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Judicial Watch • Lewis T. Babcock – 2012

Lewis T. Babcock – 2012

Lewis T. Babcock – 2012

Page 1: Lewis T. Babcock – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Brokeridge, Lewis T Babcock, BABCOCK, Lewis, account, 2012, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) BABCOCK, LEWIS Court Organization U.S. DISTRICT COURT -COLORADO Date Report 04/16/2013 Reporting Period 01/01/2012 12/31/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) JUDGE -SENIOR TUS  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sh. Amended Report Final Chambers Office Address 
1929 STOUT STREET, C450 DENVER, 80294 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI0NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 

BABCOCK, LEWIS 
04/16/2013 

Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.

(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV. REIMBURSEMENTS 
transportation, lodging, food, entertainment.

(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 

BABCOCK, LEWIS 
04/16/2013 GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 
Gross value end 

Transactions during reporting period Description Assets Income during 
(including trust assets) reporting period reporting period 
(2) (I) (2) (2) (3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Double Eagle Petroleum Mining (Com.) None Prime Energy Corp (Com) None 
jhi, Inc. (Com None Colorado Public Employees Retirement None 
Association 
Brokeridge Account (IRA) AIM Premier aka AIM Charter Fund Dividend Hartford Fund Dividend  Brokeridge Account (IRA) AIM Premier Equity CIB aka AIM Charter Fund CIB  Dividend  
10.  Brokerage Account  

11. AIM Equity Fund Class Dividend 

12. 
Brokeridge Account 

13. Citibank 

Interest 

14. ATT Inc Dividend 

15. 16. 17.  c)(i) Pfizer, Inc. AlcatelOLucent ADR Viacom (Com)  Dividend None Dividend Income Gain Codes: =$1.000 less  B=$1,001 -$2.500 42.501 -$5.000  0=$5.001 -$15.000 =$15.001-$50.000  
(Sec Columns and 04)  F=$50.00 I-$I 00.000 4100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.00l -$50.000  L=$50.00 I00.000 =$100.001 -$250.000  
(See Columns and D3)  N=$250.001 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 

BABCOCK, LEWIS 
0411612013

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes 11tose spouse and dependentc1tildren; see PP 34-60 ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (2) 

(I) 
(3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm!ddjyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. GNMA (12/86) Interest 

19. LSI Corp 	None 

20. Comcast Corp (Com) 	None 

21. AIM Premier Equity Fund Class Distribution Aakalnvesco Van Kapen AmFr 

22. Capital World Growth Income Dividend (CWG!x) 

23. 	
AIM Invesco Growth Fund None 

24. 	
AIM Invesco Diversified Div Fund NKA Dividend 

25. 	
AIM Invesco Free Bond Fund 

Int./Div. 
26. 	Valic (IRA) nka AIG Retirement Interest  

28. 
Waddell Reed Tot. Rel. Fund (IRA) 
Dividend 
U.S. Consolidated Federal Credit Union nka 
ENT 
29. 	a)CD 
Interest 
30. Account 
Interest 
31. 	USbancorp Account 
Interest 

32. USbancorp Account.#2 Interest 
Lot Riverside County, Calif (Line 20, 2000 None Report) 
34. 
.333 Int Rent Income Gain Codes: (See Columns and 04) Value Codes (See Columns and D3) Value Method Codes (Sec Column C2) =$1.000 less F=$50.00I -$I 00.000 J=$15.000 less N=$250.00 -$500.000 =$25.000.001 -$50.000.000 =Appraisal U=Book Value  B41.00J -$2.500 =$100.00 -$1.000.000 K=$15.001 -$50.000 0=$500.001 -$1.000.000 =Cost (Real Estate Only) V=Othcr  c=$2.501 -$5.000 111 =$1.000.001 -$5.000.000 450.00 -$I 00.000 Pl=$1.000.001 -$5.000.000 P4=More than $50.000.000 ""Assessment W=Estimated  0=$5.001-$15.000 112 =More than $5.000.000 =$100.00 -$250.000 P2=$5.000.001 -$25.000.000 T=Cash Market  =$15.001 -$50.000  

Date Report 

BABCOCK, LEWIS 
04/16/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes 1110se spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 

(2) (I) (2) (2) 
(4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
Code 
(A-H) int.) 

Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. Brokeridge Account# (IRA)  
36. Capital World Growth Income  Dividend  
37. Capital Income Building Fund  Dividend  
38. American Funds IICA  Dividend  
39. Brokeridge Account Legg Mason Value Trust, Inc.  Dividend  
40. Brokeridge Account CBS  Dividend Income Gain Codes: =$1.000 less  8=$1,001-$2.500 42,501 -$5.000  0=$5.001-$15.000 =$15.001-$50.000  
(Sec Columns and 04) =$50.001  $100.000 00.00 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes ""$15.000 less =$15.001  $50.000 =$50.00 I-$ I00.000 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =01hcr =Estimated  

Name Person Reporting 
Date Report 

BABCOCK, LEWIS 
04/16/2013 

Name Person Reporting Date Report 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: LEWIS BABCOCK 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)