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Judicial Watch • Lee H Rosenthal Financial Disclosure Report for 2007

Lee H Rosenthal Financial Disclosure Report for 2007

Lee H Rosenthal Financial Disclosure Report for 2007

Page 1: Lee H Rosenthal Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:33

Date Created:December 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Lee H Rosenthal, ground, Partners, airfare, ATF, partial, Estimated, mutual, transportation, Market, 2007, INVESTMENTS, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES DISTRICT COURT  
SOUTHERN DISTRICT TEXAS  
11535 UNITED STATES COURTHOUSE  TELEPHONE NO.  
515 RUSK STREET  (713) 250-5980  
CHAMBERS  HOUSTON, TEXAS 77002  
JUDGE LEE ROSENTHAL  August 22, 2008  

The Honorable Ortrie Smith Chair Committee Financial Disclosure One. Columbus Circle, N.E. Washington, D.C. 20544 
Dear Judge Smith: receipt your letter dated July 22, 2008 regarding calendar year 2007 filing. have asked -to review the issues you raised, and have the following response and corrected report pages: Part VII (2007 Report): 
Thank you for your kind advice the identification certain assets being held and have removed and and 22. Part III (2007 Report): Part III lines and the non-investment income from 

non-investment income. had non-investment income 2007 and the "None" box marked. Part VII (2007 Report): Part VII, page 10, "Pano lam," "CST Industries," "RSG," "Hudson Products," "Universal Fibers," and "BTEC" have been exempt from prior disclosure and have been marked parenthetical "(X)" alongside the name each referenced asset. Part VII (2007 Report): Part VII, page 18, Column D(3) reflects value code of"M." 

Thank you for your consideration. 
Very truly yours, 

Name Person Reporting 
Date Report 
ROSENTHAL, LEE 
05/15/2008 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [ZJ NONE (No reportable non-investment income.)  

 INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
1.2007 2.2007 

IV, REIMBURSEMENTS -transportation, lodging.food, entertainmen (Includes those spouse and dependent children; see pp. 25-27 filing instructions.)  NONE (No reportable reimbursements.)  FEDERAL BAR ASSOCIATION  JAN24, 2007 PASO,  SPEAKER  AIRFARE  FEDERAL BAR ASSOCIATION  FEB 1-2, 2007  NEW ORLEANS,  SPEAKER  HOTEL, AIRFARE GROUND TRANSPORTATION  AMERICAN BAR ASSOCIATION  FEB 15-16, 2007  AMELIA ISLAND,  SPEAKER  HOTEL, MISC., GROUND TRANSPORTATION AIRFARE  

AMERICAN LAW MAR6-8, ST. THOMAS, SPEAKER HOTEL, MEALS, GROUND TRANSPORTATION INSTITUTE 2007 VIRGIN ISLAND AIRFARE 

HOTEL, MISC., GROUND TRANSPORTATION AMERICAN BAR MAR8-9, CHICAGO, 
AIRFARE
ASSOCIATION 2007 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 
Description Assets (including trust assets) 
(X) 
Place "(X)" after each asset exempt from prior disclosure. 
(X) 

(X) 

(X) 

Sternhill Affiliates 
Stemhill Partners 
STR-Common 
CapStreet II, 
CapStreet Parallel II, Morgan Chase (formerly known Texas Commerce 
Bank)-Checking, Houston, Morgan Chase (formerly known Texas Commerce 
Bank)-Checking, Houston, TX-S 
TROW-Common 
VWNAX-Mutual Fund VMSXX-Mutual Fund Income during reporting period 
(1) (2) 
Type 
(e.g., 
Amt. div., 

Code rent (A-H) int.) 
(2) 

(2) 

(2) 

(2) 

(2) 

(2) 

(2) 

(2) 

(2) 

(2) div 
(2) 

(2) int int div div/int div/int 
Gross value end reporting period 
(1) 
Type (e.g. buy,sell merger, redempti on) 
none 
none 
none 
none 
none 
none 
partial buy 
partial buy 
buy buy 
sell 
sell 
(1) 
Value Code (J-P) 
(2) 
Value 
Method 
Code 
(Q-W) 

U(2) 
U(2) 
U(2) 
U(2) 
U(2) 
U(2) 
U(2) 
U(2) 
10/12  
10/12  
(2)  
(2)  
(2)  
(2) Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash!Market; U=Book Value; V=Other; W=Estimated 
Name Person Reporting Date Report 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 Instructions). 

Foundation  
Growth Pool,  None  
The Trust (3)  None  
-John Hancock Life Policy  
-ING/Security Life Policy  
-Prudential Life Policy  
The Trust (3)  div/int/royalt  TIU  
-ADViSYS-Common  
-AIF Private Investors LLC  sell  (2)  
-AIF Private Investors LLC  sell  (2)  
-Atlantic Trust Company, N.A.  
-Avalon Advisors, L.P.  sell  (2)  
-Carbon Nanotechnologies, Inc.  
-Carlyle Asia Partners  buy(J5)  (2)  
-CDR Fund VII Private Investors, LLC  buy  (2)  
-CPX-Common  distri  6/22  (9)  stock distribution from SCF  
sell  8/1  (9)  
distri  11114  (9)  stock distribution from SCF
KO-Common 
sell (9) cert 
escrow release
-DPC Acquisition Corp. 217 Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,00l-$100,000; G=$100,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,001 more Value Codes: 1=$15,000 less K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; =$1,000,00I-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,00l -$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

Name Person Reporting Date ofRepon 
5/15/2008 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 Instructions). Description Assets Income Gross value (including trust assets) during end Transactions during reporting period 
reporting reporting period period 
(1) not exempt from disclosure 
Type 
(2) 
(2) 
(e.g. 
(2) 
(3) 
(1) (5) 
Place "(X)" after each asset exempt from prior disclosure. 
-RD-Common 
-VTCLX-Mutual Fund 
-VTGIX-Mutual Fund 
-VUSXX-Mutual Fund 
-VWNAX-Mutual Fund 
-VEIEX-Mutual Fund 
-VEUSX-Mutual Fund 
-VPACX-Mutual Fund 
-VGTSX-Mutual Fund 

U.S. Savings Bonds (4) 
Other Accounts 
VUSXX-Mutual Fund 
VUSXX-Mutual Fund 
VUSXX-Mutual Fund 
VUSXX-Mutual Fund 
VWSTX-Mutual Fund 
VWSTX-Mutual Fund 
Goldman Sachs Bank 
Goldman Sachs Bank 
Amt. Code (A-H) 
Type 
(e.g., 
div., 
rent 
int.) 

None 

div/int 
div/int 
div/int 
div/int 
div/int 
div/int 
int 
int 

Value Code (J-P)  Value Method Code3 (Q-W)  

buy,sell merger, redempti on) sell  Date: Month-Day (2) 517  
buy  5/8  
sell sell closed closed  4118 4/18 8/16 8/16  

Value Code (J-P) 
Gain 
Identity Code 
buyer/seller (A-H) 
(if private transaction) 
(9) cert 	Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; Hl=$1,000,001-$5,000,000; H2=$5,000,001 more 	Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; =$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 
See explanatory footnotes page 24. Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 US.C. opp. 101-111) Person Reporting (last name, first, middle irutial) ROSENTHAL, LEE Court Organization U.S.D.C.-S.D.TX Date Report 05/15/2008 Title (Article IIl judges indicate active senior status; magistrate judges indicate full-or part-time) U.S.DISTRICT JUDGE-ACTIVE  Sa. Report Type (check appropriate type) Nomination, Date Initial [lJ Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicabl laws and regulations. 
515 RUSK 
ROOM 11535 
HOUSTON, TEXAS 77002 
Reviewing Officer Date 
IMPORT ANT TES: Tlte instructions accompanying tit form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY VICE PRESIDENT/SECRETARY THE ROSENTHAL FOUNDATION 
MEMBER, BOARD TRUSTEES THE KINKAID SCHOOL 
MEMBER, BOARD OVERSEERS THE RAND INSTITUTE FOR CIVIL JUSTICE 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) 2007  BOARD DIRECTORS  
2.2007  OARD DIRECTORS FEES Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

JV. REIMBURSEMENTS -transportation, /odging,Jood, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 

FEDERAL BAR FEB 1-2, NEW ORLEANS, SPEAKER HOTEL, AIRFARE GROUND TRANSPORTATION ASSOCIATION 2007 	
AMERICAN BAR FEB 15-16, AMELIA ISLAND, SPEAKER HOTEL, MISC., GROUND TRANSPORTATION ASSOCJA TION 2007 AIRFARE 	
AMERICAN LAW MAR6-8, ST. THOMAS, SPEAKER HOTEL, MEALS, GROUND TRANSPORTATION INSTITUTE 2007 VIRGIN ISLAND AIRFARE 
AMERICAN BAR MAR8-9, CHICAGO, PANELIST 

ASSOCIATION 2007 	AIRFARE GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[ZJ NONE (No reportable gifts.) 

VALUE CODE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
l2J 	NONE (No reportable liabilities.) CREDITOR 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

AliefTX ISD 5:6% due 2/15114  int  
Arkansas College 0.00% due 6/1/15  None  
Austin Pub Impt 4.6% due 9/1111  int  
Azle ISD 0.00% due 2/15/14  None  
Bexar Cty, 5.25% due 6115/23  int  
Chicago Brd 0.00% due 1211/19  None  
College Station ISD 4.6250% due 9115/20  None  
Dallas 5.00% due 2115/16  int  
Denton, ISD 0.0% due 8/15/23  None  
Ft. Bend ISD 0.00% due 8/15115  None  
Harris Cty, TX, 5.75% due 10/1/14  int  
Laredo ISD 0.00% due 08/01123  None  
Leander ISD 0.00% due 8/15/11  None  
Leander ISD 0.00% due 8/15/13  None  
Leander ISD 0.00% due 8/15/22  None  
Leander ISD 0.00% due 8/15/23  None  
Leander ISD 0.00% due 8/15/25  None  
Lewisville ISD 0.00% due 8115/21  None  
Midlothian ISD 0.00% due 2/15/22  None  

buy  915  
buy  9119  
buy  1/19  
redemption  8/15  
redemption  8/15  
buy  5/31 Income/Gain Codes: A=$1,000 less; B=$!,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those.of spouse and dependent children; see pp. 34-60 oflnstructions). 
Description Assets  Income  
(including trust assets)  during  
reporting  
period  
Gross value end  Transactions during reporting period  
reporting  
period  

(1) not exempt from disclosure Type 
(I) (2) (I) (2) 
(e.g. (2) 
(3) (4) 	(5) 
Place "(X)" after each asset exempt from prior disclosure.  Amt. Code (A-H)  Type (e.g., div., rent int.)  Value Code (J-P)  Value Method Code (Q-W)  buy,sell merger, redempti on)  Date: Month-Day (2)  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  

Plano 5.00% due 9/1/18  int  
Royse City, ISD 0.00% due 8115/25  None  
Schertz-Cibolo-Unvl City, 0.0% due 2/1/24  None  buy  12/18 Illinois 5.00% due 6/1/22  int  buy  6126 Washington 0.00% due 12/01/21  None  
Texarkana, ISD 0.0% due 2/15/26  None  buy  8/30  
Travis 4.75% due 3/1112  int PFA Super Conductor 0.00% due 4/01/09  None  
University Univ 4.8% due 8115113  int  
Wylie, ISD 0.00% due 8/15117  None  
Wylie, ISD 0.00% due 8/15/19  None  buy  7112  
Wylie, ISD 0.00% due 8115/23  None  buy  6115 Morgan Chase (formerly Texas Commerce Bank) None  
None  (12)  
None  (10) (12)  
(2)  (13)  sell  (2)  
AlF Private Investors LLC  (2)  (13)  sell  (2)  
AlF VII Private Investors LLC  (2)  buy  (2) 	Income/Gain Codes: A=$1,000 less; 8=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,00!-$50,000; F=$50,001-$100,000; G=$100,001-$!,000,000; Hl=$!,000,001-$5,000,000; H2=$5,000,001 more 	Value Codes: 1=$15,000 less; K=$!5,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,001-$5,000,000; P2=$5,000,00l-$25,000,000; P3=$25,000,00 l-$50,000,000; P4-$50,000,000 more 	Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

See explanatory footnotes page 24. 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). Europe VII Private Investors, LLC (2) (13) buy (2) Atlantic Trust Company, N.A. div Avalon Advisors, L.P. (2) sell (2) Blackstone Natural Resources (formerly known (2) sell (2) Blackstone Acquisition Partners L.P.) 
Blackstone Natural Resources II,LP (formerly known (2) Blackstone Acquisition Partners II, L.P.) 
buy 
Hatfield Royalty, L.P. (2) sell (2) Ivory Working Interests, (formerly known (2) U(2) 
none 
Blackstone Ivory Working Interests, L.L.C.) 
Ivory Acquistions Partners, (formerly known (2) sell (2) 
Blackstone Ivory Acquisitions Partners, L.P.) 

Blackstone Overline Acquistion, L.P. (2) sell 
Blackstone Ivory Acquisition Partners, L.P. (direct) (2) (13) 
Unidym (formerly known Carbon Nanotechnologies, None 

sell 
Carlyle Asia Partners (2) (13) buy (15) (2) Carlyle Japan International Partners II, L.P. (2) (13) (14) buy (2) CJIP Co-Invr,st, (2) (13) (14) buy (2) 
CDR Fund VII Private LLC Income/G ain Codes: 
H2=$5,000,001 more Value Codes: 
P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more 
VIL INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 ofinstructions). 

distri
None 
6/22 
stock distribution from SCF 
CPX-Common 
sell 6/22 
distri 
11114 
stock distribution from SCF 
CVX-Common. div sell 6/8 (9) cert 
Doane Pet Food Enterprises, Inc. 	None 
escrow release 
private placement 

sell 5/4 private placement 
sell 5/4 	private placement 
(2) sell (2) 
none
Emerald Cambridge 	(2) 
none
Emerald Marina Cove 	(2) 
none
Emerald Marina Shores 	(2) 
EDP 	(2) buy (2) 

Energy Capital Investors Fund, LLC 	(2) buy (2) 
escrow release 10/18 	private placement 
FDC Group McKinney, Ltd 	(2) buy (2) 
First Reserve f'.md XI, L.P. 	
(2) (13) buy(IS) (2) 
Goldman Sachs Bank Goldman Sachs Fairholme Holdings None Goldman Sachs Horizon Holdings None Goldman Sachs International 
None 	Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; 0=$100,001-$1,000,000; HJ=$1,000,001-$5,000,000; H2=$5, 000, more 	Value Codes: 1=$15,000 less; K=$15,001-$50,000; L=$50,00I $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more 	Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 
See explanatory footnotes page 24. 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

6/4
JNJ-Common div sell (9) cert JPMorgan Chase Investment Account int/div 
buy(15)
(13) (2) NKKR 2006 Private Investors, LLC partial sale 8/10 sell (2) 
buy (2) 
(10)
None 
(10) (10)
None 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

RD-Registered div sell 6/8 (9) cert 
SCFIV-3i, LP. sell (2) (9) cert 
buy buy 
SCF-V, LP. (2) (2) 
SCF-VI, LP. (2) (2) sell (2)
Seminole 

None sell 
J(2) 
partial sale 
(2) U(2) 
partial sale  511  
partial sale  8/8  
partial sale  10/1  
partial sale  5130 

(2) U(2) 
partial sale 
partial sale 10/29 none
(2) U(2) Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; P1=$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 ofinstructions U(2) none U(2)
(2) 
none U(2) none U(2) none(2) 
none U(2) U(2)
(2) 
none partial buy 10/12
(2) U(2) 

(2) U(2) partial buy 10/12 

buy (2) JSternhill Affiliates 
buy (2) KSternhill Partners 
STR-Common sell (2) LCapStreet II, 
sell 
MNCapStreet Parallel II, Morgan Chase (formerly known Texas Commerce int Bank)-Checking, Houston, Morgan Chase (formerly known Texas Commerce int Bank)-Checking, Houston, TX-S TROW-Common div VWNAX-Mutual Fund div/int 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

VEUSX-Mutual Fund (listed VEYSX 2006)  div/int  
VPADX-Mutual Fund  div/int  
VTCLX-Mutual Fund  div/int  
VUSXX-Mutual Fund  div/int  buy lf9  
VWLUX-Mutul Fund  div/int  buy  6/8 (9)  (9) cert  
partial buy  618 (9)  (9) cert  
partial buy  6115 (9)  (9) cert  
partial buy  719 (9)  (9) cert  
partial buy  7/18 (9)  (9) cert  
partial buy  8/20 (9)  (9) cert  
VTMGX-Mutual Fund  div/int  buy  713 (9)  (9) cert  
WLR Recovery Investors, LLC  (2)  (13)  buy  (2)  
Certain LLC 1118  (2)  (13)  U(2)  none  
Certain Limited Partners 1/39  (2)  (13)  U(2)  partial buy  1/22  
partial sale  2/9  
partial buy  2/16  

partial sale 

partial buy  3/26  
partial sale  4/11  
partial sale  5/4 	Income/Gain Codes: A=$1,000 less; 8=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,001 more 	Value Codes: 1=$15,000 less; K=$15,00!-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-l,OOO,OOO; P!=$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more 	Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 
See explanatory footnotes page 24. 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. (Includes those spouse and dependent children; see pp. 34-60 ofinstructions). 
Description Assets Income (including trust assets) during 
reporting 
period 
Gross value end 
Transactions during reporting period reporting period 
(1) not exempt from disclosure 
Type 

(!) (2) 
Type 
(e.g., 
Place "(X)" after each asset Amt. div., exempt from prior disclosure. Code rent (A-H) int.) 
(I) (2) (e.g. buy,sell merger, 
Value redemp-Value Method on) Code Code (J-P) (Q-W) 
Certain Limited Partners 1/39  partial buy  
partial sale  
partial buy  
partial sale  
partial buy  
partial buy  
partial sale  
partial buy  
partial sale  
partial buy  
partial sale  
partial buy  
partial sale  
Certain Limited Partners 2/54  (2)  (13)  U(2)  partial buy  
partial buy  
partial buy  
partial sale  

 partial buy  
partial sale  
partial buy 
615 6/28 818 818 916 917 10/2 10/9 11/6 11/13 11/16 12/3 1/10 2/21 
319 4125 519 6/26 6/18 	Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; Hl=$!,OOO,OOI-$5,000,000; H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,00I-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,00I-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). Description Assets  Income  Gross value  
(including trust assets)  during end  Transactions during reporting period  
reporting  reporting  
period  period  

(I) not exempt from disclosure  
Type  
(1)  (2) Type (e.g.,  (1)  (2) Value  (e.g. buy,sell merger, redemp (2) Date: Month-Day  (3) Value Code  (4) Gain Code  (5) Identity buyer/seller  

Value Method on) Amt. div., 
(J-P) (A-H) (if private exempt from prior disclosure. Code rent 
Code Code (2) transaction) 
(A-H) int.) (J-P) (Q-W) partial buy 8/8 partial sale 8/2. partial buy 8/30 partial buy Ill 
Certain Limited Partners 2/54 partial buy 12/11 
Certain LLC 2/54 (2) (13) U(2) 

none 
:Pension Plan (1) 
IRA (3) div/int TIU Treasury Zero% Obligations 
Goldman Sachs Bank 

Place "(X)" after each asset 
VWIAX-Mutual Fund 
sell 
VUSXX-Mutual Fund  buy  719  
IRA (3)  div/int  TIU Treasury Zero% Obligations  
Goldman Sachs Bank Direct Strategies Fund  buy  5131  
sell  12/31 Liberty Harbor  buy  615  
Hawkins Investment Partnership, L.P.  sell(2)  (2)  
SJKI-Common Stock  

Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; 0=$5,001-$15,000; E=$15,001-$50,000; F=$50,00!-$100,000; G=$100,001-$!,000,000; H1=$1,000,00!-$5,000,000; H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,00I $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; P1=$1,000,00!-$5,000,000; 
P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated See explanatory footnotes page 24. 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). Treas 7.25% due 5/15/16 Treas 6.125% due 8/15/07 Treas 6.25% due 2/15/07  sell sell matured  614 5/24 2/15  
VWNAX-Mutual Fund  partial sale  5124  

partial sale 
partial sale  7/18  
sell  8/10  
VUSXX-Mutual Fund  buy  5/24  

VGELX-Mutual Fund 
buy 
WRI-Investors Shares  buy  8/13  
partial buy  8/15  
partial buy  !0/29  
partial buy  10/31  
ZION-Common Stock  buy  10117  
partial buy  10/19  
partial buy  10/30  
partial buy  10/31  
partial buy  11/12  

Income/Gain C;>des: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,00J more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,00 -$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

Merrill Lynch Cash Reserves ABT-Common 
C-Common 
 
HOS-Common 
LUY-Common 
OIS-Common 
VWNAX-Mutual Fund 
VUSXX-Mutual Fund 
VGELX-Mutual Fund 
VGTSX-Mutual Fund 
A=$1,000 less; 8=$1,000-$2,500; C=$2,50!-$5,000; D=$5,001-$!5,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$!00,00I-$1,000,000; H1=$!,000,001-$5,000,000; H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,00I $100,000; M=$100,00l-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,00l-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

See explanatory footnotes page 24. int div sell 5/2 None partial sale 8/1 
sell 512
None div 
partial sale 5/3
None partial sale 8/2 
partial sale 8/27 
partial sale 8/28 div/int 	partial buy 2121 partial sale 7/l partial sale 9117 div/int div/int buy 719 None buy 513 sell 7/9 div buy 9120 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

Foundation  
Growth Pool  None  
The Rosenthal Trust (3)  None  
-John Hanco.:k Life Policy  
-ING/Security Life Policy  
-Prudential Life Policy  
The Rosenthal #89 Trust (3)  divhnt/royalt  TIU  
-AIF  LLC  sell  (2)  
-AIF Private Investors LLC  sell  (2)  
-Atlantic Trust Company, N.A.  
-Avalon Advisors, L.P.  sell  (2)  
 
-Carbon Nanotechnologies, Inc.  
-Carlyle Asia Partners  buy(l5)  (2)  
-CDR Fund VII Private Investors, LLC  buy  (2)  
-CPX-Common  distri  6/22  (9)  stock distribution from SCF  

sell 8/1 
distri 
11/14 
stock distribution from SCF 
-KO-Common sell 517 (9) cert escrow release 2/7
-DPC Acquisition Corp. Income/Gain Codes: A=$1,000 less; B=$J,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; 0=$100,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,001 more Value Codes: J=$!5,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

(1) 
Type 

(2) (1) (2) 
buy (2) 
buy (2) escrow release 10/18 
FDC Group McKinney, Ltd. 

buy 
sell 
K-HMTF Europe Private Fund 

Type 
(e.g., 
Place "(X)" after each asset Amt. div., exempt from prior disclosure. Code rent (A-H) int.) 
Value 
Value Method Code Code3 (J-P) (Q-W) buy,sell merger, redempti on) 
-First Reserve Fund XI, L.P.  buy( JS)  (2)  
-GE-Common  sell  517  (9) cert  
-Goldman Sachs Acct  
-Goldman Sachs Acct  closed  3/22  
-Goldman Sachs KMI Investors, L.P.  buy  5125  
-Hawkins Investment Partnership, L.P.  none  
-HMTF Fund  sell  (2) 
Income during reporting period 
Gross value end 
reporting 
period 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 Instructions). 

partial sale partial sale partial sale 1011 
-Stemhill Partners buy (2) -Stemhill Affiliates buy (2) -SJKI-Common -SRE Properties, sell (2) -CapStreet II, (2)
sell -CapStreet Parallel II, sell (2) Income/Gain Codes: A=$!,OOO less; 8=$1,000-$2,500; C=$2,50!-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; HI=$!,000,001-$5,000,000; H2=$5,000,00 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,00!-$250,000; N=$250,00J-$500,000; 0=$500,001-1,000,000; Pl=$1,000,001-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

-Certain Limited Partners 1/39 	partial buy 1122 partial sale 2/9 partial buy 2/16 
partial sale 
partial buy 3/26 partial sale 4/11 

partial sale 615 partial buy 6/28 partial sale 8/8 partial buy 8/8 partial buy 916 partial sale 917 partial buy 10/2 partial sale 10/9 partial buy 11/6 partial sale 11113 partial buy 11/16 partial sale 12/3 

A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,00l-$1,000,000; Hl=$1,000,00l-$5,000,000; 

H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,00I $100,000; M=$100,00l-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; P1=$!,000,001-$5,000,000; 
P2=$5,000,001-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Dther; W=Estimated See explanatory footnotes page 24. 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 ofinstructions). 

-Certain Limited Partners 2/54 	partial buy 1/10 partial buy 2/21 partial buy 319
partial sale
partial buy 

partial sale  6126  
partial buy  6118  
partial buy  8/8  
partial sale  8/2.  
partial buy  8/30  
partial buy  11/1
partial buy 
-VUSXX-Mutual Fund -VTGLX-Mutual Fund -VWNAX-Mutual Fund -VTCLX-Mutual Fund 
-VMSXX-Mutual Fund (listed VMSWW 2006) 	sell
11/9 
-VGTSX-Mutual Fund buy 5/8 (9) cert -WLR Investors, LLC buy Income/Gain Codes: A=$1,000 less; B=$1,000-$2,500; C=$2,501-$5,000; 0=$5,001-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,001-$1,000,000; H!=$!,000,001-$5,000,000; H2=$5,000,001 more Value Codes: J=$15,000 less; K=$15,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; Pl=$!,000,00!-$5,000,000; P2=$5,000,001-$25,000,000; P3=$25,000,00!-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 

-Zion-Common Trust (3)  div/int  
-Goldman Sachs Bank  closed  8/16  
-VTCLX-Mutual Fund  
-VUSXX-Mutual Fund  
-VWNFX-Mutual Fund Trust (3)  div/int  
-Goldman Sachs Bank  closed  8/16  
-VTCLX-Mutual Fund  
-VUSXX-Mutual Fund  
-VWNAX-Mutual Fund Trust (3)  div/int  

-ABT-Common sell (9) cert 
-CVX-Common sell (9) cert 
-KO-Common sell 517 (9) cert closed 2006
Merrill Lynch Reserves -Goldman Sachs Bank closed 8116 -Midway, 5.55% due 05/01/07 sell 511 (9) cert -PEP-Common sell 517 (9) cert 
-PG-Common sell 517 

VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

-RD-Common  sell  517  
-VTCLX-Mutual Fund  
-VTGIX-Mutual Fund  
-VUSXX-Mutual Fund  
-VWNAX-Mutual Fund  
-VEIEX-Mutual Fund  
-VEUSX-Mutual Fund  
-VPACX-Mutual Fund  
-VGTSX-Mutual Fund  buy  518  (9) cert  
U.S. Savings Bonds (4)  None  
Rosenthal  
VUSXX-Mutual Fund  div/int  
VUSXX-Mutual Fund  div/int  
VUSXX-Mutual Fund  div/int  
VUSXX-Mutual Fund  div/int  
VWSTX-Mutual Fund  div/int  sell  4/18  
VWSTX-Mutual Fund  div/int  sell  4/18  
Goldman Sachs Bank  int  closed  8/16  
Goldman Sachs Bank  int  closed  8/16 Income/Gain Codes: A=$!,OOO less; B=$J,000-$2,500; C=$2,50J-$5,000; D=$5,00J-$15,000; E=$15,001-$50,000; F=$50,001-$100,000; G=$100,00J-$1,000,000; H!=$J,000,001-$5,000,000; H2=$5,000,001 more Value Codes: 
.1,=$15,000 less; K=$J5,001-$50,000; L=$50,00J $100,000; M=$100,00J-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; PJ=$1,000,00J-$5,000,000; P2=$5,000,001-$25 ,000,000; P3=$25,000,00 J-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=AssesSi:nent; T=Cash/Market; U=Book Value; V=Other; W=Estimated 
VII. INVESTMENTS AND TRUSTS --income, value, transactions. 
(Includes those spouse and dependent children; see pp. 34-60 oflnstructions). 

!shares Trust  None  buy  4/20  
sell  811  
Goldman Sachs Bank  int  closed  8/16  
!shares Trust  None  buy  4/20 Income/Gain Codes: A=$ l,OOO less; B=$1,000-$2,500; C=$2,501-$5,000; D=$5,001-$!5,000; E=$15,001-$50,000; F=$50,00 l-$100,000; G=$!00,001-$1,000,000; H1=$1,000,001-$5,000,000; H2=$5,000,001 more Value Codes: J=$ 5,000 less; K=$ 5,001-$50,000; L=$50,001 $100,000; M=$100,001-$250,000; N=$250,001-$500,000; 0=$500,001-1,000,000; =$1,000,001-$5,000,000; P2=$5,000,00 :-$25,000,000; P3=$25,000,001-$50,000,000; P4-$50,000,000 more Value Method Codes: Q=Appraisal; R=Cost (Real Estate Only); S=Assessment; T=Cash/Market; U=Book Value; V=Other; W=Estimated 
See explanatory footnotes page 

Calendar Year 2007 5/15/08 

(1) 	
Represents right of receive pension $255/month commencing age 

65. 

(2) 	
Private entities including private common investment partnerships. For private companies, valuation based net book value. For such entities, valuation (Column C(2)) based capital account set forth form K-1 and income (to the extent distributed) included distributions under column D(3) and not Column Where filer passive owner with control over investments timing calls distributions, such cash distributions and calls are set forth Column D(3) net aggregate amount for the reporting period. "Buy" indicates net cash paid the entity and "sell" indicate net cash paid entity filer. 

(3) 	
Amounts indicated are aggregate net amounts for entire beneficial interest trust IRA. 

(4) 	
U.S. Savings Bonds are valued stated face value bonds. 

(5) 	
Purchase and sale price regular interest paying bonds excludes accrued interest. Interest income regular interest paying bonds includes accrued interest bought sold. Gain indicated redeemed bonds represents only the redemption amount (and premium, any) excess principal amount. Bond premium paid purchase assumed fully amortized for purposes calculating gain loss sale, redemption maturity regular interest paying bond. 

(6) interest income included Interest Income Column B(l) zero coupon bonds. Total date accreted interest for zero coupon bonds included Value Column C(l). maturity zero coupon bonds, total accreted interest included Value Column D(3) and Gain Column D(4). maturity sale zero coupon bonds, Value Column D(3) the maturity value sales price and Gain Column D(4) reflects the difference between the maturity value sales price and the original cost. 

(7) 	
All mutual fund reinvested dividends, interest and capital gains are not separately shown new purchases, but are included the end period (ColumnC(2)) values. All unreinvested distributions from mutual funds (dividends, interest and capital gains) are included Column B(l). Money market mutual funds set forth aggregate dividend/interest paid for year and end year value only. 

(8) 	
Municipal and U.S. Treasury bond values reflected Value Column C(2) are based market value. 

(9) transaction value gain loss reported non-taxable exchanges one security for another spin-offs securities stock dividends pursuant certificates divestiture issued accordance with U.S.C.  1043. 2007, Filer sold ecurities and rolled the proceeds over pursuant such certificates into 

Calendar Year 2007 5115/08 

VMLUX and VTMGX. Two trusts sold and rolled the proceeds over pursuant such certificates into VGSTX. all instances noted first sentence, any gain reported only when the new security sold, and publicly traded, the value the date the transaction such security received reflected Column C(l) Gross Value. "Cert" indicates certificate divestiture transaction.  
(10)  received options for compensation. Vested options are valued spread between (1) exercise price and (2) market value the case publicly traded securities exercise price the case nonpublic securities. Unvested options are given value. Restricted stock not valued during restriction period. After restrictions lapse, restricted stock reflected owned shares.  Oil and Gas royalties -value not known filer.  Private company -value not known filer.  
(13)  K-1 not available time filing.  
(14)  Inadvertently omitted prior year report.  
(15)  Intra 

Date Report 
Name Person Reporting 
ROSENTHAL, LEE 
0511512008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (JndicaJe partofReport.) 
PART IV. REIMBURSEMENTS (CON'T) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID FOR PROVIDED AMERICAN BAR ASSOCIATION MAR 8-9, 2007 CHICAGO, PANELIST HOTEL, MISC., GROUND TRANSPORTATION AIRFARE FEDERAL BAR ASSOCIATION APR 2007 SAN ANTONIO, SPEAKER GROUND TRANSPORTATION AIRFARE AMERICAN BAR ASSOCIATION APR 12-13, 2007 SAN ANTONIO, SPEAKER HOTEL, GROUND TRANSPORTATION AIRFARE FORDHAM UNIVERSITY APR 16-17, 2007 NEW YORK, SPEAKER HOTEL AIRFARE SEDONA CONFERENCE MAY 9-11, 2007 PHOENIX, MEETING MISC., GROUND TRANSPORTATION AIRFARE UNIVERSITY TEXAS JUN 2007 AUSTIN, SPEAKER GROUND TRANSPORTATION AIRFARE FINANCIAL MEDIA HLDGS GROUP JUN 7-8, 2007 WASHINGTON, SPEAKER HOTEL, MISC., GROUND TRANSPORTATION AIRFARE AMERICAN LAW INSTITUTE JUL l0-13, 2007 SANTA FE, SPEAKER HOTEL, MEALS, GROUND TRANSPORTATION AIRFARE AMERICAN LAW INSTITUTE OCT 4-5, 2007 AUSTIN, MEETING HOTEL GROUND TRANSPORTATION DEFENSE RESEARCH INSTITUTE OCT 2007 WASHINGTON, PANELIST GROUND TRANSPORTATION AMERICAN LAW INSTITUTE OCT 17-19, 2007 NEW YORK, MEETING HOTEL, GROUND TRANSPORTATION AIRFARE UNIVERSITY PENNSYLVANIA NOV 30-DEC PHILADELPHIA, SPEAKER GROUND TRANSPORTATION AIRFARE AMERICAN LAW INSTITUTE DEC 5-7, 2007 PHILADELPHIA, MEETING HOTEL, MEALS, GROUND TRANSPORTATION AIRFARE STANFORD UNIVERSITY DEC 12-14, 2007 OXFORD, ENGLAND SPEAKER GROUND TRANSPORTATION AIRFARE 

Dau Report 
Name Penon Reporting 
05/15/2008

ROSENTHAL, LEE 
IX.CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544