAME ORGANIZATION/ENTITY 
THE KINKAID SCHOOLI. MEMBER, BOARD TRUSTEES THE RAND INSTITUTE FOR CIVIL JUSTICE 
MEMBER, BOARD OVERSEERS 
 
 
RICE UNIVERSITY 
MEMBER, BOARD TRUSTEES 
 
CENTER FOR AMERICAN AND INTERNATIONAL LAW 
MEMBER, BOARD TRUSTEES AGREEMENTS. ~,~,~ o,~y; ~-~ o/~,~ NONE (No reportable agreements.) 
PARTIES AND TERMS 
 
Rosenthal, Lee 
 
Name Person Reporting 	Date Report 
ROSENTHAL, LEE 	08/12/2011 NON-INVESTMENT INCOME. CR~n~, Ffler~s Non-Inve~ent Income NO~ re~or~ble non-~ent income.) 
UNIVERSITY HOUSTON LAW FOUNDATION 	$3~200.00 2010 Spouses,Non-Investment Income ~/~ou ,,~r,,~,mu~ 
(~1~ ~cept~r ~.) NONE~oreportable non-~v~ent income.) 
DATE_ 	SOURCE AND TY~,,,E. 2010 ..... DIRECTORS FEES 
PARTNER DISTRIBUTION 
 2010 
 
 
(In,cludee those spous and dependent children: see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE .LOCATION PURPOSE ITEMS PAID PROVIDED 	 
PENN STATE LAW MARCH 25-26, 2011 PHILADELPHIA, PANELIST AIRFARE GROUND 
SCHOOL TRANSPORTATION 	 
DEFENSE RESEARCH APRIL 6-7, 2011 LAS VEGAS, PANELIST AIRFARE, MEALS GROUND 
INSTITUTE TRANSPORTATION 	 
SEDONA CONFERENCE APRIL 7-9, 2011 PHOENIX, PANELIST AIRFARE, MEALS GROUND 
TRANSPORTATION 	 
AMERICAN BAR JUNE 17-19, 2011 WHISTLER, CANADA SPEAKER AIRFARE, MEALS GROUND 
ASSOCIATION TRANSPORTATION 	 
AMERICAN LAW SEFFEMBER 1-12, PHILADELPHIA, ADVISERS MEETING AIRFARE, HOTEL GROUND 
INSTITUTE 2011 TRANSPORTATION 
 
 
 
Nsme Person Reporting 	Dtte Report 
ROSENTHAL, LEE 	08/! 2/2011 	 
AMERICAN LAW OCTOBER 20-22, NEW YORK, COUNCIL MEETING AIRFARE, HOTEL GROUND INSTITUTE 2011 TRANSPORTATION 	 
UNIVERSITY TEXAS NOVEMBER 2-3, AUSTIN, SPEAKER AIR.FARE GROUND LAW SCHOOL 
 
 
201 	TRANSPORTATION 
GEORGETOWN NOVEMBER 17-19, WASHINGTON, PANELIST AIRFARE, MEALS GROUND UNIVERSITY LAW 2011 
TRANSPORTATION 
SCHOOL 	LAWYERS FOR CML DECEMBER 2011 NEW YORK, SPEAKER AIRFARE GROUND JUSTICE 
TRANSPORTATION 
10. 	 
YALE LAW SCHOOL DECEMBER 2-3, NEW HAVEN, SPEAKER AIRFARE GROUND 
2011 TRANSPORTATION 
 
 
11. 	 
GEORGE MASON DECEMBER 5-6, WASHI~IGTON, SPEAKER AIRFARE GROUND UNIVERSITY 2011 
 
 
TRANSPORTATION 
Date Rimrt 
 
 
Nzme Person Reporting 
ROSENTHAL, LEE 
NONE (No reportable gifts.) 
SOURCE 
 
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUECODE ,. 
 
 
 
 
 
~oo 
~o~o 
 
 
 
 
 
 
 
 
Lee Rosenthal 
8/12/11 
Calendar Year 2010 
(1) 
 
(3) 
 
 
(4) 
(5) 
 
(6) 
 
(7) 
 
 
Private entities including private company investment partnerships. For private companies, valuation based net book value. For such entities, valuation (Column C(2)) based capital account set forth form K-1 and income and gain included (to the extent distributed) net cash paid received (as described below) under column D(3) and not Column and/or Column D(4). 
Where filer passive owner with control over investments timing calls distributions, such cash distributions and calls are set forth Column D(3) net aggregate amount for the reporting period. Buy indicates net cash paid into the entity and sell indicates net cash paid entity filer. 
(1) (a) connection with Footnote (1) private company investment partnerships, absence receipt K-I filer filing date, information provided income, gross value transaction values. 
Amounts indicated are aggregate net amounts for entire beneficial interest trust IRA. 
U.S. Savings Bonds are valued stated face value bonds. 
Purchase and sale price regular interest paying bonds excludes accrued interest. Interest income regular interest paying bonds excludes accrued interest bought sold. Gain indicated redeemed bonds represents only the redemption amount (and premium, any) excess principal amount. Bond premium discount purchase assumed fully amortized for purposes calculating gain loss sale, redemption maturity regular interest paying bonds, and such amortization does not affect interest reported annually. interest income included Interest Income Column B(1) zero coupon bonds. Total date acereted interest for zero coupon bonds included Value Column C(1). maturity zero coupon bonds, total aecreted interest included Value Column D(3). maturity, redemption, sale zero coupon bonds, Value Column D(3) the maturity value, redemption price, sales pdee and Gain Column D(4) reflects the difference between the maturity value, redemption price, sales price and the original cost. 
All mutual fund reinvested dividends, interest and capital gains are not separately 
shown new purchases, but are included the end period (ColumnC(2)) values. All unreinvested distributions from mutual funds (dividends, interest and capital gains) are included Column B(1). Money market mutual funds set forth aggregate dividend/interest paid for year and end year value only. 
Municipal and U.S. Treasury bond values reflected Value Column C(2) are based market value. 
 
Lee Rosenthal 
8/12/11 
Calendar Year 2010 
(8) ~ansaction value gain loss reported non-taxable exchanges one security for another spin-offs securities stock dividends, publicly traded, the value the date the transaction when such security received reflected Column C(1) Gross Value. instances noted first sentence, any gain reported only when the new security sold. 
 
(9) received options for compensation. Vested options are valued spread between (1) exercise price and (2) market value the ease publicly traded securities exercise price the case nonpublic securities. Unvested options are given value. Restricted stock not valued during restriction period. After restrictions lapse, restricted stock reflected owned shares. 
 
 
Oil and Gas interests value not known filer. 
(11) 	 
Private company- value not known filer. 
 
(12) 	 
Inadvertently omitted prior year report. 
 
(13) 	 
Passive oil, gas seismic investment treated Footnote (1) (1) (a) [see above] holding. 
 
Name Permn Reper~tag Date Report 
ROSENTHAL, LEE 08/12/2011 
IX. CERTIFICATION. certify that all information given above (including information p~ning spouse ~md minor dependent children, any) accurate, true, and complete the beet knowledge and belief, and that any information not reported was withheld beceuse met applicable statutoryprovisions permitting non-disclosure. fur~er cerefy thatcatned income.from outride:employment and honoraria and the acceptance:of gifts which have been reported are 
ompliance w~h the provislou~ ors U.S.Co app.  ~Ol ~t. ~q., U.S.C.  7353, and Judicial Centerance regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544