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Judicial Watch • Lewis A Kaplan Financial Disclosure Report for 2005

Lewis A Kaplan Financial Disclosure Report for 2005

Lewis A Kaplan Financial Disclosure Report for 2005

Page 1: Lewis A Kaplan Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:16

Date Created:December 1, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Kaplan, Lewis A Kaplan, Lewis, redemption, 2005, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOlO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 u.s.c. app.  101-111) Peno Reporting (Jut name, ftnt, middle iDHbl) Kaplan, Lewis Cout Orpnlzalloll U.S. District Court, S.D.N. Date ofRepert 61212006 Tiiie (Article Jadga Indicate active senior stahls; magistrate Jdges Indicate fllll-or pan-time) United States District Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Repor11ng Period 01101/2005 12131/2005  
Sb. Amended Report Chambers Ofllce Address U.S. Courthouse 500 Pearl Street New York, 10007 die bads the lnfmudea coablaed tlals Report any modifications pertaining tllel'el8, Is, opinion, compUance with appHcable laws and regalatlons. Re'l'fewlag Officer  

IMPORT ANT NOTES: Tiie instnu:tiou llCCO"'JHUIYilrg ddsfonrr 11111S1 befolJawetl. Colllplete oilports, checkinxtJu NONE box for each JHU1 where yo11 have" reportable infomudion. Sign last page. POSJTJ NS. (llqarting bulividu4l only; supp. 9-13 ofbulnu:tions.) NONE (No reportable positions.) Partner Handy Place Investment Partnership 
2.Trustee Trustu/w/ 

(./) 
(/) ::r 

II. AGREEMENTS. (Repol1illg UulMdsuU only; pp. U-16 ofinslnlc.tWns.) 
!!] NONE (No reportable agreements.) 

11 
f11 
.r::: 
Date Rcpert Name Penea Reportlag 

61212006KapJu. Lewis Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

(yours; not spouse's) Spouse's Non-Investment Income -lfya Wt!Tt! ariltg ""Y portion oft/re nporting JWU, coltlJllde tltis section. (Dollaramountnot required except for honorruia.) NONE (No reportable non-investment income.) Various Pension and retirement plan pmts -pension plans for benefit retirees Random House, Inc. 

IV. REIMBURSEMENTS -tlvlupoltlltion, ladgiag,ftHNI, enler6rin11tnt1. {lncludf!3 tllose spouse t11ld dependenJ childrt!ll. pp. 25-27 oflnstnlctions.) 
 NONE (No reportable reimbursements.) IFI'S. (1Mhuio t1tose ,,, sptHIS4 .ui/epoulat clrilJn Pl'-211-J1 illstnu:timu.J NONE (No reportable gifts.) 

Date Report

61212006 

Book 
60th birthday gift -whisky 
60th birthday gift -book 
Wedding gift -Carving set 
Glass bowl 
Placemats and napkins 
Basket and napkins 
$60 
$200 
$60 
$200 
$80 
$50 
$25 
Placemats, napkins and plant hanger 
Daffodil bulbs and trowel  $40  
Cheese board  $20  
Cutting board  

12. 

13. 

14. 

15. 

16. 

17. 

18. 

19. 

20. 

21. 

22. 

25. 

26. 

Name Person Reporting Date Report 

Kaplaa, Lewis 61212006 

27. 
28. 
29. 
30. 
31. 
33. 
34. 
35. 
36. 
37. 
40. 
41. 
42. 
43. 
44. 
45. 
46. 
47. 
48. 
49. 

50. 
VI. LIABJLJTffiS. (llldlula tlune of!lpOflX tuult/qleluknlcltiUrot. See pp. 32-:U 
[Kl NONE (No reportable liabilities.) 

Date Report 
Name Person Reporting 

6f]J2006
Kaplan, Lewis 

VII. INVESTMENTS and TRUSTS -iMome, vable, transacfions (includes those ofthe spouse and dependmtchildren. See pp. 34-57 of.filing instruclions) NONE (No reportable income, assets, transactions) 
buy,
sell, Kinderhook CSD Interest None 
Description Assets (includingtrust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions duri reporting period  
(I) Amou Code! (A-II)  (2) div., rent, int Type(e (I) Value Code2 (J-P)  (2) Value Method Code3 (Q-W)  (I) Type(e.g. merger, redemption)  lfnot exempt from disclosure 
(2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code! (A-II)  (5) Identity buyer/seller (if private  transaction) Citibank accounts Interest 
NYS Pwr Ser 5.875 Interest None 
NYS Pwr 5375 Interest None 
NYS Pwr Ser 5.5 Interest None 
NYS Pwr Ser 5.5 Interest PtRedempt 1-3 
Mun Inv Trust Ser Interest PtRedempt 2-25 

PtRedempt 3-28 
PtRedempt 5-25 

IO. PtRedempt 6-27 PtRedempt 8-25 
12. 
PtRedempt 12-27 

13. 
PtRedempt 12-30 

14. 
[left blank] 

15. 1986 EES lirn ptn Distribution None 

16. 
Handy Place Invest Part None None 

17. 
20th Cent Ultra None Redemption 3-23 Income Gain Cocks: =$1,000 less =$1,001  $2,500 =$2,501  $5,000 =$5,001  $15,000  E=$15,00l -$50,000  
(See Columns and D4) =$50,001 -$100,000  G=$100,00l -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000  0-$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moic than $50,000,000 =Cash Market  
(Sec Column C2)  Q=Appraisal  V=Otber =Assessment =Book Value =F.stimatMJ NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclOSW'C Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  !foot CXcmpl fiom di>closun:  
Amount Code (A-H)  Type(e.g. div rent, orinL)  Value Codc2 (J-P)  Value Melhod Codc3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (S) Identity buyer/seller (ifprivate transaction)  

69. 
NYC Ser 4.625 Interest None 

70. 
NYS Dorm5.0 Interest None 

71. 
MTA4.75 Interest None 

72. 
Long Island Pwr4. Interest None 

73. 
NYS Dorm 4.75 Interest None 

74. 
Western Bank l'Qerto Rico Interest None 

75. 
FNMA5.55 Interest Redemption 1-31 

76. 
NMBankAmer4.65 Interest None 

77. 
Capitol One Interest None 

78. 
MLBank Interest Withdrawal 12-7 

79. 
Port Auth NYNJ 4.2 19. Interest None 

80. 
NYS DOnn4.625 Interest None 

81. Prudential Ins guar inv acct Interest Sold 3-8 
82. 
Prudential Fin Inc stock Dividend Sold 3-8 

83. 
Fidelity Income Fund Distribution Sold 3-15 

84. 
Fidelity Govt Reserves Fund Distribution Sold 3-14 

85. Bank USA RASP Dividend 4-15

Open 

I.Income Gain C



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