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Judicial Watch • Mark R Kravitz Financial Disclosure Report for 2003

Mark R Kravitz Financial Disclosure Report for 2003

Mark R Kravitz Financial Disclosure Report for 2003

Page 1: Mark R Kravitz Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:14

Date Created:February 2, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Mark R Kravitz, Custodian, Janus, account, Fidelity, trust, stock, 2003, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, Judge


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JJ.l....;;Jll, ...........  

Jintfelr fates  i$rid alz:rurt 
DISTRICT CONNECTICUT 
141 Church Street New l:iaven, 06510 20J-m-2022 

September 2004 
Chair Judicial Conference Ofthe United States Committee Financial Disclosure One Columbus Circle, N.E. Washington, D.C. 20544 

Re: Csilendar car 2003 Filing 
Dear Judge Lisi: write response your letter Iuly 27, 2004 regarding 2003 Financial Disclosure Fann. 

First. let apologize ibr this tardy response. was under the mistaken 

that 
response t.o your letter was due within days, but ehagrin. Irccently discoveied that response was due within days. regret this oversight and hope that tardiness has not caused your Committee any inconvmience. initial matter, thank you for pointing out that not required report any mortgage liability secured real property. Please advised that the "Connecticut Wat.er Company" loan listed Dist-losurc Fonn was unsecured loan. the remafoder your comments. provide the .following responses lieu amended report: 	
Part VII, line 16: Guilfi:trd Savings Bank. The information requested follows: Column D(l}: "Opened Account"; Column D(2}: "March ;Column D{3): 	
Part VII, lines 46, 47, 51, and line 66, listed investments that were not listed 2002 report: 

Line lists Janus Olympus ount 
for Trust# which was not listed the 2002 report. Ho. the 2002 report listed Berger Growth Mutual Fund under Trust# (line 49) and Berger's fmds were taken over through merger the Janus funds April 

17. 2003. There was.no gain. loss, sale orpurchsse. Berger, funds simplywent 
out existence and unless one chose withdraw one investment, one investment was simply placccl into Janus fimd oncs choosing. That Trust chose Janus Olympus. 

have amended Cohunns D(l)-(3) indicate that the investment was acquired 
"merger'' Aprll with value code ofK. 
Line the 2003 report lists ''Fidelity Money Market," which was simply another way state "Fidelity Cash Management Account," which was the :name shown the 2002 report (line They are the same asset. avoid confusion, have changed 2003 report :return the nomenc:latare the 2002 report -that is, "Fidelity Cash Management Account." 
Linc 51. This the same issue Linc above1 and have changecJ m.y 2003 report 
back "FidelityCash Management Account" avoid further confusion. (Sec 2002 
report. line 55). 

Line the 2003 report lists Neurogen Comto.on Stock having been sold Trust# You indicate that this 
asset was not listed 2002 report, but believe was. Neurogen Comm.0n Stock was. listed Line for Txust 2002 report. Th=refore. not think that any ftlrther information required. Please note that the stock sold August 2003, indicated Column D(l) 2003 report 	Part VIl, page lines 4.S and and line 43, omitted income amount codes and type codes. apologize for that oversight Tho income amount codes and types codes for those investme:nts should follows:  
Line Neurogen Coxp. Common Stock. Column B(l): Blank; Column B(2): None. 
Line Janus MercuryMutual Fund. Column B(l): A:, Column B(2): Distn'lmticn. 
Linc Conn. Bond due 12115/03, Column B(l): Column B(2): Interest 
Linc 43: Janus Mercury Fund. Column B(l): Column B(2): Dis1n'bu1ion. Part Vll, lines 39. 41, 43, 46, 47, Sl, and line 2002 report. whichyou indicate listed assets not listed 2003 report. 

Line listed -'Janus Enterprise Mutual Fund" for Custodian Account 2002 report. All the investments that custodian accowit were moved into Trust# trust that was newly created 2003 for that pUlpOSC. The Imus Entclprisc Mutual Fund investment from line the 2002 report appears line 2003 report. That investment was sold OctobU 20, 2003. assume that .no other informe.tion required result this change the form ownership these assets, but it1 error, please let know. 
Line listcd Fidelity Cuh Management Account for Custodian Account 2002 

U...;J J.J.Lo..Jll, ... __._.,,. 
Honorable Mary Lisi Septeinber 2004 PageTbree 

report. The investments that custodian account were moved into Trust newly created trust, 2003. The Fidelity Cash Management Account investment from line the 2002 report appears line 2003 rcpOI listed idelity Money Market Fund," change innomenclature only. will change 2003 report back the 2002 nomenclature 'Fidelity Cash Management Account." 
Line listed Custodian Account# 2002 report. During 2003, Custodian Account# was teJJ:ujnated and those assets moved into Trust# See above. consequence, Custodian Acc01Dlt #2. 2002 report became Custodian Account and shown Lmes 38-43 2003 rq>ort. 

Management Account shown Line ofmy 2003 report ..Fidelity Cash Reserves." The '"Fidelity Cash Reserves., and "Fidelity Cash Management Account" are one and the same, and hachangcd the 2003 report use the 2002 report nomenclature of''Fidelity Cash Management Account." 

Line listed '?Q Corp. Common Stock" held Custodian Account 2002 report_ During 2003, Custodian unt was terminated and those assets moved into Trust# Sec above. consequence. Custodian Account 2002 report became Custodian Account 2003 report and the Coip. Common Stock shown Linc ofmy 2003 report.  
Line ofmy 2002 report listed "Berger Growth Mutual Fund" for Trust# noted earlier, the Berger funds were taken over through merger the Janus funds April 17, 2003. There was gain. loss, sale purchase. Berger's funds simplywent out existence and unless one chose withdraw one"s investment. one's investment was simply placed into Janus fund one's choosing. Trust# chose Janus Olympus. which shown line 2003 report. 

Line 2002 report lists idelity Cash Management Account" for Trust# That same investment shown "-Pidelity Money Market" line ofmy 2003 report avoid confusion. have changed the 2003 report return the nomenclature ofthe 2002 report-that is, "Fidelity Cash Management Account." 

Line ofmy 2002 report lists "Afidelity Cash Management Account" for Trost# That same investment shown "Fidelity Money Market" line 2003 report. 

avoid confusion. have changed the 2003 report retum the nomenclature the 2002 report -that is, "Fidelity Cash Management Account:' trust that the foregoing.responses adequately addressed your comments. you require further information, however, please not hesitate con me. Once again, apologize for delay responding your letter. 

TOTAL P.05 

'Rev. 1/2004 Government Act 1978 
Calendar Year 2003 Person Reporting (Last Jlll11lll, F"Jl"St name. Middle initial) 	Organization Court District Court  Connecticut Kravitz, Mark Tille (Article III Judges indicate active ReportType (check appropriate type)or senior status; magistrate jodges indicate full-part-time) 
Date Nominllliorr, 

u.s. DislrlctJudge-Active Inltial Final 
(SU.S.C. app. 101111) DateofReport 51312004 ReportingPeriod 1/112003
12131/2003 the basis the information coniained this Report. Ownbers Office Addmls 	any
modificatioos pertaining thereto, is, opinion, compliance 
141 Cnm:h Street with applicablelaws and rrgulations. myNew Haven, 06510 
IMPORT ANI' NOTES: The hutroctians accompanying thisform iDDst befollowed. Complete all parts. cbeckiDg the NONE box far each part where you have zeportableinfmmation. Sign last page. POSIDONS. (Reportingindividual ooly; 9-13 offiling hutroctions)
see pp. 	Partm:r Tiustee 	
Trostec 	
Trostee (unpaid) 
Trostee (mipaid) 
Director (unpaid) 

ManagingPartner 
Custodian 

Trost# (bUstf Tiust#2 (bUst Trust(nan-family; ccmtrol. overinvestmcnts; .resignedupoo confinuation in.June 2003) Tmst (non-family; cantrol over investments; resignedupon confionatianin.June 2003) American Academy AppdlatcLawycrs (resigned effective August 2003) 
Sac:hcm's Haid lnveslmelllS, llC (.inactivcstmentpartnership;no assc:ts; dissolved 
2003) (taminalc:din 2003) 
II. 

Custodian 
:::0
(""'),,,
acnZc::> :;::o::;::: 
AGREEMENTS. 	14-16 offiling.inst.roctiODS) 
OJ::.
(Reporting irulividual aoly; see pp.(No.rqiortableagrec:zmns.)
-rir NONE nr:1 	2003 
WigginDana. Payment for partnership interest and partru:nbip .real estate. Amount, $313 ,465, payable installments vacying llJK1Wl1S through 2006. 
rialf> 
III. NON-INVESTMENT INCOMB.(Reportinginclividuala.ndsponse;seepp.17-24offilingimtructioas) Filer's-Non-Investment Incom NONE (No reponatlen011-investlDClll iDcouJC.) 
 
(ytluni, not llpOlllf-5) 
2003 Wiggin Dana, partne:nfll.p incomepriorto wilhdrawalfrom the firm effective $215.384 Iwte30, 2003 2003 Wiggin Dana, post.J11J1C 2003 payments for partnership .interest and interest $14,800partnership real estate, see Agn:emcnts Spouse's Non-Investment Incomeif yai were married during any portion the reporting yau-, please complete tills sectiOJ1. (dollaramoontnot i:equiilld exc:epl for honorarla) 
 N01'l"B (NorepottableAOO-intinrome.) 
 NONE 

(Includes t1wse spouse and dept'ndent children. See pp. -27 instmctians..) NONE (No sud! n:portable.nimbunemm!s.) 
Wye River, MD, Nov. 14-16, 2003, Judges'Seminar Inlemational Human RightsLaw (tl'llJlsportation. meals, lodging) 

VI. LIABIIJTIES. (Includes those spouse aJI dependent childten. See pp. 32-'.:!4 inmuctiODs.) Unsc:cured loan fur water project personal residmcc, fully paid ofMay 2003
Name Penon Reporting 
Date Report 
-Page of5 
Kravitz, Made 
5/312004 
cbing Gra5I value Ill eod Trmll8dkn duringreportingpcrlod Dc:aiption Asselll 
reporting period n:porting period 
(including trust assets) not exempt
(1) (2) (1)  (e.g. Date:

Amount  (e. Value Value ldcntilyoffrom prior dic:losin Codc:l div. rent. Codcl Method Mooth 
Codc:l Codel buya-/sdlec (if int.) (J-P) Codc3 mergtt, Day (1-P)_ (AH) private (Q-W) mk>t.imt) tnmsactial) 
(No rqiortable income, 81BC1a, transactiDDS)
DNONE 
BELL SOUTH COMMON STOCK Dividend NONE 
Dividend JCISCO SYS COMMON STOCK NONE 
--------- 
---- ----- ----------- --------
----_______,  
-------------
NASDAQ-100 TRUST (QQQ) Dividend NONE 
NEUROGEN CORP COMMON STOCK SOLD 8/1 JANUS MERCURY MUI'UAL FUND SOLD 10/20 ...
THIRD AVENUE VALUE FUND Dividend NONE 
FIDELITY CASH RESERVES Dividend NONE7. 
10. 

11. 

12. 

13. 

FIDELITY CASH MANAGEMENT ACCOUNI' 
CONN. BOND DUE 12115/03 
CONN. BOND DUE 3/15/04 
NAUGATUCK BOND DUE 8115/04 
WATERBURY SPEC. CAPITAL BOND DUE 
4/01/05 CONN. BOND DUE 4/15/05 Dividend Dividend lnt='eSt lnt='eSt 12115  NONE  
RED EMPT  
ION  NONE  NONE  NONE  NONE  

CONN TAXOBLIG BOND DUE 10/01/05 lnll:Rllt NONE 
CONN. BOND DUE 06/15/10 lnt='eSt NONE15. 
16.  GUILFORD SAVINGS BANK  lnt='eSt  NONE  
17. CORPORATION  Dividend  NONE  
18.  IRA# (ROU.-OVERIRA. CREATED /1/03)  

(5) 
Nllllll.' Person Reporting 
Date ofRepart 
Kravitz, Mark 
5/3!2004 
VII. INVESTMENTS and STS -income. value, traocalims (includes lbOllC the spouse and cleperulenl children. See pp. 34-57 filinginatroctims.) 
--A. Income during Clross value end Tnmsactims during reporting patod 
Description AAds n:parting pctiod rq>4  :.:
 

 


 ...: 

 
:

::.: :::: :: 
3.;:iiU.::MetltWC i:iit:;ul.ili: ... ...:r,oiit(iJi.!I:;J{OuT:  T -...i>iaiiffii:i:. .... 
..... 
Name PetllOll Reporting Date Report pag ofS Kravitz, Mad:: 5/3!2004 
VII. INVESTMENTS and TRUSTS-incooic. value, ln!oacalimis (ilu:ludcstboseofthespouacauldepcndcnt cliildreo. See pp. 34-57 offllinginstruclimis.) Income Oiring Gros value end 
--A. 
Tnaadima during reporting pmod Description Assets rcpldlng period rcpC"lingperiod (including trust assets) 
.... 
not ci