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Judicial Watch • Margaret M Morrow Financial Disclosure Report for 2010

Margaret M Morrow Financial Disclosure Report for 2010

Margaret M Morrow Financial Disclosure Report for 2010

Page 1: Margaret M Morrow Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:62

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Margaret M Morrow, Assessment, Estimated, Estate, Gross, stock, 2010, Market, INVESTMENTS, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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AOJO Government Act of1978
Rev. l/20Il 
FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I II) Person Reporting (last name, first, middle initial) MORROW, MARGARET Court Organization United States District Court, CACD Date Report 05/13/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) United States District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States District Court 255 Temple Street, Ste. 770 Los Angeles, California 90012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director  Ninth Circuit Historical Society  Trustee  Bryn Mawr College -Board Trustees  Trustee  Mayfield Senior School -Board Trustees  Trustee  Trust# (Part VII, Page 32, Line 480)  Power Attorney  Trust (Page VII, Page 57, Line 915)  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing 
instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Morrow, MarQaret 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  Defined Benefit Pension Payment from State California  $134,401.44 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
MORROW, MARGARET 
05/13/2011 
VII. INVESTMENTS and -income, mtue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) (2) (2) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Invesco Van Kampen Capital Growth Fund-A-IRA  None  See note Part VIII Vanguard Windsor Fund-IRA  Dividend BROKERAGE ACCOUNT#l -INDIVIDUAL RETIREMENT ACCOUNT  Int./Div. -Cash equivalent -Morgan Stanley -Amgen Inc. -common stock -Sanofi-Aventis ADR -common stock -The Bank New York Mellon Corporation -common stock -BP pie ADR -common stock  Sold (part)  05/21/10  Sold  11/10/10  
JO. -Cisco Systems Inc. -common stock -General Electric Company -common stock  
J2. -JP Morgan Chase Company -common stock  
J3. -Microsoft Corporation -common stock  
J4. -Qualcomm Inc. -common stock  Sold  07/12/10  
15. -Royal Dutch Shell PLC ADR -common stock  
16. -ATT Inc. -common stock  
17. -Schlumberger Ltd. -common stock Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1,000,001 -$5,000,000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, a1ue, transactions r1nc1udes those spouse and dependent children: see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (1) (2) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.00I -$I 00.000  G=$100,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$!00,001 -$250,000  
(Sec Columns and DJ) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 $25,000,000 $25,000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :=Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS 
-income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) (I) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
35. -Hewlett Packard Co. -common stock  Sold  08/09/10  
36. -Stericycle Inc. -common stock  
37. -Abbott Laboratories -common stock  Sold  12/10/10  
38. -Church Dwight Co. Inc. -common stock  Sold  08/24/10  
39. -Coca-Cola Co. -common stock  
40. -Coca-Cola Enterprises -common stock  Sold  02/17/10  
41. -Teva Pharmaceutical Industries Ltd. ADR -common stock  
42. -Texas Instruments Inc. -common stock  Buy (add'!)  12/10/10  
43. -Amazon.com Inc. -common stock  
44. -AON Corp. -common stock  
45. -Archer-Daniels-Midland Co. -common stock  
46. -BBT Corp. -common stock  Sold  10/21/10  
47. -Caterpillar Inc. -common stock  
48. -Charles Schwab Corp. -common stock  Sold  11/30/10  
49. -Chevron Corp. -common stock  
50. -Delta Airlines, Inc. -common stock  
51. -First Solar Inc. -common stock Income Gain Codes: =$1,000 less =$1,00I  $2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000  
(Sec Columns and 04) =$50,00 100,000 100,00 -$1,000,000 =$1,000,00l -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,00I $50,000 =$50,00I -$I 00.000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value ::oQthcr =Estimated  

Date Report 
MORROW, MARGARET 
05/13/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(Q-W) 
(A-H) (if private transaction) 
52. -Freeport McMoran Copper Gold-common stock  Sold (part)  01/19/10  
53. -Intel Corp. -common stock  
54. -Juniper Networks Inc. -common stock  
55. -Kohl's Corp. -common stock  Sold  09/14/10  
56. -McDermott International Inc. -common stock  Sold   09/13/10  
57. -Nvidia Corporation -common stock  
58. -PNC Financial Services Group -common stock  
59. -Roche Holding Ltd. -ADR -common stock  Sold  09/28/10  
60. -Rockwell Collins Inc. -common stock  
61. -Suntrust Banks Inc. -common stock  
62. -Time Wamer Inc. -common stock  
63. -Weatherford Int'!. Ltd. -common stock  
64. -Wells Fargo Co. -common stock  
65. -Broadcom Corp -common stock  
66. -EOG Resources Inc.-common stock  Sold  09/24/10  
67. -Societe Generale ADR -common stock  
68. -Aegon ADR -common stock  Sold  05/21/10 Income Gain Codes: =$1,000 less =Sl.001 -$2,500 =$2,50 I-$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25.000,001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column CZ) =Book Value Other =Estimated  

Date Report 
05113/2011MORROW, MARGARET 
VII. INVESTMENTS and -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing ins1mc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (!) (2) 
(I) 
(2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
{A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. -Xerox Corp. -common stock (fonnerly Affiliated Computer)  
70. -Akamai Technologies Inc. -common stock  
71. -Alcatel-Lucent ADS -common stock  
72. -Allegheny Technologies Inc. -common stock  
73. -Allergan Inc. -common stock  Sold  01/12/10  
74. -Alumina Ltd. -common stock  
75. -Ameren Corp. -common stock  
76. -Anadarko Petroleum Corp. -common stock  
77. -Anglogold Ashanti Limited -common stock  
78. -Annaly Capital Mgmt. Inc. -common stock  
79. -Autodesk Inc. -common stock  
80. -Avon Products Inc. -common stock  Sold  01/08/10  
81. -Bed Bath Beyond Inc. -common stock  
82. -Best Buy Co. Inc. -common stock  Sold  02/22/10  
83. -Biogen Idec Inc. -common stock  
84. -Blackrock Inc. -common stock  
85. -Boston Scientific Corp. -common stock  Sold  05/17/10 Income Gain Codes: 1.000 less =Sl,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000.000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001  $100,000 =$100,00 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
05/13/2011MORROW, MARGARET 

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1.001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,00l -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00  $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes tiwse spouse and dependent children; see PP 34.60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) 
(2) (3) 
(5) 
Place "(X)" afer each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1.000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,00 -$50.000 =$50,001-$100.000 =$J00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500.00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column Cl) =Book Value =Other ""Estimated  

Date Report 
MORROW, MARGARET 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
120.  -Hachijuni Bank Ltd. ADR -common stock  
121.  -Hasbro Inc. -common stock  
122.  -HCP Incorporated -common stock  
123.  -Health Care REIT Inc. -common stock  
124.  -Hertz Global Holdings Inc. -common stock  
125.  -Hess Corporation -common stock  
126.  -Hewitt Associates Inc. -common stock  Sold  05/14/10  
127.  -Home Depot Inc. -common stock  
128.  -IHS Inc. -common stock  Sold  05/12/10  
129.  -Impala Platinum Hldgs Ltd. ADR -common stock  
130.  -Integrys Energy Group Inc. -common stock  Sold  06/07/10  
131.  -Int'I. Business Machines Corp. -common stock  Sold  04/08/10  
132.  -lnt'I. Flavors Fragrances -common stock  Sold  07/30/10  
133.  -iShares Comex Gold -common stock  Sold  02/08/10  
134.  -Itron Inc. -common stock  Sold  12/01/10  
135.  -Ivanhoe Mines Ltd. -common stock  
136.  -J. Crew Group Inc.-common stock  Sold  10/25/10 Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,50I -$5,000 =$5,00I -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50.00I$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00l -$50,000 =$50,001-$100,000  M=$100,001 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 =$25,000,00t -$50,000,000 =More than $50,000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 3460 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) 
(I) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVE TMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (1) (2). 
(2) (5) 
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

154.  -Newcrest Mining Ltd. ADR -common stock  
155.  -Newmont Mining Corp. -common stock  
156.  -Nexen Inc. -common stock  
157.  -Nippon Telegraph Telephone ADR -common stock  
158.  -Nisource Inc. -common stock  
159.  -Noble Energy Inc. -common stock  Sold  06130110  
160.  -NYSE Euronext -common stock  
161.  -Old Republic lnt'l. Corp. -common stock  
162.  -Pall Corporation -common stock  
163.  -Panasonic Corp. -common stock  
164.  -Penn National Gaming -common stock  Sold  02/19/IO  
165.  -Penney J.C. Co. -common stock  
 Sold  I0/04/10  
166.  -Pepsico Inc. -common stock  
167.  -Petroleo Brasileiro ADS -common stock  Sold  11/15/10  
168.  -Peteroleo Brasileiro ADR -common stock  Sold  01/14/IO  
169.  -Range Resources Corp. -common stock  
170.  -Roper Industries Inc. -common stock Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000  P2=$5,000,001 -$25,000,000 =$25.000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

 

Date Report 
05113/2011MORROW, MARGARET 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tlwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) 
(I) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H) private  
(Q-W)  transaction) lncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,00 -$50.000  
(See Columns and D4) =$50.001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250.000  
(See Columns and DJ) =$250,00I -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000.00 -$25,000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) sscssmcnt =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
05/13/2011
MORROW, MARGARET 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (1) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, self,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
188.  -Tyco Electronics Ltd. -common stock  
189.  -Tyco International Ltd. -common stock  
190.  -UDR Inc. -common stock  Sold  04/23/10  
191.  -Ultra Petroleum Corp. -common stock  
192.  -United Utilities Group -common stock  Sold  06/16/10  
193.  -Unitedhealth Group Inc. -common stock  
194.  -Vertex Pharmaceuticals -common stock  
195.  -Wabtec-common stock  Sold  11/29/10  
196.  -Wacoal Hldgs. Corp. ADR -common stock  
197.  -Xcel Energy Inc. -common stock  
198.  -XTO Energy Inc. -common stock  See note Part VIII  
199.  -Exxon Mobil Corporation -common stock  Merged (with line 198)  06/28/10  
200.  -Zimmer Hldgs. Inc. -common stock  
201.  -Zions Bancorp. -common stock  
202.  -Sumitomo Trust Banking Co. -ADR common stock  
203.  -Agnico Eagle Mines Ltd. -common stock  
 
204.  -Allstate Corporation -common stock Income Gain Codes: =$1.000 less =St.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04)  F=$50,00I  $!00,000 =$100,00 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100.000 =$100,001-$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000.00t -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions  NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (I) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
749.  -Marathon Oil Company -common stock  
750.  -Market Vectors Gold Mines -common stock  Sold  07/16/10  -Marriott Int'l Inc. -common stock  
752.  -Merck Co. Inc. -common stock  
753.  -Metlife Inc. -common stock  
754.  -MFA Financial Inc. -common stock  
755.  -MGD FUT Class -common stock  
756.  -MGD FUT Class -common stock  
757.  -Microchip Technology Inc. -common stock  
758.  -Morgan Stanley -common stock  
759.  -Mosaic Company (The) -common stock  
760.  -National Fuel Gas Co. -common stock  
761.  -New York Community Bancorp Inc. common stock  
762.  -Nintendo Co. Ltd. ADR -common stock  
763.  -Nokia Corporation ADR-common stock  
764.  -Novartis ADR -common stock  Sold  01/14/10  
765.  -Nucor Corporation -common stock Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 l00,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
MORROW, MARGARET 
05/13/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (2) (1) (2) 
(2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001. Sl00,000 =$100,001 -$1,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(Sec Columns and DJ) =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25.000,000 =$25,000,00 -$50,000,000 =More lhan $50,000,000 Value Method Codes =Appraisal =Cos (Real Esatc Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other  W=Estima.tcd  

Date Report 
MORROW, MARGARET 
05/13/2011 
VII. INVESTMENTS and TRUSTS income, vatue, 1ransac1ions (1nc1ut1es 111ose spouse and t1epent1en1 children; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(!) (2) (I) (2) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
783.  -Sunoco Inc. -common stock  Sold  09/01/10  
784.  -Tata Motors Ltd. -common stock  
785.  -Transdigm Group Inc. -common stock  
786.  -Verizon Communications -common stock  
787.  -Webmd Health Corporation -common stock  
788.  -Western Asst GLB DEF OPP common stock  See note Part VII  
789.  -Whirlpool Corporation -common stock  Sold  07/06/IO  
790.  -Wms. Ind. Inc. -common stock  Sold  04/14/10  
791.  -Wolters Kluwer ADR -common stock  
792.  -Yahoo Inc. -common stock  
793.  -Activision Blizzard Inc. -common stock  Buy  01/15/10  
794.  -Albemarle Corporation -common stock  Buy  09/29/10  
795.  -Allianz ADS -common stock  Buy  05/21/10  
796.  -Anheuser Busch Inbev Spon -common stock  Buy  12/02/10  
797.  -Apple Inc. -common stock  Buy  01/26/10  
798.  -Assured Guranty Ltd -common stock  Buy  10/14/10  
799.  -Astrazeneca PLC ADS -common stock  Buy  01/11/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$I 00,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000  
(See Columns and 03) =$250.00 -$500,000 =$500,00 -$1.000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000.001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
MORROW, MARGARET 
05/13/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (1) (2) (2) 
(3) 
(4) 
(5) 
Place "(X)" afer each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

800.  -Babcock Wilcox Company -common stock  Spinoff (from line 609)  09/15/10  
801.  -Bank ofAmerica Corp. -common stock  Buy  11/29/10  
802.  -Blackrock National Muni -mutual fund  Buy  04/27/10  
803.  -Borg Warner Inc. -common stock  Buy  03/02/IO  
804.  -Bristol Myers Squibb Co. -common stock  Buy  03/11/10  
805.  -Cigna -common stock  Buy  08/16/10  
806.  -Citrix Systems Inc. -common stock  Buy  I0/22/10  
807.  -Clean Harbors -common stock  Buy  05/03/10  
808.  -Clearbridge Energy MLP Inc. -common stock  Buy  06/24/10  
809.  -Colgate Palmolive Co. -common stock  Buy  08/16/10  
810.  -Comcast Corp (New) Class common stock  See note Part VII  
811.  -Crown Holdings Inc. -common stock  Buy  06/29/10  
812.  -Electricite France ADR-common stock  Buy  03/25/10  
813.  -EMC Corp Mass -common stock  Buy  03/17/10  
814.  -ETFS Palladium Trust -common stock  Buy  09/27/IO  
815.  -ETFS Platinum Trust -common stock  Buy  09/24/10  
816.  -Expeditors Intl Wash Inc. -common stock  Buy  08/05/10 Income Gain Codes:  A=$1,000 less =Sl,001 -$2.500 =$2,50 -$5,000  0=$5.001-$15,000 $15,001 -$50,000  
(See Columns and 04)  F=$50.001 -$100,000 =$100,001-$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$ 15,00 -$50,000  L=$50,001 -$!00,000 I00,00 -$250,000  
(Sec Columns and DJ)  N=$250.00 -$500,000  0=$500,00I -S1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 More than $50,000,000 Value Method Codes Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Markel  
(See Column C2)  U=Book Value =Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

{I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
817.  -Finmeccanica SpA Roma -common stock  Buy  05/13/10  
818.  -Gazprom Span ADR -common stock  Buy /15/10  
819.  -Glaxosmithkline PLC ADS -common stock  Buy  01/08/10  
820.  -Global Payment Inc -common stock  Buy  12/27/10  
821.  -Grupo Financiero Galicia -common stock  Buy  11/02/10  
822.  -Hain Celestial Group Inc. -common stock  Buy  06/04/10  
823.  -HSN Inc. -common stock  Buy  02/04/10  
824.  -Hudson City Bancorp Inc. -common stock  Buy  09/23/I  
825.  -Hyatt Hotels Corp. -common stock  Buy  02/04/10  
826.  -Immunogen Inc. -common stock  Buy  10/25/10  
827.  -International Paper Co. -common stock  Buy  09/27/10  
828.  -Isis Phannaceutical Inc. -common stock  Buy  10/14/10  
829.  -Israel Chemicals Ltd ADR -common stock  Buy  12/22/10  
830.  -ITC Holdings -common stock  Buy  09/09/10  
831.  -Johnson Controls Incorporated -common stock  Buy  01/25/10  
832.  -Kayne and Midstream/Energy Fund Inc. -common stock  Buy  11/23/10  
833.  -Keycorp New -common stock  Buy  01/13/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00I -$15,000 =$15,001 -$50,000  
(SeeColumnsBI andD4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00I -$5,000,000  ll2 =More than $5,000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 -Mure than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column Cl) =Book Value =Other '-'Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes tlwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

834.  -Las Vegas Sands Corporation -common stock  Buy  11/01/10  
835.  -Madison Square Garden Inc. Class common stock  Spinoff (from line 551)  02/09/10  
836.  -MBIA Inc. -common stock  Buy  10/20/10  
837.  -McDonalds Corp. -common stock  Buy  08/23/10  
838.  -McGraw Hill Companies Inc. -common stock  Buy  05/18/10  
839.  -McKesson Corporation -common stock  Buy  04/07/10  
840.  -MFS Muni High Income -mutual fund  Buy  04/27/10  
841.  -Nalco Holding Company -common stock  Buy  01/05/10  
842.  -Nextera Energy Inc. -common stock  Buy  08/10/10  
843.  -Novo Nordisk A/S ADR -common stock  Buy  06/11/10  
844.  -Novozymes Unspons APR -common stock  Buy  08/13/10  
845.  -Oracle Corp. -common stock  Buy  09/27/10  
846.  -Peabody Energy Corp. -common stock  Buy  09/30/10  
847.  -Pfizer Inc. -common stock  Buy  11115110  
848.  -Philip Morris Int'! Inc. -common stock  Buy  08/12/10  
849.  -Phillips Van Heusen -common stock  Buy  09/20/10  
850.  -Legg Mason Intrm Muni Inst. -mutual fund  Buy  04/27/10 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,00I -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment =Cash Markel  
(Sec Column C2) =Book Value ==Other =Estimated  

 

VII. INVESTMENTS and TRUSTS -income, atue, transactions r1nc1udes those spouse ana dependent cMtdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  ofreporting period  

Transactions during reporting period 
(I) (2) (I) 
(1) (2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

851.  -Pioneer High Income Muni -mutual fund  Buy  04/27/10  
852.  -PPL Corporation -common stock  Buy  06/23/10  
853.  -Proshares Ultrashort QQQ ETF (QID) common stock  Buy  06/25/10  
854.  -Proshares Ultrashort Russell20 (TWM) common stock  Buy  01/21/10  
855.  -Proshares Ultrashort SP500 (SDS) common stock  Buy  01/21/10  
856.  Buy (add'!)  05/20/10  
857.  -Prudential Financial Inc. -common stock  Buy  12/20/10  
858.  -Robert Half Int. -common stock  Buy  05/13/10  
859.  -Seadrill Ltd -common stock  Buy  11/08/10  
860.  -SLM Corporation -common stock  Buy  12/20/10  
861.  -Sotheby's Class -common stock  Buy  01/22/10  
862.  -Statoil ASA ADR -common stock  Buy  11/09/10  
863.  -Takeda Pharmaceutical Co. LTD -common stock  Buy  05112110  
864.  -Tenaris S.A. -common stock  Buy  12/02/10  
865.  -Thenno Fisher Scientific Inc. -common stock  Buy  07/01/10  
866.  -Toyota Motor ADR New -common stock  Buy  09/08/10  
867.  -Treehouse Foods Inc. -common stock  Buy  06110110 Jncomc Gain Codes: =$1,000 less =Sl,001  $2,500 =$2,50t -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(Sec Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes 15.000 less =$15,001  $50,000 =$50,001 -$I 00,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.001 -$500.000 =$500,001. $1,000,000 =$1,000,001. $5,000,000 =$5,000,001 -$25,000,000 =$25,000.001  $50.000,000 =Morethan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated 

Date Report 
MORROW, MARGARET 
05/13/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(2) (!) (2) 
(3) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) Code 
redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) 
868.  -United Continental Holdings Inc. common stock  Buy  03/11/10  
869.  -United States Steel Corp. (Nw) -common stock  Buy  01/29/10  
870.  -Valero Energy Corp. Delaware New -common stock  Buy  04/01/10  
871.  -Verisk Analytics Class common stock  Buy  05/12/10  
872.  -Visa Inc. Class common stock  Buy  06/10/10  
873.  -Waddell Reed Financial Inc. Class common stock  Buy  12/29/10  
874.  -Walt Disney Co. Holding Co. -common stock  Buy  03/05/10  
875.  -Waste Management Inc. (Dela.) -common stock  Buy  07/02/10  
876.  -Wynn Macau Ltd Unspon ADR -common stock  Buy  10/05/10  
877.  -Wynn Resorts Ltd -common stock  Buy  09/03/10  
878.  -Arch Coal Inc. -common stock  See note Part VIII  
879.  Sold  03102110  
880.  -Cooper Industries PLC Class common stock  Buy  03/01/10  
881.  Sold  09/23/10  
882.  -Copa Holdings S.A. Class common stock  Buy  04/08/10  
883.  Sold  05/10/10  
884.  -Fibria Celulose