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Judicial Watch • Lewis A Kaplan Financial Disclosure Report for 2003

Lewis A Kaplan Financial Disclosure Report for 2003

Lewis A Kaplan Financial Disclosure Report for 2003

Page 1: Lewis A Kaplan Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:11

Date Created:February 2, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Redemptio, Kaplan, Lewis A Kaplan, Treas, Lewis, 2003, EPA, IRS, Financial Disclosure, ICE, CIA, income, Judge

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Repart Required the !Ethics Government 1978 lf.!004 
Calendar Year 2003 U.S.C. app.  101-llll) Court Organization Date Report 
Kaplan, Lewis Person Reporting (Last name, First name, Middle initial) 
U.S. District Court S.D.N.Y. 
8/121200 Report Type (check appropriate type) Title {Article III Judges indicate a.ctive senior sta Reporting Period 
magistrat1:judges indicate full-or part-time) Nomination,  Date  111/2003  
United States District Judge Initial  @Annual Final 12131/200.3 Chambers Office Address the basis ofthe information contained this Report and any  -- 
United States Courthouse  modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations.  
500 Pearl Street  
New York, 10007  Reviewing Officer  Date  

IIVIPORTANT NOTES: The: instructions accompanying this tbnn must followed. Complete all parts.. checking the NONE box for each part whe1:e you have reportablle intbnnation. Sign last page 
-. .-. " '. POSIDONS. (Reporting individual only; see pp. 9-13 offiling instructions} NONE -(No reportable positions.) 
POSITION NAME ORGANIZA Pmtner Handy Place Investment Partnership Executor/trustee 
(Reporting individual only; see pp. 14-16 filing instructions) 
ll. AGRF...EllENTS. 
 NONE -(No reportable a:greements.) 
(/'J r"'n
r-n C')
:... ]:"' -tr; -.. 
;.o .i= __.,,.. 
.;:: ... 
-(,I" o
Name Person Reporting
Date Report 
Kaplan, Lewis 
III.  NON-INVES"'T INCOME.  (Reporting individual and spouse see pp. 17-24 filing instructions) Fileir's Non-Investment lncom  NONE -(No reportable mm-investment income.)  INCOME (yours, not spouse's) Spoiuse's Non-Investment Income-(Ifyou were married during any portion the reporting year. please complete this section. (dollar amount not required except fur honoraria) NONE (No reportable non-investment income.)
IV. REJlIBURSEMENTS transportation. lodging., food. entertainment.
(l.Jcludes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reportable reimbursements.) 
DESCR1PTION GIFTS. (Includes those iipouseand dependent children. See pp. 28-31 instructions.) 
 NONI: (No such reportable: gifts.} UABIIn'.IES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE - FINANCLU. DISCLOSURE REPORT 
D.ate Report 
Name Person Reporting 
age of 
Kaplan, Lewis 
-income, value, transcatio11s (includes those ofthe spouse and dependent children. _See pp. 34-57 filing instrnciions.) 
Duscription Assets induding trust assets) Place "(X)" after each asset exempt ftom prior disclosure -DNom: (No reportable income, assets, transactiDllS) NYS Twy Hwy -2. Citibank, NY, NY, ckg  IDcome during reponing period (2)-Amount Type (e.g. Code div. -rent. (AH) int.) Interest None Gross value end reporting period (I) Valoe Value Code2 Method (JP) Code3 (Q-W) Transactions during reporting period! lfnot exempt from disclosure (3) Type (e.g. Date: Value buy, sell, MonthCode2 merger, Day (J-P) redemption) Redemptio 3-3 (5) Gain Identity Code boyer/seller (AH) (if private trani;;ii:tion) Citibank, NY, NY, ckg -4. NYS MCFFA5.375s  None Interest  None Albany Co. -6. Tn"boro Spl (F) Interest Interest  None R.cdemptio 1-2 NYS Mtg Ser 29A4.7s (E) Port Auth NYNJ 4.8 (E) Interest Interest  None None Port A1lltb NYNJ 4.8 Interest  None  
10. NYS HFA Con 6.5s (E) -11. Kin11ierbook CSD (E) Interest Interest  None None  
12. NYS Pwr Ser 5.875 (E) Interest 1-2 Redemi>tio  
13. NYS P,wr AGP 5.375s 14. NYS P,wr Ser 5.S (E) Interest Interest None None  
15. NYS Pwr Ser 5.5s Interest 1-2 R.edemJ>tic  
16. CMA Tax Exempt Fund  17. Inv Trust Ser -18. 1982 BES lim ptn Dividend Intenst None  PtR.cdempt 9-25 None hicomelGain Codes: $1.000 less LOO 1-$2.500  =$2,501-$5,000  =$5,00!-$15.000  =$15.001-$50.000  
(See Columns and D4)  =$50,00 l-$100.000 $!00.001-Sl.OOO.OOO $1.000,001-$5.000.000 =More than $5.000.000 :Value Codes: $15,000 less $15.001-$50.000 $50,001-$100.000  =$100.001-$250,000