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Judicial Watch • Mariana R Pfaelzer Financial Disclosure Report for 2010

Mariana R Pfaelzer Financial Disclosure Report for 2010

Mariana R Pfaelzer Financial Disclosure Report for 2010

Page 1: Mariana R Pfaelzer Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Pfaelzer, Mariana, Mariana R Pfaelzer, treasury, 2010, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Pfaelzer, Mariana Court Organization Central District California Date Report 612212011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. District Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address U.S. District Court 312 North Spring Street Los Angeles, 90012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Member, Board Trustees 	Norton Simon Museum Trustee 	Trust# 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Mariana 

6/22/2011
Pfaelzer, Mariana 

Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 7-14 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME (yours, not spouse's) VARIOUS  DISTRIBUTION FROM RETIREMENT ACCOUNT FROM JUDICIAL RETIREES SURVIVORS (ADMIN OFFICE THE COURTS)  $174,000.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Pfaelzer, Mariana 
6/22/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

Pfaelzer, Mariana 
6/22/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 filing inst;uctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (2) (2) 
Place "(X)" after each asset Amount Type (e.g., Value Value (e.g,,., Date 
(4)
(3) 
Gain Identity
Value 
Code 
Code.I buyer/seller
exempt from prior disclosure div., rent, Code2 Method buy, sell, rim/dd/yy Code2 
(A-H) 
private int.) (J-P) Code3 redemption) .(H) 
transaction)
(Q-W) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

6/22/2011
Pfaelzer, Mariana 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

6/22/2011
Pfaelzer, Mariana 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(ini:ludiilg trust assets)  reporting period  ofreporting period  
  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Date   value  Identity  
exempt from prior disclosure  Code  div.,i:-ent,  Code2  Method  Code  buyer/seller  
(A-H) int)  (J-P)  Code3  redemption)  (if private  
transaction}  

35. 
-US Treasury Notes 4.5% -2/28/11 Interest 

36. 
-US Treasury Notes 4.125% -8/15/10 Interest Matured 08/15/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See mns and 04) =$50,001 I00,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  )=$15,000or less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

612212011
Pfaelzer, Mariana 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during rep orting period  
(including trust assets)  reporting period reporting period  
(2)  (!)  (2)  (4)  (5)  
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rep,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  Code3  redemption)  (J-P)  (A-H)  (if private  
(QcW)  transaction)  
52.  -US Treasury Notes 1.75% -11/15/11  Interest  

-US Treasury Notes 1.125%-12/15/11 Interest 
-US Treasury Notes 0.875% -3/31/11 Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 415.00 -$50,000 (See Columns and D4) =$50,001 -$!00,000 =$!00,001-$1,000,000 =$1,000,001 -$5.000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,00I -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

6/2212011
Pfaelzer, Mariana 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) =$5,001 -$15,000 =$15,001 -$50,000 
$5,000,000 =More than $5,000,000 =$100,00 -$250,000 =$5,000,001 -$25,000.000 =Cash Market 

Date Report 
6/22/2011
Pfaelzer, Mariana 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepartofreport.) 
VII. 

VII. 

VII. 

VII. 

6/22/2011
Pfaelzer, Mariana 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Mariana Pfaelzer 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544