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Judicial Watch • Louis H Pollak Financial Disclosure Report for 2006

Louis H Pollak Financial Disclosure Report for 2006

Louis H Pollak Financial Disclosure Report for 2006

Page 1: Louis H Pollak Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:7

Date Created:October 12, 2007

Date Uploaded to the Library:November 13, 2013

Tags:POLLAK, Louis H Pollak, louis, Distribution, American, dependent, 2006, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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Member Council  American Law Institute (ALI)  Member, Board Directors  American Academy Political and Social Science (AAPSS)  Member Council  American Philosophical Society (APS) 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[fil NONE (No reportable agreements.) 
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Name Person Reporting 
Date Report 
POLLAK, LOUIS 

IJJ. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
(EJ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required exceptfor honoraria.) 
[KJ NONE (No reportable non-investment income.) 

JV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION Roger Williams University, Bristol, Conference, 9/18-9/19 (travel, lodging, food) 
American Law Institute, Philadelphia, Council meeting New York City, 10/18-10/20 (travel, lodging, food) 
American Philosophical Society, Philadelphia, Semi-annual meeting, San Francisco 11/08-11/12 (travel, lodging, food) 

Name Person Reporting 
Date Report 

POLLAK, LOUIS 
05/1112007 
VALUE GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) [RJ NONE (No reportable liabilities.) 

CREDITOR 

Name Person Reporting 
Date Report 
POLLAK, LOUIS 
05/11/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

TIAA-CREF Annunity Distribution Citizens Bank Interest 
National Penn Bank* Interest 
WALNUT STREET Dividend 
Center Point Dividend 
MetLife Dividend 
AIG** None Sell 12/12 
RUSSELL FUNDS: 
(I) Select Value Dividend Sell 1/18 

IO. Sell 4113 
11. Sell 7/20 
12. Sell 10/18 
13. 
(2) Select Growth None 

14. 
(3) Special Growth Distribution 

15. 
(4) Emerging Markets Distribution 

16. 
(5) International Securities Distribution Income Gain Codes: =$1,000 less ,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000  G=SI00,00 -S1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

VII. INVESTMENTS and STS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =$1,001 -S2,500 =$2,50 -S5,000 D=S5,00 -Sl5,000 =$15,001 -S50,000 (See Columns and D4) F=$50,001 -SI00,000 =$I 00,00 -SI ,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -S50,000 L=$50,001 -SI00,000 =$I 00,00 -$250,000 (See Columns and D3) N=$250,001 -$500,000 0=$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,00I -S50,000,000 =More than S50,000,000 (See Column C2) V=Other Value Method Codes =Cost (Real Estate Only) T=Cash Market =Appraisal S=Assessment 
U=Book Value W=Estimated 

Date Report 
Name Person Reporting 
POLLAK, LOUIS 
05/11/2007 
VIII.' ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
*Part VII, line National Penn Bank account small that 2006 interest only amounted $13. (No interest 2005, account not there reported.) 
**Part VII, line HSB Group, very small asset last reported 2002 report, merged with AIG 2000, and thereafter there were dividends. 2006 the HSB Group shares had been converted AIG shares, and the latter were sold, yielding proceeds $312.00. 

Name Person Reporting Date Report 
POLLAK, LOUIS 0511112007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 

NOTE: ANY 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544