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Judicial Watch • Lewis A. Kaplan – 2005

Lewis A. Kaplan – 2005

Lewis A. Kaplan – 2005

Page 1: Lewis A. Kaplan – 2005

Category:Federal Judges

Number of Pages:16

Date Created:December 1, 2006

Date Uploaded to the Library:November 07, 2014

Tags:Kaplan, Lewis A Kaplan, Lewis, redemption, 2005, assets, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOlO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 u.s.c. app.  101-111) Peno Reporting (Jut name, ftnt, middle iDHbl) Kaplan, Lewis Cout Orpnlzalloll U.S. District Court, S.D.N. Date ofRepert 61212006 Tiiie (Article Jadga Indicate active senior stahls; magistrate Jdges Indicate fllll-or pan-time) United States District Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Repor11ng Period 01101/2005 12131/2005 
Sb. Amended Report Chambers Ofllce Address U.S. Courthouse 500 Pearl Street New York, 10007 die bads the lnfmudea coablaed tlals Report any modifications pertaining tllelel8, Is, opinion, compUance with appHcable laws and regalatlons. Relfewlag Officer 
 
IMPORT ANT NOTES: Tiie instnu:tiou llCCOJHUIYilrg ddsfonrr 11111S1 befolJawetl. Colllplete oilports, checkinxtJu NONE box for each JHU1 where yo11 have reportable infomudion. Sign last page. POSJTJ NS. (llqarting bulividu4l only; supp. 9-13 ofbulnu:tions.) NONE (No reportable positions.) Partner Handy Place Investment Partnership 
2.Trustee Trustu/w/ 
 
(./) 
(/) ::r 
 
II. AGREEMENTS. (Repol1illg UulMdsuU only; pp. U-16 ofinslnlc.tWns.) 
!!] NONE (No reportable agreements.) 
 
 
11 
f11 
.r::: 
Date Rcpert Name Penea Reportlag 
 
 
61212006KapJu. Lewis Filers Non-Investment Income 
 NONE (No reportable non-investment income.) 
 
(yours; not spouses) Spouses Non-Investment Income -lfya Wt!Tt! ariltg portion oft/re nporting JWU, coltlJllde tltis section. (Dollaramountnot required except for honorruia.) NONE (No reportable non-investment income.) Various Pension and retirement plan pmts -pension plans for benefit retirees Random House, Inc. 
 
 
IV. REIMBURSEMENTS -tlvlupoltlltion, ladgiag,ftHNI, enler6rin11tnt1. {lncludf!3 tllose spouse t11ld dependenJ childrt!ll. pp. 25-27 oflnstnlctions.) 
 NONE (No reportable reimbursements.) IFIS. (1Mhuio t1tose ,,, sptHIS4 .ui/epoulat clrilJn Pl-211-J1 illstnu:timu.J NONE (No reportable gifts.) 
 
Date Report 
 
61212006 
 
 
 
 
 
Book 
60th birthday gift -whisky 
60th birthday gift -book 
Wedding gift -Carving set 
Glass bowl 
Placemats and napkins 
Basket and napkins 
$60 
$200 
$60 
$200 
$80 
$50 
$25 
Placemats, napkins and plant hanger 
Daffodil bulbs and trowel $40 
Cheese board $20 
Cutting board 
 
 
12. 
 
13. 
 
14. 
 
15. 
 
16. 
 
17. 
 
18. 
 
19. 
 
20. 
 
21. 
 
22. 
 
 
 
 
 
25. 
 
26. 
 
 
 
Name Person Reporting Date Report 
 
 
Kaplaa, Lewis 61212006 
 
27. 
28. 
29. 
30. 
31. 
33. 
34. 
35. 
36. 
37. 
40. 
41. 
42. 
43. 
44. 
45. 
46. 
47. 
48. 
49. 
 
 
50. 
VI. LIABJLJTffiS. (llldlula tlune of!lpOflX tuult/qleluknlcltiUrot. See pp. 32-:U 
[Kl NONE (No reportable liabilities.) 
 
 
 
Date Report 
Name Person Reporting 
 
6f]J2006 
Kaplan, Lewis 
 
VII. INVESTMENTS and TRUSTS -iMome, vable, transacfions (includes those ofthe spouse and dependmtchildren. See pp. 34-57 of.filing instruclions) NONE (No reportable income, assets, transactions) 
buy, 
sell, Kinderhook CSD Interest None 
Description Assets (includingtrust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions duri reporting period 
(I) Amou Code! (A-II) (2) div., rent, int Type(e (I) Value Code2 (J-P) (2) Value Method Code3 (Q-W) (I) Type(e.g. merger, redemption) lfnot exempt from disclosure 
(2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code! (A-II) (5) Identity buyer/seller (if private  transaction) Citibank accounts Interest 
NYS Pwr Ser 5.875 Interest None 
NYS Pwr 5375 Interest None 
NYS Pwr Ser 5.5 Interest None 
NYS Pwr Ser 5.5 Interest PtRedempt 1-3 
Mun Inv Trust Ser Interest PtRedempt 2-25 
 
 
 
PtRedempt 3-28 
PtRedempt 5-25 
 
IO. PtRedempt 6-27 PtRedempt 8-25 
12. 
PtRedempt 12-27 
 
13. 
PtRedempt 12-30 
 
14. 
[left blank] 
 
 
15. 1986 EES lirn ptn Distribution None 
 
16. 
Handy Place Invest Part None None 
 
17. 
20th Cent Ultra None Redemption 3-23 Income Gain Cocks: =$1,000 less =$1,001  $2,500 =$2,501  $5,000 =$5,001  $15,000 E=$15,00l -$50,000 
(See Columns and D4) =$50,001 -$100,000 G=$100,00l -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 0-$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moic than $50,000,000 =Cash Market 
(Sec Column C2) Q=Appraisal V=Otber =Assessment =Book Value =F.stimatrlcct (See Column C2) QAjlprailal 
S-t 
u-BootValuo -Eltimated 
 
 
VII. INVESTMENTS and TRUSTS -Uu:o-. voJu. t1IUtsllctiDM fuu:lllda 111ose oft1uspouuiUUI dqH1u/eN dti1dn tseepp. 1-1-s1 offilbtg iltsmlcliolU) NONE (No reportable income, assets, transactions.) 
Description Assets 
(includingtrust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactioos during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int) Value Code2 (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code! (A-H) (5) Identity buyer/seller (if private transaction) 
 
 
35. 
Trlboro BTA 4.5 l3. Interest None 
 
36. 
Puerto Rico MFA 5.5 09. Interest None 
 
37. 
NYS Dorm 5.125  Interest None 
 
38. 
Triboro BTA 4.3 Interest None 
 
39. 
Triboro BTA4.75 Interest None 
 
 
40. NYC Mun Wtr 4.9 13. Interest None 
41. 
Cammack UFSD 4.375 Interest None 
 
42. 
NYS Mtg Agy 5.45 Interest None 
 
 
43. NYS Twy 5.125 Interest None 
44. Glens Falls CSD 5,25 Interest None 
 
45. Tran MTA 5.2_10 Interest None 
 
46. 
NYS Env Fae 5.125 Interest None 
 
47. 
NYS Dorm 5.125  Interest None 
 
48. 
NYS Donn 5.1 12. Interest None 
 
49. 
NYS Env Fae 4.55 l.l Interest None 
 
50. 
NYS Env Fae 4.95 Interest None 
 
51. Bk/BT RASP Interest Income Clain Co$1S,000orleu -SIS,001 -SS0,000 L-SS0,001 -$100,000 =$100,001 -$2SO,OOO 
(Sec Columm and 03) -S2SO,OOI -SS00,000 O-SS00,001-$1,000,000 -Sl,000,001 -SS,000,000 n-ss,000,001  sis.000,000 Vahle Method Codea 12S,OOO,OOI  SS0,000,000 MJ NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclOSWC Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) !foot CXcmpl fiom di>closun: 
Amount Code (A-H) Type(e.g. div rent, orinL) Value Codc2 (J-P) Value Melhod Codc3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (S) Identity buyer/seller (ifprivate transaction) 
 
 
69. 
NYC Ser 4.625 Interest None 
 
70. 
NYS Dorm5.0 Interest None 
 
71. 
MTA4.75 Interest None 
 
72. 
Long Island Pwr4. Interest None 
 
73. 
NYS Dorm 4.75 Interest None 
 
74. 
Western Bank lQerto Rico Interest None 
 
75. 
FNMA5.55 Interest Redemption 1-31 
 
76. 
NMBankAmer4.65 Interest None 
 
77. 
Capitol One Interest None 
 
78. 
MLBank Interest Withdrawal 12-7 
 
 
79. 
Port Auth NYNJ 4.2 19. Interest None 
 
80. 
NYS DOnn4.625 Interest None 
 
 
81. Prudential Ins guar inv acct Interest Sold 3-8 
82. 
Prudential Fin Inc stock Dividend Sold 3-8 
 
83. 
Fidelity Income Fund Distribution Sold 3-15 
 
84. 
Fidelity Govt Reserves Fund Distribution Sold 3-14 
 
85. Bank USA RASP Dividend 4-15 
 
 
Open 
 
I.Income Gain C