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Judicial Watch • Lucy H. Koh – 2012

Lucy H. Koh – 2012

Lucy H. Koh – 2012

Page 1: Lucy H. Koh – 2012

Category:Federal Judges

Number of Pages:6

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Lucy H Koh, California, vanguard, university, 2012, Washington, district, court, filing, spouse, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. JOI-I l/) Person porting (last name, first, middle initial) Koh, Lucy Court Organization District Court -Northern California Date Report 05117/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. [{] Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
280 South First Street San Jose, California 95113 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable i11formatio11. POSJTI NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY U.S. District Judge  U.S. District Court, Northern District California 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] 

PARTIES AND TERMS 

Koh, Lucy 
05/17/2013
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion oft/1e reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Stanford University - salary 
2.2012 Washington University  honorarium 2012 Tobin Project honorarium 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Jncludes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Meals, hotel, transporation 

05/17/2013
Koh, Lucy GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 

VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 

VALUE CODE Fidelity Investments Loan against retirement account 

Koh, Lucy 
05/17/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse am1 depe11c1e11t c11ut1re11; see PP 34-60 filing ins1rm1io11s.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(1) 
(2) 
(I) (1) 
(3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  'Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  {if private  
(Q-W)  transaction) Wells Fargo Accounts  Interest Stanford Federal Credit Union Accounts  Interest State California Savings Plus Program  None American Funds Washington Mutual  None lronBridge Small Cap Fund  None Dodge Cox Balanced  None PIMCO Total Return Inst!  None Vanguard Target Retirement 2035 Inv  None PIMCO Total Return Admin  None  
10. Aston Fairpointe Mid Cap  Dividend AllianceBemstein CollegeBoundfund Moderate Growth 2002-2004  None  
12. Fidelity ScholarShare Advisor Calif. 529 Portf. 2025 Class  None  
13. Vanguard Target Retirement 2035  None  
14.  
15.  
16.  
17. Income Gain Codes: =$1.000 less .00 -$2,500 =$2.501 -$5.000  D=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.00 -$I 00.000 =$100.001-$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15,00I -$50.000 =$50.00 -$I 00.000 =$I 00.00I -$250.000  
{Sec Columns and 03)  N=$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001  $25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcni =Cash Market  
(Sec Column C2) =Book Value  V=Othcr -Es1ima1cd  

Name Person Reporting 
Date Report 
Koh, Lucy 
05/17/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lntlicate partofreport.) 

 

Koh, Lucy 
05117/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. ftirther certify that earned income from outside employment and honoraria nil the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Lucy Koh 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts 
Suite 2301 One Columbus Circle, N.E. Washington, D.C. 20544



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