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Judicial Watch • Malcolm F. Marsh – 2012

Malcolm F. Marsh – 2012

Malcolm F. Marsh – 2012

Page 1: Malcolm F. Marsh – 2012

Category:Federal Judges

Number of Pages:12

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Malcolm F Marsh, MARSH, malcolm, Assessment, Estimated, Estate, 2012, united, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, reportable, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MARSH, MALCOLM Court Organization U.S. DISTRICT COURT, OREGON Date Report 04/22/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISRICT. JUDGE, SENIOR. STATUS  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
1000 THIRD AVENUE SUITE 1507 PORTLAND, 97204 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZA ON/ENTITY 
Grantorrfrustee Intervivos Trust Pioneer Trust Bank (See Line 101) 

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

04/22/2013
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV, REIMBURSEMENTS --transportation, /odging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

04/22/2013
MARSH, MALCOLM GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing ins/ructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LJABILJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing ins/ructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

MARSH, MALCOLM 
04/22/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (I) 
(1) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
eKempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) SMITH BARNEY FINANCIAL MANAGEMENT ACCOUNT 482 Muni! Bond (h) Portland Ore Urban Renewal, Due 6/15/2023  Interest Ore Dept Admin Svcs Lottery, Due 0410112025  Interest Tillamook Bay Ore Cmnty College, Due 6/15/2026  Interest Port Portland Int'! Airport, Due /2026  Interest Puerto Rico Cmnwlth Hwy Transn, Ser. AGM,due 7/112026  Interest Puerto Rico Cmnwlth Hwy Transn Ser. Due 7/1/2026  Interest  Sold  07/01112 Lake Oswego Ore Ser LIT, B/E, Due 6/1/2029  Interest Clackamas County Ore Sch. dist #46, Ser. Due 611512029  Interest  
10. Wash. Cnty Ore Clean Wtr Ser. B/E, Due 0/112029  Interest  
11. Oregon St. Faes Auth Rev Rfdg, Due 311512030  Interest  
12. Florence Ore Rfdg, Due 12/1/2030  Interest  
13. Portland Ore. urban Renewal B/E, due 611512031  Interest  
14. Medford Ore. Hosp Faes. AGM B/E, due 8/1512035  Interest  
15. Salem Ore Hosp Fae., Ser. Due 8/1512036  Interest  
16. Portland ORE WTR Sys OlD Mat: 04/01/2037  Interest  Buy  08123112 =$15,001 -$50.000 (Sec Columns and 04) =$50.001  $100.000 =$I 00.00  $1.000.000 =$1.000,001 -$5,000,000 Income Gain Codes: =$1.000 less =$1,00 -$2.500 =$2,501 -$5,000 Value Codes =$15. 000 less =$15,001  $50.000 =$50,00 -$I 00.000 =$!00,001 -$250,000 
(Sec Colunms and D3) =$250.001  $500.000 =$500,001  .000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000.000 
1'3 =$25.000.00  $50.000.000 =More than $50.000.000 Ille M"'ihod Codes ""Appraisnl =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Other =Book Vnlul! =Estimated 

04/22/2013 
VII. INVESTMENTS and TRUSTS -income, vabte, transactions (Includes those spouse and dependent children; see PP 34-60of filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (2) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code!  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

17. Vets Welfare, Ser Due 10/01/2042. See Sect. VIII  Interest  Sold  12/01/11  
18. Oregon St. Rev Ore Eco Comm Dev Dept, 01/01/2025,  Interest  Sold  1/01/12  
19. Citibank Bank Deposit Program TRANSFERRED Morgan Sta  Interest  Distributed  07/01/12  transferred Morgan Stan  
20. Key Bank Private Bank  Interest  
21. U.S. Bank Checking Acct.  Interest  
22.  
23. ==I.R.A., MORGAN STANLEY SMITH BARNEY=Indiv (h)  
24.  
25. Citibank South Dakota Bank Dept transferred Morgan Sta  Interest  Distributed  07/01/12  trans Morgan Stanley  
26.  
27.  
28. CORPORA BONDS(h)  
29. Vulcan Materials Co., Due 6/15/20  Interest  
30. Manulife Financial Corp, Due 9/17/2020  Interest  
31. Genworth Financial, Due 2/15/21  Interest  
32. Goldman Sachs Group, Due 11/1/2060  Interest  
33. Unit AAM Strategic High Dividend  Interest  Buy  05/10/12 Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000  E=$15.00l -$50,000  
(Sec Columns and 04) =$50.00 -$I 00,000 =$I 00.00  $1.000,000  Ill =$1.000.001 "$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 450.001 -$100,000 =$100,00 -$250.000  
(Sec Columns and 03) =$250.001  $500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25,000,000 =$25.000.001  $50.000.000 =More than $50,000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

MARSH, MALCOLM 
04/22/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$I .000 less =$1,001 -$2.500 =$2.501 -$5.000 D=$5,00l -$15.000 E=$15.00l -$50,000 (Sec Cohmms and 04) =$50.001 -$100.000 =$I 00.00  $1.000.000 =$1,000.001  $5.000,000 =More than $5.000.000 
Value Codes =$I 5.000 less =$15,001  $50.000 L=$50.00 I00.000 =$100,001 -$250,000 

(Sec CohnnnsCI nnd 03) =$250.001  $500.000 0=$500.00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000.001  $25,000.000 
1'3 =$25.000.00  $50.000.000 =More than $50.000.000 
Vnluc Method Codes =Appraisal =Cost (Ren) Estate Only) =Assessment =Cash Market (Sec Column C2) V=Other =Book Value =Estimated 

04/22/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) 
(2) (I) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
ex: empt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500  c=$2.501 -$5.000 =$5.00t -$15.000  E=$15.001 $50.000  
(SccColu111nsBI andD4) =$50,001 -$I 00.000 =$100,00  $1.000,000 =$1,000.001-$5.000.000 =More than $5.000.000 Value Codes =$15,000 less =$15.001 -$50,000  L=$50.001 -$100,000 =$100.001 -$250.000  
(Sec CohnnnsCI and D3) =$250.00 -$500.000  0=$500,00 -$1.000.000 =$1,000,001 -$5,000.000 =$5.000,001 -$25,000,000  
1'3 =$25.000.00 -$50.000,000 =More than $50.000.000 Vaine Mcihod Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Colmnn C2) =Book Value  V=Othcr =Estimated  

MARSH, MALCOLM 
04/22/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 41.000 less =$1.00 -$2.500 =$2.50 -$5,000  0=$5.001-$15.000 =$15.001  $50.000  
(Sec Cohunns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  1-12=More than $5.000,000 Value Codes =$15.000 less =$15.001  $50,000 =$50.001 -$100.000 =$100.001 -$250 ,000  
(Sec Colulllns nnd 03) =$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000,000  
1'3 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes  Q=Appmisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Cohunn C2) =!look Value =Other =Estimated  

MARSH, MALCOLM 
04/22/2013
VII. INVESTMENTS and TRusTS -income, value, transactions (Jnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (2) 
(3) (4) (5)
Place "(X)" after each asset 
exempt from prior disclosure 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code 
div., rent, Code Method buy, sell, 
mm/dd!yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
86. 

87. 

88. 

89. 

93. 
97. 

98. 

100. 
IOI. Income Gain Codes: =$1.000 less =$1:001 -$2.500 =$2,501 -$5.000 =$5,001 -$15,000  E=$15.0 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5,000, 000 Value Codes =$15,000 less =$15.oo -$50.000 =$50,001 -$100.000 =$100,001 -$250,000  
(Sec Columns and 03) =$250.0 -$500,000 =$500,001 -$1.00 0,000 =$1, 000,001 -$5,000.000 =$5,000,001 -$25,000.000  
1'3 =$25.000,00 -$50,000.000 =More than $50.000,000 Value Mc!hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
MARSH, MALCOLM 
04/22/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepart ofreport.) 
The following investment was inadvertently left off the 2012 report Vets Welfare, Ser Due 10/01/2042 --See line this report; sold entirety 12/01/2011 

MARSH, MALCOLM 
04/22/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and. Judicial Conference regulations. 

Signature: MALCOLM MARSH 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

United States District Court 
DISTRICT OREGON 
1507 United States Courthouse 1000 S.W. Third Avenue Portland, Oregon 97204-2902 
 
MALCOLM MARSH United Stales District Judge tit 
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June 2013
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Judicial Conference the United States
 
 
Committee Financial Disclosure 
......
Honorable Joseph McKinley, Jr., Chair .If' 
One Columbus Circle, N.E. ,,, 	.r::

Washington 20544 
Dear Judge McKinley, Jr., your query regarding the asset listed Part VII, page line 40, please advised that unit First Trust Tactical Income 5," was listed previous report dated 05/08/2012, under line as, "UTS FTP, Tactical Income Portfolio Series 5". This asset was purchased 05/05/2011. These are identical assets, but were named differently the two separate reporting years. your query regarding nLegg Mason Western Asset Oregon Muni Mondy Mkt Fund", listed Part VII, page line report dated 05/08/2012, indicated, albeit through multiple entries lines 3-8, that the asset was sold October 2011. the event those entries were confusing, would like clarify that Legg Mason Western Asset Oregon Muni Money Mkt Fund" was sold its entirety October 2011 and longer asset. you need additional information please let know. 
very truly yours, 
Malcolm Marsh 
United States District Court Judge MFM: ph/jh