Skip to content

Judicial Watch • Marilyn H Patel Financial Disclosure Report for 2006

Marilyn H Patel Financial Disclosure Report for 2006

Marilyn H Patel Financial Disclosure Report for 2006

Page 1: Marilyn H Patel Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:12

Date Created:October 12, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Marilyn H Patel, bonds, 2006, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) PATEL, MARILYN Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Active Judge USDC Court Organization Northern District California Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Sb. Amended Report Final Date Report 05/11/2007 Reporting Period 01/01/2006 12/31/2006 Chambers Office Address United States District Court P.O. Box 36060 San Francisco, 94102  8." tbe basis ol'the lnflirmlitlon contained this Report and any modificatio11s pertalnhrg thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ NS. (Reporting individual only; see pp. 9-13 Instructions.) NONE (No reportable positions.) 

NAME JJ, AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.) NONE (No reportable agreements.)  (./) c);> !'10 O);> -rir ""T1 r71  

 PARTIES AND TERMS Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) 
[RJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -trans portation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  XXXVIII Transferee Judges' Conference; January 9-12, 2006 (meals, lodging and  
transportation)  U.S. District Court  Chaminde, Santa Cruz, CA; April 28-29, 2006 (meals, lodging and transportation)  U.S. Patent and Trademark Office  Intellectual Property Program, Munich, Germany; Sept. 11-13, 2006 (meals, lodging  
transportation)  U.S. District Court  Judges' Retreat; Sonoma, CA; Oct. 11-13, 2006 (meals mileage) 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 Instructions.) 
 NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
PATEL, MARILYN 
05/11/2007 
VII. INVESTMENTS and TRUSTS -Income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (S)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  Amkor Techs Inc.  None  Sell  9/20  Loss  Applied Micro Circuits  None  Sell  9/20  1.pss  Arqule  None  Sell  9/20  Loss  Avaya  None  Sell  12/16  Loss  Avigen  None  Sell  9/20  Loss  Axis Capital  Dividend  Sell  9/20  Bancolumbia S.A.  Dividend  Sell  519  Bank America  Dividend  Bay Area Toll Bonds  Interest  Buy  4/20  
10.  BEA Systems  None  Sell  9/20  Loss  
11.  Boeing  Dividend  Sell  9/20 portion sold; portion  
12.  Brocade Communications  None  
13. Dev Auth Bonds  Interest  Buy  4/20  
14.  Calif. HLTH (Bonds)  Interest  
15.  Carnival Corp  Buy  4/13  
16.  Carnival Corp  None  Sell  9/20  
17.  Charles Schwab Corp  Dividend  Sell  9/20  Loss Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =SI00,00 -Sl,000,000 =S!,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 100,000 100,00 -$250,000  
(See Columns and D3) =$250,00 -$500,000 =$500,001 1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated ate Report 
Name Person Reporting 
PATEL, MARILYN 
05/1112007
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  

Transactions during reporting period 
(I) 
(I) 
(5)
(2) 
(I) 
(4)
(2) 
(3) 
Place "(X)" after each asset  Amount  Type(e.g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) inL)  (J-P)  Code3  
(Q-W)  

Type(e.g. buy.sell, redemption) Date Month-Day 
Identity Code Value 
Gain 
Code 
buyer/seller (J-P) 
(ifpnvate transaction) 
(A"H) Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5.000 =$5.001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More then $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$!00,001-$250,000 (See Columns and 03) =$250.00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More lhen $50,000,000 Value Method Codes =Cosl (Reel Eslale Only) =Cash Markel =Appraisal =Assessment =Book Value =Estimated 

(See Column C2) =Other 
Name Person Reporting 

PATEL, MARILYN 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  bl!yer/$eller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35.  Drill-Quip Inc.  Buy  6115  
36.  Drill-Quip Inc  None  Sell  811  
37.  Embraer Empresa Bras DDADS  Dividend  Sell  2/16  
38.  Emulex  None  
39.  Extreme Networks  None  Sell  9/20  Loss  
40.  Finisar Corp  None  
41.  FMC Technologies  None  Sell  8/1  
42.  Fording CDN Coal  Buy  1/06  
43.  Fording CDN Coal  Dividend  Sell  12/13  
44.  Foundation Coal  Dividend  
45.  Foundry Networks  None  Sell  4111  Loss  
46.  Freeport McMoran  Buy  6115  
47.  Freeport McMoran  Dividend  Sell  10/23  
48.  Gilroy Bonds  Buy  9/22  
49.  Gilroy Bonds  Interest  Redeem  12/26  
50.  GMarket Inc.  None  
51.  Google Inc.  None  Sell  10/23 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000  
(See Columns and 04) =$50,00 100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,00 -$50,000 =$50,001-$100,000 =SI00,001-$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Columo C2) =Appraisal =Other =Assessment =Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS -Income, value, transacdons (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

each asset 
exempt from prior disclosure Income duriQg reporting period  Gross value end reporting period Transactions during reporting period  
(1) Amount Code (A-H) Place "(X)" (2) Type(e.g. div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (1) Type(e.g. buy, sell, redemption) (2) Date Month-Day  (3) Value Codti2 (J-P)  (4) Gajn (AH)  (5) erIdentity biJ);ertseller (ifpiivate transaction)  

52.  Highmark California Tax Free  Dividend  
53.  Honeywell Int'!  Dividend  
54.  Informatica Corp.  None  
55. Village Inc.  None  Sell  2/16  
56. Ann Stores Inc.  None  Sell  9/20  
57. Morgan Chase  Dividend  Sell  9/20  portion sold; portion  
58.  King Pharmaceuticals  None  Sell  2/16  
59.  Kopin Corp.  None  Sell  12/18  Loss  
60. Count:y Met Trans Bonds  Interest  Buy  9/22  
61.  Long Beach County Coll. Bonds  Interest  Buy  12/6  
62.  Lyondell Chemical  Dividend  Sell  12/13  Loss  
63.  MacQuarie Infrastruct. Co.  Dividend  
64.  Mitsubishi FNL.  Dividend  
65.  Monsanto Co.  Dividend  Sell  9/20  
66.  Morgan Stanley  Dividend  Buy  4113  
67.  Morgan Stanley Captrust  None  Buy  10/5  
68.  Nortel Networks  None Income Gain Codes: I.000 less =$1,00 -$2,500 =$2,50 -$5.000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000.001 -$5,000,000 =More lhan $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100.000 =$I 00,00 -$250,000  
(See Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000,000 1.000,00 -$5.000,000 =$5,000,001 -$25.000,000 Value Melhod Codes =$25,000,00 -$50,000,000 =Cos! (Real Esiate Only) =More lhan $50,000,000 =Cash Markel  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Es1ima1ed  

Name Person Reporting 
Date Report 
05/11/2007
PATEL, MARILYN 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period  Gross vah1i: end reporting period Transactions during reporting period  
{I) Amount Code (A-H)  (2) div., rent, int) Type (1) Value Code2 (J-P)  (2) Value Method .Code3 (Q-W)  {I) Type (e.g. buy, sell, redempiion)  (2) Date Month Day  (3) Value Code2 (J-P)  (4) Gain C:ocie (A-H)  (5) l(leiltjty bl,lyer/seller (if private transaction) 

69.  Polaris Industries  Dividend  Sell  1117  Loss  
70.  Qualcomm. Inc  Dividend  Buy  6/8  
71.  Raytheon Co.  Dividend  
72.  Renaissance  Dividend  Sell  9/20  
73. Micro Devices  None  
74.  Riverbed Tech. Inc.  None  Buy  12/22  
75. Bank Scotland  Dividend  
76.  San Diego County Pension Bonds  None  Buy  12/4  
77.  Schering Plough  Dividend  
78.  Sun Microsystems  None  
79.  Suncor Energy Inc.  None  Buy  6115  
80.  Suncor Energy Inc  None  Sell  1117  
81.  Sycamore Networks  None  
82.  Syneron Medical LTD  None  Buy  12/22  
83.  Unimproved Lot (See note Section VIII)  None  Part Vlll,  
84.  Union Pacific Corp.  Dividend  Sell  9120  
85.  United Healthcare Inc.  Dividend  Buy  4/13 Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
{See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00I -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel  
(See Columo C2) =Appraisal =Other =Assessment =Book Value =Estimated  

FINANClAL DISCLOSURE REPORT 

VII. INVESTMENTS and TRUSTS
income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  

(1) (2) 
(2) (2) 
(3) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type(e,g.  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code2  Method  
(A-H) int.)  (J-P)  Code3  
(Q-W)  

Type(e.g. buy, sell, reaemption) 
Date 
Month-
Day 
Idenity .of 
Va.lue 
 
1Jyer/seller
cdcie2 ptiaet (ifpriv11ie ti'anSaction) 
(JP) (A-H) 
86. Valero Energy Corp.  Dividend  Buy  1/19  
87. Vernon Elec Sys. Bonds  Interest  Buy  4/I7  
88. Washington Mutual  Dividend  
89. Williams Co. Inc  Dividend  Sell  2/16  
90. World Savings  Interest  
91. Yahoo Inc.  None  Sell  4/18  Loss  
92. Xilinx Inc.  Dividend Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

05/11/2007 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport) All assets are held unless otherwise noted. Section VII (Investments and Trusts), No. 83: have owned this lot since 1970. 
other lots the area that have gone the market recently. has not been appraised and the "current value" only approximation based comparables. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!