Skip to content

Judicial Watch • Leonard B. Sand – 2010

Leonard B. Sand – 2010

Leonard B. Sand – 2010

Page 1: Leonard B. Sand – 2010

Category:Federal Judges

Number of Pages:11

Date Created:September 13, 2013

Date Uploaded to the Library:December 13, 2014

Tags:Leonard B Sand, Leonard, trust, stock, 2010, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Government Act 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~~ lOl-I Person Reporting (last name, first, middle initial) Court Organization DateofReport SAND, LEONARD U.S. DISTRICT COURT: SDNY 8/12/2011 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. DISTRICT COURT JUDGE SENIOR STATUS Initial Annual Final 12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
 
U.S. COURTHOUSE 
500 PEARL STREET, ROOM 1650 
NEW YORK, 10007 
 
Reviewing Officer 	Date 
IMPOR TANT NOTES: The instructions accompanying this form must followetL Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (ne~,o,~,g individual only; seepp. 9-13 filing instructlon.~) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY TRUSTEE 	TRUST 
 
 
II. AGREEMENTS. mepo,n.g indlvlduot only; ,ee pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
 
 
Sand, Leonard 
III. NON-INVESTMENT INCOME. Repo.ing lndi,iduol andspouse: see pp. IZ-24 of~ling Filers Non-Investment Income (No reportable income.)NONE non-investment 
DATE SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 TEACHING SALARY UNIVERSITY $20,000.00 Spouses Non-Investment Income -if you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, Iodglng, food, entertainment 
(Includes those spouse and dependent children, see pp. 25-27 off!ling instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. ancl,,d~ ,hose,o spo,~e and dependent children; see pp. 28-31 filing instructlong) 
NONE (No reportable g~s.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. anctudes ,hose ...... dependent children; see pp. 32-JJ filing instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
VII. INVESTMENTS and TRU STS ~.eo,.e, vatu., ,ro,~o.lo,~ aneludes ,hose o/spouse ~na deponaon, children; see pp. 34-60 filing lnstructions.) 
NONE (No reportable income, assets, transactions.) 
A.B. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (I) (2) (2) (3) (4) (5) Place (X) after each asset Amount rype (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm!dd/yy Code Code buyer/seller Code (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	EXXON MOBIL COMMON STOCK Dividend 
IBM COMMON STOCK Dividend AMOCO PLC COMMON STOCK Dividend 	 
SAFETY KLEEN CORP COMMON None Sold 04/30/10 STOCK 	 
NIKE INC COMMON STOCK Dividend 	 
COMMERCIAL METALS COMMON Dividend STOCK 	 
STRYKER CORP COMMON STOCK Dividend Sold 04/06/10 (part) 	 
TOOTSIE ROLL INDS COMMON STOCI< Dividend 	 
UNITED COMPANIES TAX DEFERRED Interest ANNUITY 
 
10. 	 
KIMBERLY CLARK COMMON STOCK Dividend 
 
11. 	 
KIMBERLY CLARK COMMON STOCK Dividend 
 
12. 	 
MCKESSON HBOC COMMON STOCK Dividend 
 
13. MORGAN CHASE COMMON Dividend STOCK 
 
14. 	 
NASSAU CTY SER MUNI BOND Interest 
 
15. 	 
NEW YORK STATE DORM MUNI Interest BOND 
 
16. CLEARB AGG GRW None 
 
17. CLEARB AGG GRW None Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5.000 =$5,001 I;15,000 =$15,001 $50.000 {See Colmnns and D4) =$50,001 $100.000 =$100.001 $1.000,000 III =$1.000.001 $5,000.000 112 =More than $5.000,000 Value Codes =$15,000 less -$15.001 1;50.000 =$50.0OI 1;100.0~3 =$100.001 $250.000 
tS, Columns and D3) =$250,001 $500.000 =$50~.001 Value Method Codes =$25.000.001 $50.000,000 :Appraisal =Cost (Real Istate Only) =More than $50.000,000 Asscssn~.mt =Cash Market 
(Sc Column C2) =B~ok Value =O~her =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS .... value, tramactions (Includes those spo ..... dependent children; see pp. 34-60 fillng instructlons~) 
[~] NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust asse~s) reporting period reporting period (I) (2) 	(I) (2) (1) (2) (3) (4) (.5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~ Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	 
BERMUDA PROPERTIES LTD None 
COMMON PFD STOCK 
 
 
19. 	 
OLSTEIN FINANCIAL ALERT FUND -None 
CLASS 
 
 
20. CLEARB CAP GRW None 
 
21. 	 
NYS DORM AUTH REVS RFDG LENOX Interest Sold 02/08/10 
HILL HOSPITAL MUNI BOND 
 
 
22. 	 
HAIN CELSTIALGROUP None 
 
23. 	 
OLSTEIN FINANCIAL ALERT FUND None 
CLASS 
 
 
24. 	 
ANNALY MORTGAGE MGMT Dividend Sold 06/01/10 
COMMON STOCK 
 
 
25. 	 
OLSTEIN FINANCIAL ALERT FUND None 
CLASS 
 
 
26. 	 
NEW YORK TIMES CLASS STOCK None 
 
(x) 
 
27. WEST ASSET ADJ RATE INC Dividend 
 
28. CLEARBR APP Dividend 
 
29. CLEARBR CAP GRW None 
 
30. 	 
FIRST MARBLEHEAD CORP COMMON None Sold 04/06/10 
STOCK 
 
 
31. 	 
WHIRLPOOL CORP COMMON STOCK Dividend 
 
32. 	 
WINDSTREAM CORPCOMMON STOCK Dividend 
 
33. 	 
NYC G/O FISCAL 1994 SER MUNI None Sold 02/08/10 
BOND 
 
 
34. 	 
DISH NETWORK COMMON None Sold 04/19/10 Income Gain Codes: =$1.000 less -$1,001 $2.500 =$2.501 $5,000 =$5.001 $15,000 ~$15,001 $50.0~0 (See Columns and I)4) =$50.001 $100.000 =$100.001 $1.000.000 Itl =$1.000.001 $5,000.000 112 =More than $5.000.000 
 Value Codes =$15.000 le~s =$15.0OI $50.000 =$50.0OI $100.000 =$100.001 $250.(~0 
 
(See Columns and D3) =$250.001 $500.0~0 =$500.001 $1,000.000 =$1.000.0OI $5.000.0(X) =$5.000.001 $25.000.000 =$25.000.001 $50.0~0,000 =More than $50.000.000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(S~e Column C2) =Other =Book Value =Estimated 
VII. INVESTMENTS and TRUSTS -inco,.e, vatue, ,~a~aoio,~ (Includes those spouse and dependent chltdren; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Descriplion Assets Income during Gross value end (including trust assets) reporting period reporting period (2) (I) (2) 
 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure div., rent, Code Method buy, sell, Code int.) (J-P) Code redemption) (A-It) 
(Q-W) 
35. 	 
USG CORPCOMMON STOCK None Sold 
 
36. 	 
PUERTO RICO COMWLTH PUB SER Interest BOND 
 
37. 	 
PENNANT PARK INVTCORP Dividend Buy 
 
38. 	 
AUTOMATIC DATA PROCESSING None Buy 
 
 
39. 
 TRUSTS 
 
40. 	 
IRA A/C lnt./Div. 
 
41. 	 
(U.S. TREAS SECURITIES, MONEY MKT INTEREST MUTUAL FUND 
 
 
42. 	 
DIVIDENDS FROM GROUP EMERGING MKT FUND) 
 
43. 	 
IRA AIC Int./Div. 
 
44. 	 
(U.S. TREAS SECURITIES, MONEY MKT INTEREST MUTUAL FUND 
 
 
45. 	 
DIVIDENDS FROM GROUP EMERGING MKTS FD) 
 
46. 	 
LIFE INTEREST INCOME TRUST 
 
47. 	 
VALUE TRUST HOLDINGS lnt./Div. 
 
48. 	 
IDENTITY TRUST HOLDINGS 
 
49. 	 
COMMON STOCKS 
 
50. 	 
EXXON MOBIL 
 
51. 	 
GENERAL ELECTRIC 
 Income Gain Codcs: =$1.000 less =$1,001 $2,500 =$2.501 $5.000 (See Columns and D4) ~$50,001 $100.000 =$100,001 $1.000,000 I11 =$1.000,001 $5,000.000 
 Value Codes =$15.000 less ~$15,001 $50.000 =$50,001 I00.00~ 
 
{5 Colum~ and O3) =$250.001 $500.000 =$500,001 $1,000.0~O =$1.00~.001. $5.0~30,0~0 =$25,0~0.001 $50,0~0.000 =More than $50.00~.0~0 
 Value Method Codes =Appraisal =Cos~ (Real Estate Only) =Asscssmem 
 
 
Sc Column C2) =Book Value =Other =Estimated 
Transactions during reporting period 
(2) (3) (4) (5) 
Date Value Gain Identity 
mm/dd:~! Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
11/05/10 
06/01/10 11/05/10 =$5.001 $15,000 :$15.001 $50,000 
112 =Morc than $5.000,000 =$10~.001 $250.C~0 =$5.0~0.001 $25.0~0.000 =:(ash Markcl 
VII. INVESTMENTS TRU STS -i.co,~., ,,.t.., ~..,~..io~ a.d.a,~ ,ho~e ols~,o.,o ~.d S,pe.ae,t hitare,: ~ee pp. 34-60 fillng instructionx.) NONE (No reportable income, assets, ortransactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(i) (2) (i) (2) (1) (2) (3) (4) 	(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mr~dd/yy Code Code buyer/seller Code I(A-H) inL) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 
BRISTOL MYERS 
 
53. 
VERIZON COMMUNICATIONS 
 
54. 
NORFOLK SOUTHERN CORP 
 
55. 
NORTHROP GRUMAN 
 
56. 
DOW CHEMICALCO 
 
57. 
ZIMMERHOLDINGS INC 
 
58. 
U.S. BANCORP DELCOM 
 
59. PONT NEMOURS 
 
60. 
ARCHERDANIELS MIDLAND 
 
61. 
NESTLESA (CHF) 
 
62. 
PRAXAIR INC 	Buy 06/07/10 
 
63. 
EMERSON ELECTRIC 	Buy 06/07/10 
 
64. 
CUMMINS INC 	Buy 06/07/10 
 
65. 
HOSPIRA INC 	Buy 06/07/10 
 
66. 
JOHNSON JOHNSON 	Buy 06/07/10 
 
67. 
ORACLE CORP 	Buy 06/07/10 
 
68. 	 
FRONTIER COMMUNICATIONS Spinoff 07/09/10 
(from line 53) Income Gain Codes: ~$1,000 less =$1,001 $2,500 =$2.501 $5,000 =$5.001 $15.000 ~$15,0~1 $50,000 
(See Columns and D4) =$50.001 $100,000 =$100.001 $1,000,000 Itl =$1.000.0~1 $5,000.000 112 =More than $5.000.000 Value Cock~ =$15.0~O o less =$15.13OI $50.000 =$50.0OI $100.0~X) =$100,001 $250.000 
(See Columns and D3) =$250,001 $500.000 =$500,001 -$1,000,000 =$1.000.001 $5.0(10.000 =$5.000,001 $25.000.000 =$25,0~1,001 $50,000.000 =More Ihan $50.00~,000 Value Me~hod Codes =Appraisal -Cost (Real Estate Only) =Asscssnv,.n! =:Cash Markd 
(S~e Colurrm =Book Value -O~her =Estimated 
 
Name Person Reporting 	Date Report 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting p~riod rep~rti~ag period (I) (2) 	(I) (2) (I) (2) (3) (4) (5) 
 
Place (X) al2er each asset 	Type (e.g., Value Value Type (e.g., Date Value Gain Identity Amount exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/ddiyy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 	 
SOUTHERN COMPANY Buy 06/07/10 
 
70. 	 
NEXTERA ENERGY INC Buy 06/07/10 
 
71. 	 
LIFE INTEREST INCOME TRUST 
 
72. 	 
VALUE TRUST HOLDINGS Int./Div. 
 
73. 	 
IDENTITY TRUST HOLDINGS 
 
74. MONEY FUND 
 
75. 	 
CITIBANK BANK BANK DEP PROGRAM 
 
76. 	 
COMMON STOCKS 
 
77. 	 
HAIN CELESTIAL GRP INC 
 
78. HOME 
 
79. 	 
FIRST MARBLEHEAD CORP Sold 04/08/10 
 
80. 	 
FEDERAL NATIONAL MORTGAGE Sold 04/08/10 ASSOCIATION 
 
81. 	 
WELLPOINT INC 
 
82. 	 
GENERAL ELECTRIC 
 
83. 	 
MUTUAL FUNDS 
 
84. 	 
OLSTEIN FINANCIAL ALERT FUND 
 
85. CBA EQUITY INC BUILDER (CBA CAP INC Income Gain Codes: -$1.000 less =$1,001 $2.500 -52.501 $5.000 =$5.001 $15.000 =515.001 $50.000 (See Columns and 134) =$50.091 5100.0{)~) =5100.001 $1.000.000 III =$1.000.001 $5.000.000 112 =More ~han $5.0~0.000 
 Value Codc~ ~$15.000 less =$15.0OI 550.000 =150.001 $100.000 =$10~.001 $250.000 
 
(S~ Columns and D3) =$250.001 5500.000 =$500.001 $1.000.000 =$1.0~O.001 $5.000.(~0 =$5.000.001 $25,000.000 =$25.000.001 $50.000.000 =More than $50.000.000 
 Value Method Codes =Appraisal =cost (Real Estale Only) =Asscssmcn! =Cash Mark~ 
(See Column C2) -Book Value =Other =Estimated 
 
 
 
SAND, LEONARD 	8/I 2/201 
VII. INVESTMENTS and TRUSTS -i,co,,e, value, .... ,io,~ a,ctades those ...... dependent children; see pp. 34-60 jqling instructions.) 
NONE (No reportable income, assets, transactions.) 
A.B. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(i) (2) 	(2) (33 (4) 
Place CA) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.} (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
86. 	 
PARTNERSHIPS LIMITED INTEREST 
 
87. 	 
UNDERHILL ASSOC- ORIGINAL COST Distribution $6,000 
 
88. 	 
150 LAKE ASSOC. ORIGINAL COST Distribution $3,000 
 
89. 	 
RAMCO GERSHENSON PROPERTIES Distributiort ORIGINAL COST $10,500 
 
90. 	 
BANK ACCOUNTS 
 
91. 	 
CITIBANK Interest 
 
92. 	 
JPMORGAN CHASE Interest 
 
93. 	 
HUDSON CITY SAVINGS BANK Interest 
 
94. 	 
CITIBANKN.A. BANK DEPOSIT Interest PROGRAM 
 
95. 	 
CITIBANKN.A. BANK DEPOSIT Interest PROGRAM 
 
96. 	 
CITIBANK.NA. BANK DEPOSIT Interest PROGRAM 
 
97. 	 
KEY BANK NATIONAL ASSOCIATION None Closed 
 
98. 	 
MAHOPAC NATIONAL BANK Interest 
 
99. 
 
100. 
 
 
101. 
 Income Gain Codes: =$1.000 less =$1.001 $2.500 =$2,501 $5.000 =$5.0OI $15.000 =$15.001 -$50.000 (See Columns and 04) =,.$50.001 $100.000 =$100.001 $1.000.000 I11 =$1.000.001 $5.000.000 112 =Morc than $5.000.000 
 Value Codes =$15.0~O less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
(See Columr~s and 03) -$250.001 $500.0~0 =$500.001 $1.000.000 =$1.000.001 $5.000.000 =$5.000.001 $25.000.000 =$25.000,001 $50.000.000 =More than $50.000.0~O Value Method Codes =Appraisal ~ost (Real Estate Only) =Asgzssment --C~h Market 
(See Column C2) Book Value =O~her =Estimated 
 
Name Person Reporting Date Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndic~tepartofrepor~) 
VII. TKANSACTIONS 
The undersigned has small minority interests limited partner the limited partnerships listed Part Vll and not position obtain data regarding transactions real property, securities, etc. any further information required, please refer his letter Augast 21, 1980 the Honorable Edward Allen Tamm, Judicial Ethics Committee. 
Name Person Reporting Date Report 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~vledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: LEONARD SAND 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544