Skip to content

Judicial Watch • Lee Yeakel III Earl Financial Disclosure Report for 2010

Lee Yeakel III Earl Financial Disclosure Report for 2010

Lee Yeakel III Earl Financial Disclosure Report for 2010

Page 1: Lee Yeakel III Earl Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:16

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Lee Yeakel III Earl, Yeakel, meals, lodging, mutual, 2010, Market, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I 11) Person Reporting (last name, first, middle initial) Yeakel III, Earl Court Organization District Court, W.D. Texas Date Report 06/01/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States Courthouse 200 West 8th Street Austin, Texas 78701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY 
Theodore Roosevelt Association Trustee Chairman Austin Rotary Club Foundation 

Member University Texas Longhorn Foundation Advisory Council  Member  Texas Commission Uniform State Laws  Member  National Conference Commissioners Uniform State Laws  Member  Board Advisors, Austin Lawyers Chapter, The Federalist Society  

Executive Committee Member Robert Calvert Chapter, American Inns Court President Austin Intellectual Property Chapter, American Inns Court 
II. AGREEMENTS. (Reporting individual only; see pp.14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Yeakel 111. Earl 

Date Report 
Yeakel III, Earl 
06/01/2011 
III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 Employees Retirement System Texas -Retirement 20!0 Nitsche Ferguson Ins. Agency Inc. -Commission Sales 
JV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION  Practising Law Institute  January 10-13, 2010  San Francisco, California  National Conference Commissioners Uniform State Laws  January 27-31, 20!0  Orlando, Florida  William Sessions American Inn Court  February 18-19, 2010  San Antonio, Texas  Practising Law Institute  March 11-12, 20!0  Chicago, Illinois  

PURPOSE ITEMS PAID PROVIDED 
PLI Program-Patent Reissue Reexamination Strategies  Transportation, Meals, Lodging  
Committee Style  Transportation, Meals, Lodging  

Meeting lnn Meals Lodging 

PLI Program-Patent Transportation, Meals, Lodging Reissue Reexamination Strategies 	
Thomson Reuters March 14-16, 2010 San Jose, California Patent Disputes Program Transportation, Meals, Lodging 	
National Conference April 21-25, 2010 Chicago, Illinois Committee Style Transportation, Meals, Lodging Commissioners Uniform State Laws 	
Continuing Legal Education June 2-4, 2010 Westminister, Colorado 8th Annual Rocky Transportation, Meals, Lodging Colorado, Inc. 	Mountain Intellectual 
Property Technology 
Institute 	
State Bar Texas July 29-30, San Antonio, Texas 6th Annual Advanced Transportation, Meals, Lodging Patent Litigation Course 	
National Conference September 8-12, 2010 Chicago, Illinois Committee Style Transportation, Meals, Lodging Commissioners Uniform 

State Laws 
10. 	National Conference November 18-20, Washington, D.C. Committee Revise Transportation, Meals, Lodging Commissioners Uniform 2010 NCCUSL Drafting Process State Laws 

Date Report 
Yeakel III, Earl 
06/01/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 

instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.)  CREDITOR Prosperity Bank  Line Credit  DESCRIPTION  VALUE CODE 

Date Report 
06/01/2011
Yeakel III, Earl 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(iriclllding trust assets) SCHW Common Stock (see note) Dividend CVX Common Stock Dividend .::liJCOme. 45,001 -$15.000  =$15.00I -$50.000 
03in Codes: =$1,000 less 41,001 -$2,500 42,501  $5,000 
(See Columns Bland D4) F=$50,00I -$JOO,OOO =$100,001 -$1,000,000 =$J,OQO,OOL:. $5.000,000 HZ. =More .thanJ5,000,000 

-$250,000 
(See Columns and D3) =$250,001 -$500.000 =$500,00t -$l ,000,000 =$1,000,001 $5,000,000 ''$5,000,001  $25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,00() 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001. $100,000 M.7'$100,001 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =EStimated 

Date Report 
Yeakel Ill, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description ofAssets.  Income during  Gross value end Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  
(3)  (5)  
Place "(X)" after each asset  (e;g'.,  Value.     .  Date  Value  Gain  Identity  
exempt from prior disclosure  div., rem;.  Code2  .... Method  buy, sell,  Code  buyer/seller  
 . '.(A'H)   redemption)  (J-P)  (if private  transaction)  

18. 
Fidelity Gov't Reserves Mutual Fund Dividend Sold 11/15/10 (part) 

19. 
Vanguard Prime Money Market Mutual Dividend Sold 12/13/10 

Fund (part) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 (See Columns and 04) =$50,001  $100,000 =$100,001 -$1.000,000 .=$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000 =$50,00l -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets}  reporting period reporting period  
(2)  (2)  (3)  
Place "(X}" after each asset  Amount  Type(e.g.,  Value   Value  Type(e.g.,  Date  Vaine  Gain  Identity  
Code  div., rent,  Code2  Method.  'buy, sell,  Code  buyer/seller int.)  Code3  redemption)  (J-P)  (A-H)  (if private  
transaction}  
FPA Capital (Mutual Fund)  Dividend  Sold  03/08/10 Income Gain Codes:  A=$1,000 less =$1,001 -$2.500  c=$2,501 -$5,000  D=$5.001 -$15,000  E=$15,001-$50,000  
(See Columns andD4)  F=$5(),()()I -$1()(),000  0=$100,()()J .$1,()()0,000 =$1,0()(),()()J -$5.0()(),()()() =More than $5,()()0.()()0 Value Codes  J=$15.000 less  K=$15,001 -$50.000  L=$50,001  $1()0.000 =$100.001 -$250.000  
(See Columns and 03)  N=$250,001 -$500,000  0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value =Other  W=Estimated  

Date Report 

06/01/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions eridg 

Place "(X)" after each asset 
exempt from prior disclosure 

69. 	
Ivy High Income (Mutual Fund) Buy 03/31/10 
(add'!) 

70. 
Ivy High Income (Mutual Fund) 	Buy 04/22/10 

(add'!) 
71. Ivy High Income (Mutual Fund) 	Sold 11/03110 Income G3in Codes_:  A=$1.000 less =$1,001 -$2,500 =$2.501 -$5,000  0=$5,00J -$15,000 =$15,00l -$50,000  
(SeeColumnsBI andD4) =$50.001 -$100,000 =$100,001 '$1,000,000  m,,,s1,ooo,001 -$5,ooo,ooo =More than $5,000,000 Value Codes =$15.000orless  K=$15,00l -$50,000 =$50,001 -$100,000 =$100.001 -$250,000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,00l -$1,000,000 =$1,000,001 -$5,000,000 45,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Other  W=Estimated  

Date Report 
Yeakel III, Earl 
0610112011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Incomeduring  Gross value end  Transactio during reporting period  
(including trust assets)  reporting perioq reportii:ig  
(5)  

Place "(X)" after each asset 
Value Value, (e,g.;   ;; 
Value Identity 
exempt from prior disclosure Code buyer/seller 
(A-H) int)  (J"P)  Code.3  '"""   (if private  
transaction)  
103.  Blackrock Energy Resources Fund  Buy  06/18/10 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000  
(See Columns and =$50,001 -$100,000 =$100,001-$1.000,000 =$1,000,001 -$5,000,000 =More tban $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.001 -$250,000  
(See Columns and D3) =$250.00I -$500.000 =$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including assets)  reporting period  ofreporting  
(2)  (5)  
P1ace "(X)'.' a:n:er each sset  (e.g.;  Value  Value  Type(e.g.,  Date  Value  .Gain Identity  
exempt fromprior disclosure  div.,  Code2  buy, sell;  Code  Code buyer/seller  
 :or it:)  Code3  ..   (ifprivate  transaction)  

120. 
Loomis Sayles Strategic Income Fund None Buy 11/03/10 (Mutual Fund) 

121. 
Pimco Total Return Fund (Mutual Fund) Dividend Buy 03109110 

122. 
Pimco Total Return Fund (Mutual Fund) Buy 03111/10 (add'!) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000  
(See Columns and 04) =$50,001 -$100,000  G=$JOO,OOl -$1,000,000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15,000 less  K=$15,001 -$50,000  L=$50,001 -$100.000 =$100.001 -$250.000  
(See Columns and D3) =$250,00 $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001 -$50.000.000  P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Asset{. (including trust asse)   Income during  Gross value end ofreporting period  Transactions during reporting period  
Plc.e exempt  asset prior disclosure  Amount Code (A-H)  (2) Type(e.g., div, rt,  Value Code  Value Method Code3 (Q-W)  Type (e.g,, buy, sell, redemption)  Date  Value Code2 (J-P)  (4) Gain (A-H)  Identity buyer/seller (ifprivate . iransaction)  
137.  !Shares Barclays Treas Inflation Protected Secs-Mutual Fund  Sold (part)  09/16/10  
138.  !Shares Barclays Treas Inflation Protected Secs-Mutual Fund  Sold (part)  10/26/10 Income Gain Codes: 41,000 less 41,001 -$2,500 =$2.501 -$5.000  045.00 -$15.000 =$15,001-$50,000  
(See Columns and 04)  F=$50,00I  $100,000 =$I 00,00  $1,000.000 =$1,000,001  $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 -$0.000 4100.001 -$250.000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000.00 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 

06/01/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets Income during  Gross value.at end  
reporting period reporting period  
(2)  
Typ.(e.g.,  Value  
div;:, rent;  Code2  
(A-H) int) foj.;9me 03iil Codes:  A=$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15,00 -$50,000  
(See Columns and D4) =$50,001  $100,000 =$!00.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50.000 =$50,001 -$100,000 =$100,001.-$250,000  
(See Columns and 03) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1.000,001, $5,000,000 =$5,0000001 -$25,000,000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other  W=Estimated  

Name Person Reporting 
Date Report 
Yeakel III, Earl 
0610112011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) Part VII, Item This item was listed SCH Common Stock previous reports. 

Date Report 
Yeakel III, Earl 
06/01/2011 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Earl Yeakel III 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!