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Judicial Watch • Mae A. DAgostino – 2012

Mae A. DAgostino – 2012

Mae A. DAgostino – 2012

Page 1: Mae A. DAgostino – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Mae A DAgostino, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013FOR CALENDAR YEAR 2012 US.Capp. 101-1 JI) Person Reporting (last name, first, middle initial) D'Agostino, Mae Court Organization U.S. District Court for the Northern District ofNew York Date Report 04/25/2013 Reporting Period 01/01/2012 12/31/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Court Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. Amended Report Chambers Office Address 
U.S. District Court James Foley U.S. Courthouse 445 Broadway Albany, 12207 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ0NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Adjunct Professor  Albany Law School 

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements) 

PARTIES AND TERMS 0510 I/2008 American International Life Assurance Co., structured settlement for future payments legal fees earned 09/04/2002 American General Life Insurance Co., structured settlement for future payments legal fees earned 

III. ON-INVESTMEN ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  Albany Law School  $3,200.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
D'Agostino, Mae 
0412512013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.)  SOURCE Peter Kopff  DESCRIPTION Tickets Yankees Baseball Game  VALUE $500.00 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) 
(3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mmlddlyy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Vanguard Prime Money Market Account Dividend Income Gain Codes: =$1,000 less 41,001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and 04)  F=$50.001  $100.000 =$!00.001  $1.000.000  fll =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000  
P3=$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 
transaction) 
18. -Fidelity Select medical Equip System Dividend 
-Oakmark International Small Cap Dividend Income Gain Codes: =$1.000 less  B=$I,OOI -$2.500 =$2,501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$1 5,001 -$50.000 =$50,00I -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets)  reporting period reporting period  
(1)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/ddlyy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35.  Sold  12/18/12  
36. -Perkins Mid Cap Value  Dividend  Sold  01/26/12  
37. -PIMCO Investment Grade Corp  Dividend  Sold  02122112  
38. -PIM Low Duration  Dividend  Sold  04/20/12  

40. 
40l (k) Plan Dividend Merged 11119/12 (with line 42) 

41. 

Fidelity IRA Dividend 
43. 
-American Century Equity Inc Inv 
Buy 01/09/I2 
44. 45.  -Artisan Mid Cap Value  Buy (add'l) Sold (part)  02122112 07/31/12  
46. 47.  -Artisan Intl Value Fund Inv  Sold (part) Buy  12/18/12 01/26/12  
48. 49. 50. 51.  -Spartan 500 Index Adv Class  Buy (add'l) Buy (add'!) Buy (add'l)  02/07/12 02/I 6/12 03/06/12 Income Gain Codes: =$1,000 less =$1.001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 4100,00 -$1.000.000 =$1.000.001 -$5.000.000  Jl2 =More than $5.000.000 Value Codes =$15.000 less  K=$15,00 -$50.000 =$50,00 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00  $500.000 =$500,00  $1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --instructions.)
income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
{including trust assets)  reporting period reporting period  

(I) (2) (I) (I) (2) (3) 
(4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure (A-H) int.) 
Code redemption) Income Gain Codes: =$I ,000 less 41,001 -$2,500 =$2,501 -$5.000 =$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  I12 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00I -$I 00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(I) 
(2) (I) (2) 
(4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
69.  -Fidelity GNMA Fund  Buy (add'l)  01/26112  

70. 
Sold 12/18/12 (part) 

71. 
-Fidelity Strategic Income Sold 12118112 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5.001 -$15.000 =$15,001 -$50.000  
(Sec Columns and 04)  f=$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000.001 -$5.000.000  fl2 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column CZ) =Book Value  V=Othcr  W=Estimated  

Date Report 
D'Agostino, Mae 
04/25/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing 
instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) 
(I) 
(3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
(A-H) int.) (J-P) Code redemption) 
(A-H) Income Gain Codes: =$1.000 less =$1,001 -$2.500 42.501 -$5.000  D=$5.00I -$15.000 =$15.001 -$50.000  
(See Columns and D4) =$50,001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15,000 less  K=$15,001 -$50.000 =$50,00I 100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

04/25/2013 
D'Agostino, Mae 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate part ofreport.) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Mae D'Agostino 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544