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Judicial Watch • Mark R. Kravitz – 2005

Mark R. Kravitz – 2005

Mark R. Kravitz – 2005

Page 1: Mark R. Kravitz – 2005

Category:Federal Judges

Number of Pages:12

Date Created:December 1, 2006

Date Uploaded to the Library:November 12, 2014

Tags:Kravitz, Mark R Kravitz, Partners, Bought, Distribution, Fidelity, trust, stock, 2005, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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DISTRICT CONNECTICUT 
 
Chambers 
141 Church Street Mark Kravitz 
New Haven, 06510 United States District Judge 
203-773-2022 
........, 
=-;o 
June 26, 2006 
 
 
(.)  :;oz 
 
Honorable Ortrie Smith 
[T 
::J 
 
Chair 
 
Judicial Conference the United States -i 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington, D.C. 20544 
 
 
 
Re: Calendar Year 2005 
 
Dear Judge Smith: write response your letter June 12, 2006 regarding 2005 Financial Disclosure Form. thank you for pointing out the requirements for partial and complete sales securities the second paragraph your letter. , your comments the third paragraph, provide the following clarification lieu amended report: 
Part VII, page line 44, Column B(l) should display income code 
Part VII, page line 80, Column B(l) should display income code trust that the foregoing responses adequately address your comments. you require any further information, please not hesitate call upon me. Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-Jll) Penon Reporting (lst name, Orsi, middle initial) Kravitz, Marie Court Organization District Court-Connecticut Date Report  04/18/2006 Title (Article Illjudges Indicate active senior status; magistrate judges Indicate full part-time) U.S. District Judge-Active Sa, Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/31/2005 Chamben Office Address 141 Church Street NewHaven, 06510 Sb. Amended Report the basis the Information contained this Report and any modlRcatlons pertaining thereto, is, opinion, compliance with appllcable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructlona accompanying thia form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign fast page. POSITIONS. (Reporting Individual only; see pp. 9-13 oflnstructionsJ NONE (No reportable positions.) Trustee 	Trust (trust for t19iember) 
Trustee 	Trust# (trust 
Custodian 	Child# 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) NONE (No reportable agreements.) IlA:ra 2005 	Wiggin Dana Payment for i>artnership intrest and partnership real property. Amount $313:465, payable stallments varying amounts through 2006. 
,.._, 
 
: 
 
- ;,1 
 
_,,_ 
...,,. 
 1 
 
 
 
-Date Report 
Kravitz, Mark 
04/18/2006 
 
 
Ill. NON-INVESTMENT COME. (Reporting individual and spou1e; supp. 17-24 instrucdons.) Filers Non-Investment Income NONE (No reportable non-investment incomeJ 
JV, REIMBURSEMENTS -transportadon, lodging,food, entertainment (Includes those spouse anddependent children. See pp. 25-27 ofinstrucfions.) 
(g] NONE (No reportable reimbursementsJ 
 
 
 
04/18/2006 
Kravitz, Mark 
 
 
VII. INVESTMENTS and TRUSTS -Income, valul!, transactions (lncluda those the spouse and dependent children. Set1pp. 34-S7of/illnglnstrucdans) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including llUst assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from dilclosurc 
Amount Code (AH) Typc(e.g. div., ren orinL) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Codc2 (J-P) (4) Gain Code (AH) (5) Identity buyer/seller (if private transaction) Bell South Common Stock Dividend sold 06/13 Cisco Sys Common Stock Dividend sold 06/13 
NASDAQ 100 Trust (QQQ) 
 
 
Dividend 
Third Avenue Value Fund 
 
Dividend bought 08115 Third Avenue Real Estate Value Dividend bought 08115 
Fidelity Cash Reserves 
 
 
Dividend 
Fidelity Cash Management Account 
 
Dividend 
Waterbury Spec. CApital Bond Due 
 
Interest redeemed 04101 04101105 Conn. Bond Due 4115105 
Interest 	redeemed 04/15 
10. CoM. Tax Oblig. Bond Due 10/01/05 
Interest 	redeemed 10/01 
 
11. 
Conn. Bond Due 06/IS/10 
 
 
Interest 
12. 
Guilford Savings Bank 
 
Interest 
 
13. 
Conn. St. Gen. Revolving Rev Bonds 
 
Interest bought 02/28 
 
14. Corp. Common Stock 
Dividend sold 02/09 	Niagara Acquisition Inc. 
 
IS. Awbury Partners (see note) Distribution bought 02110 
16. 
IRA (Roll-Over IRA created /1/03) 
 
17. 
-Fidelity Cash Reserves 
 
 
Interest Income Gain Codes: =Sl.000 orless =Sl,001  S2,SOO =S2,SOI  SS,000 D=SS,001-SIS,OOO =Sl S,001  SS0.000 
(Sec Columns and 04) =SS0,001-SI00,000 G=SI00,001 $1,000,000 =Sl.000,001 -ss.000,000 ;More than $5,000,000 Value Codes ;$15,000 less K=SIS,001  SS0.000 L=SS0,001 SIOO,OOO =SI00.001  $250,000 
(Sec Columns and DJ) N=$250.001  $500,000 O=SSOO,OOl Sl.000,000 =SI .000.001  ss.000.000 =Ss,000,001 .s2s.ooo,ooo Value Method Codes ;s25,ooo,001  sso,000.000 =Cost (Real Estate Only) AMorc than SS0,000,000 T=Cash Market 
(See Column C2) Q;Appraisal V-other Assessment 
U=Book Value =Estimated 
 
 
Date Report 
 
Kravitz, Mark 
04/18/2006 
 
VII. INVESTMENTS and TRUSTS -incom., value, transactions (Includes 1hos th spouse and depenrkn1 children. see pp. 34-s1a/filing1ns1rucnansJ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(inclu lrusl assets) reporting period reporting period 
 
(I) 
(2) 
(2) 
Amount 
Type(e.g. 
Place (X) after each asset 
Value lue 
Code 
div., rent, 
Code2 
exempt from prior disc losure 
Method int.) 
(A-H) de3 
(J-P) 
(Q-W) 
Transacticns during reporting period 
(I) Ifnot exempt from disclosure 
Type(e.g. (2) (3) (4) (S) 
buy, sell, Date Value Gain Identity 
merger, Month- Code CodeI buyer/seller 
redemption) (JP) (AH) (ifprivate 
transaction) 
 
18. -Fidelity Diversified Int! Fund 
Dividend 
19. -Spartan 500 Index 
20. -Fidelity Contrafund 
21. -Fidelity Puritan Fund 
22. -Fidelity Value Fund 
23. -American Capital Sr.ategies 
24. -Third Avenue Value Fund 
25. -Alpine Dynamic Dividend Fund 
26. IRA#2 
27. -Janus Olympus Fund 
28. Custodian Account 
29. -Fidelity Cash Management Account 
30. -Spartan 500 Index 
31. -Third Avenue Value Fund 
32. -American Capital Strategies 
33. -Fidelity Contrafund Fund 
 
34. -Conn General Revolving Rev Bonds Income Gain Codes: As1.000 less (See lumns and 04) =$50,001  SI00,000 Value Codes =$15,000or less (Sec Colu1M5 and DJ) siso.001 -ssoo.ooo :$25,000,001 -SS0,000,000 (SecColumn C2) Value Method Coda 
QAppraisal =Book Value 
Dividend bought 01/12 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend bought 02/22 
Dividend bought 01/11 
 
Distribution 
Interest 
Dividend 
Distribution bought 07115 
Dividend bought 08/IS 
Dividend Interest =$1,001 -$2,500 G=SI00,001-$1,000,000 =$15,001  $50,000 ossoo,001-s1,ooo.ooo =Cost (Real Estate Only) V=Other bought bought =$2.SO  $5,000 =$1,000,001  $5,000,000 sso,001  s100.ooo Sl,000,001  $5,000,000 =More than $50,000,000 ::::s.Asscssmcnt WEstimatcd 10/11 02/28 0=$5,001-Sll,OOO =More than $5,000,000 :$100,001 -$250,000 P2=SS,000,001 $25,000,000 =Cash Market E=Sl5,001-S l0,000 
 
 
VII. INVESTMENTS and TRUSTS -income, valut, transactionr (lncludu thost the spouse and dependent chHdren. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including lrUst assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from di3closurc 
Amount Code (AH) Typc(e.g. div., rent, int) Value Code2 (JP) Value Method Code3 (Q-W) Typc(e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code2 (J-P) (4) Gain Code (AH) (S) Identity buyer/seller (if private transaction) 
 
 
 
 
 
 
 
 
 
 
35. -PQ Corp. Stock 
Dividend sold 02109 	Niagara Acquisition Inc 
36. -Awbury Partners(see note) 
Distribution bought 02110 
 
 
37. 
Trust# 
 
38. 
-Janus Twenty 
 
 
 
 
Distribution 	sold 06113 
 
 
39. --Janus Olympus Fund 
Distribution 	sold 06/13 
 
 
40. 
-Fidelity Cash Management Account 
 
 
Dividend 
 
 
41. 
-Trust Held Common Stock 
 
Dividend sold 02109 	Niagara Acquisition Inc 
 
 
42. -Conn General Revolving Rev Bons Interest bought 02/28 
 
 
43. 
Trust# 
 
44. 
-Janus Twenty Fund 
 
 
 
 
Distribution 	sold 06/13 
 
 
45. 
-Fidelity Cash Management Account 
 
 
Dividend 
46. 
Trust Held Corp. Common Stock 
 
Dividend sold 02109 	Niagara Acquisition Inc. 
47. 
-Conn. General Revolving Rev 
 
Dividend bought 02128 Bonds 
 
48. 
Trust# 
 
49. 
-Trust Held Corp. Common Stock 
 
 
Dividend 	sold 
02/09 	Niagara Acquisition Inc. 
50. -Awbury Partners (see notes) 
Distribution bought 02110 
51. -Conn General Revolving Rev 
Interest bought 02128 Bonds Income Gain Codes: =Sl.000 less =Sl.001  $2.500 =S2.SO  SS,000 =SS.OOl -SlS,000 =$15,001  SS0,000 
(Sec Columns and 04) =SS0,001  SI00,000 =SI00,001 Sl,000,000 =St,000,001  SS.000.000 =More than SS,000,000 Value Codes =SlS,OOOorlcss K=SlS,001  SS0,000 =SS0,001  Sl00,000 M=Sl00.001 S2SO,OOO 
(Sec Columns and 03) =$250,001  Sl00,000 O=SS00,001 Sl,000,000 =Sl,OOO,OOl SS,000,000 =SS.000,001  $25,000,000 Value Method Codes =$25,000,001  SS0,000,000 =Cost (Real Estate Only) =More than Sl0,000,000 =Cash Market 
(Sec Column C2) Q=Appraisal V=Othcr =Assessment =Book Value W=Eslimatcd 
 
 
 
04/18/2006 
Kravitz, Mark 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those afthespouse and dependent children. See pp. J4-S7 filing instrucdans) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prio disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (AH) Typc(e.g. div., rent, int.) Value Code (J-P) Value Method Code (QW) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Valu Code2 (J-P) (4) Gain Code (AH) (S) Identity buyer/seller private transaction) 
 
52. 
-General Electric Common Stock Dividend sold 08/05 
 
53. 
-MBNA Common Stock Dividend sold 07/01 
 
54. 
-Sprint Nextel Common Stock Dividend sold 10/26 
 
 
 
55. -Oracle Common Stock Dividend 
56. -Janus Worldwide Mutual Fund Distribution sold 06/12 
57. -Fidelity Cash Reserves Interest 
58. -Fidelity Cash Management Account Interest 
59. -Fidelity New Markets Income Fund Distribution bought 08/02 
60. -Fidelity Small Cap Stock Fund Distribution 
61. -Fidelity Mid Cap Stock Fund Distribution 
62. -Fidelity Short Term Bond Fund Distribution bought 10/25 
63. -Fidelity Fifty Fund Dis.ribution bought 10/25 
64. -Alpine Real Estate Equity Fund Distribution bought 10/25 
65. -Marsico Growth Fund Distribution bought 12/12 
 
66. -Sound Shore Fund Distribution bought 10/24 
67. -Third Avenue Value Fund Distribution bought 10/24 
68. -Vanguard Inter-Term Bond Index Distribution 
Fund Income Gain Codes: =Sl.000 less =Sl,001  $2,SOO C42,SOl 0$5,000 D=SS,001 -St5,000 15,001-$50,000 
(See Columns and 04) =$50,00l SIOO,OOO G=Stoo,001.st,OOO,OOO =SIJJ00.001 SS,000,000 =More than S5.000.000 Value Codes 1=Sl5.000orlcss K=SIS.OOl -SS0,000 =$50.001 .s100.ooo 4100,001. s2so.ooo 
(See Columns and DJ) =$250,001  Sl00,000 =$500,00I  1,000,000 =st.000,001 -S5,ooo.ooo =SS.000,00  $25,000,000 Value Method Codes =S25,ooo.001-sso.000.000 =Cost (Real Estate Only) =More than Sl0.000,000 T=CashMarkct 
(Sec Column C2) Q=Appraisal V=Other S=Assessment =Book Value :::;;Estimated 
 
 
 
 
VII. INVESTMENTS and TRUSTS -Income, alue, transactions (Includes those the spouse and dependent children. See pp. 34-57 offlling Instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value atend Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
Ifnot exempt from disclosuri: 
(2) (3) (4) (5) 
Date Value Gain Identity 
Month Code2 Code buyer/seller 
Day (J-P) (A-H) (ifprivate 
tr.msaction) 
 
Amount 
Value 
Place (X) after each asset 
Type(e.g. 
Value 
Code 
div., rent, 
exempt from prior disclosure 
Code 
Method int.) 
(A-H) 
Codcl 
(1-P) 
(Q-W) 
69. Trust#4 
Type(c.g. buy, sell, merger, redemption) 
70. 
-Trust Held Corp Common Stock Distribution sold 02109 Niagara Acquisition Inc. 
71. wbury Partners( see notes) Distribution bought 02110 
 
72. 
-Conn. General Revolving Rev Interest bought 02128 Bonds 
 
73. 
-Janus Twenty Fund Distribution sold 06/13 
 
74. 
-Fidelity Cash Management Account Interest 
 
75. 
-Third Avenue Value Fund Distribution bought 06/13 
 
76. 
Trust# 
 
77. -Trust Held Corp Common Stock Dividend sold 02109 Niagara 
Acquisition Inc. 
78. -Awbury Partners (see notes) Distribution bought 02110 
 
79. -Conn. General Revolving Rev Interest bought 02128 Bonds 
 
80. -Bell South Common Stock Dividend sold 12126 
81. -MBNA Common Sotck Dividend sold 07/07 
82. -Sprint Nextel Common Stock Distribution sold 12108 
83. -Oracle Common Stock Dividend 
 
84. -Spartan 500 Index Distribution 
 
85. -Fidelity Cash Reserves Dividend Income Gain Codes: (Sec Columns and 04) Value Codes (Sec Columns and 03) Value Mc1hod Codes (Sec Column C2) =Sl,000 less =SS0,00 100,000 =SIS,000 less =$250,00  SS00,000 =S2S,000,00  $50,000,000 Q=Appraisal U=BookValue =Sl,001  S2.SOO =SI 00,00  1,000,000 K=SIS,001  SS0,000 O=SS00,001 Sl,000,000 =Cost (Real Estate Only) V=Olhcr =S2,50  SS,000 1,000,00  SS,000,000 L-SS0,001 $100,000 =Sl,000,001  $5,000,000 =More than SS0,000,ooo :o:Asscssmcnt =Estimated O=SS,001 SIS,OOO =More than SS,000,000 =$100,001 -S2SO,OOO =SS,000,001  $25,000,000 =Cash Market =SI S,001  SS0,000 
 
Kravitz, Mark 
04/18/2006 
 
VII. INVESTMENTS and TRUSTS -income, value, tr1111sact1ons (Includes those the spouse 1111d dependent children. see PP J4-s1 filing ins1ruct1onsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclosure 
Amount Code (AH) Type(e.g. div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type( e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (JP) (4) Gain Code (A-H) (S) Identity buyerlseller (if private transaction) 
 
 
86. -Janus rldwide Mutual Fund Distribution sold 06/13 
87. -Third Avenue Value Fund Distribution bought 08/31 
88. -Fidelity Cash Management Account Interest Income Gain Codes: =Sl,000 orless =Sl,001  $2,500 =$2,SOI  SS,000 =SS,001  SIS.000 =Sl S.00  SS0,000 
(Sec Columns and 04) F=SS0,001 $100,000 =$100,001  Sl,000,000 =$1,000.00l SS,000,000 =More than SS,000,000 Value Codes =SIS,000 less =SIS,001  SS0,000 =SS0,001 -$100,000 =SI00.001 S2SO,OOO 
(Sec Columns and DJ) =$250,00  $500,000 =SS00.001 Sl,000,000 =s1,ooo.001. ss.000.000 =Ss.000.001  s2s,ooo.ooo Value Method Codes =S2s,ooo,oo  sso.000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market 
(SccColumnC2) =Appraisal =Other =Assessment Book Value :Estimated 
 
.. 
 
04/18/2006 
 
Kravitz, Mark 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
Awbury Partners, L.P. large diversified investment partnership that fund manager and five investment advisors. Awbury Partners is, effect, privately held mutual fund. Neither the reporting person, any trust trustee controls determines either 
(I) who the fund investment advisors are (2) what investments Awbury Partners sells does so. Thus, neither the reporting 
trusts which trustee has any control regarding ivestments Awbury Partners. The value Awbury Partners quarterly the basis the value the partnerships underlying investments. 
 
 
04/18/2006 
Kravitz, Mark 
 
IX. CERTIFICATION. certify that all information given above (including Information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature. Date 
NOTE: ANY INDIVIDUAL WHO KNOWINGL WIL ALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544