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Judicial Watch • Mark R Kravitz Financial Disclosure Report for 2005

Mark R Kravitz Financial Disclosure Report for 2005

Mark R Kravitz Financial Disclosure Report for 2005

Page 1: Mark R Kravitz Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:12

Date Created:December 1, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Kravitz, Mark R Kravitz, Partners, Bought, Distribution, Fidelity, trust, stock, 2005, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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DISTRICT CONNECTICUT 

Chambers 
141 Church Street Mark Kravitz 
New Haven, 06510 United States District Judge 
203-773-2022 
........, 
=-;o
June 26, 2006 

(.)  :;oz 

Honorable Ortrie Smith 
[T 
::J

Chair 

Judicial Conference the United States -i 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
Washington, D.C. 20544 

Re: Calendar Year 2005 

Dear Judge Smith: write response your letter June 12, 2006 regarding 2005 Financial Disclosure Form. thank you for pointing out the requirements for partial and complete sales securities the second paragraph your letter. ," your comments the third paragraph, provide the following clarification lieu amended report: 
Part VII, page line 44, Column B(l) should display income code 
Part VII, page line 80, Column B(l) should display income code trust that the foregoing responses adequately address your comments. you require any further information, please not hesitate call upon me. Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-Jll) Penon Reporting (lst name, Orsi, middle initial) Kravitz, Marie Court Organization District Court-Connecticut Date Report  04/18/2006 Title (Article Illjudges Indicate active senior status; magistrate judges Indicate full part-time) U.S. District Judge-Active  Sa, Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12/31/2005 Chamben Office Address 141 Church Street NewHaven, 06510  Sb. Amended Report the basis the Information contained this Report and any modlRcatlons pertaining thereto, is, opinion, compliance with appllcable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructlona accompanying thia form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign fast page. POSITIONS. (Reporting Individual only; see pp. 9-13 oflnstructionsJ NONE (No reportable positions.) Trustee 	Trust (trust for t19iember) 
Trustee 	Trust# (trust 
Custodian 	Child# 

II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) NONE (No reportable agreements.) IlA:ra 2005 	Wiggin Dana Payment for i>artnership intrest and partnership real property. Amount $313:465, payable stallments varying amounts through 2006. 
,.._,
 
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 1 

-Date Report 
Kravitz, Mark 
04/18/2006 

Ill. NON-INVESTMENT COME. (Reporting individual and spou1e; supp. 17-24 instrucdons.) Filer's Non-Investment Income NONE (No reportable non-investment incomeJ 
JV, REIMBURSEMENTS -transportadon, lodging,food, entertainment (Includes those spouse anddependent children. See pp. 25-27 ofinstrucfions.) 
(g] NONE (No reportable reimbursementsJ 

04/18/2006
Kravitz, Mark 

VII. INVESTMENTS and TRUSTS -Income, valul!, transactions (lncluda those the spouse and dependent children. Set1pp. 34-S7of/illnglnstrucdans) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including llUst assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from dilclosurc  
Amount Code (AH)  Typc(e.g. div., ren orinL)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Codc2 (J-P)  (4) Gain Code (AH)  (5) Identity buyer/seller (if private transaction) Bell South Common Stock Dividend sold 06/13 Cisco Sys Common Stock Dividend sold 06/13 
NASDAQ 100 Trust (QQQ) 

Dividend 
Third Avenue Value Fund 

Dividend bought 08115 Third Avenue Real Estate Value Dividend bought 08115 
Fidelity Cash Reserves 

Dividend 
Fidelity Cash Management Account 

Dividend 
Waterbury Spec. CApital Bond Due 

Interest redeemed 04101 04101105 Conn. Bond Due 4115105 
Interest 	redeemed 04/15 
10. CoM. Tax Oblig. Bond Due 10/01/05 
Interest 	redeemed 10/01 

11. 
Conn. Bond Due 06/IS/10 

Interest 
12. 
Guilford Savings Bank 

Interest 

13. 
Conn. St. Gen. Revolving Rev Bonds 

Interest bought 02/28 

14. Corp. Common Stock 
Dividend sold 02/09 	Niagara Acquisition Inc. 

IS. Awbury Partners (see note) Distribution bought 02110 
16. 
IRA (Roll-Over IRA created /1/03) 

17. 
-Fidelity Cash Reserves 

Interest Income Gain Codes: =Sl.000 orless =Sl,001  S2,SOO =S2,SOI  SS,000  D=SS,001-SIS,OOO =Sl S,001  SS0.000  
(Sec Columns and 04) =SS0,001-SI00,000  G=SI00,001 $1,000,000 =Sl.000,001 -ss.000,000 ;More than $5,000,000 Value Codes ;$15,000 less  K=SIS,001  SS0.000  L=SS0,001 SIOO,OOO =SI00.001  $250,000  
(Sec Columns and DJ)  N=$250.001  $500,000  O=SSOO,OOl Sl.000,000 =SI .000.001  ss.000.000 =Ss,000,001 .s2s.ooo,ooo Value Method Codes ;s25,ooo,001  sso,000.000 =Cost (Real Estate Only) AMorc than SS0,000,000  T=Cash Market  
(See Column C2)  Q;Appraisal  V-other Assessment  
U=Book Value =Estimated  

Date Report 

Kravitz, Mark 
04/18/2006 

VII. INVESTMENTS and TRUSTS -incom., value, transactions (Includes 1hos th spouse and depenrkn1 children. see pp. 34-s1a/filing1ns1rucnansJ NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(inclu lrusl assets)  reporting period  reporting period  

(I) 
(2) 
(2) 
Amount 
Type(e.g.
Place "(X)" after each asset 
Value lue 
Code 
div., rent, 
Code2
exempt from prior disc losure 
Method int.)
(A-H) de3 
(J-P) 
(Q-W)  
Transacticns during reporting period  
(I)  Ifnot exempt from disclosure  
Type(e.g.  (2)  (3)  (4)  (S)  
buy, sell,  Date  Value  Gain  Identity  
merger,  Month- Code  CodeI  buyer/seller  
redemption)  (JP)  (AH)  (ifprivate  
transaction)  

18. -Fidelity Diversified Int'! Fund 
Dividend 
19. -Spartan 500 Index  
20. -Fidelity Contrafund  
21. -Fidelity Puritan Fund  
22. -Fidelity Value Fund  
23. -American Capital Sr.ategies  
24. -Third Avenue Value Fund  
25. -Alpine Dynamic Dividend Fund  
26. IRA#2  
27. -Janus Olympus Fund  
28. Custodian Account  
29. -Fidelity Cash Management Account  
30. -Spartan 500 Index  
31. -Third Avenue Value Fund  
32. -American Capital Strategies  
33. -Fidelity Contrafund Fund  

34. -Conn General Revolving Rev Bonds Income Gain Codes: As1.000 less (See lumns and 04) =$50,001  SI00,000 Value Codes =$15,000or less (Sec Colu1M5 and DJ) siso.001 -ssoo.ooo :$25,000,001 -SS0,000,000 (SecColumn C2) Value Method Coda 
QAppraisal =Book Value 
Dividend  bought  01/12  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  bought  02/22  
Dividend  bought  01/11  

Distribution  
Interest  
Dividend  
Distribution bought  07115  
Dividend bought  08/IS  
Dividend Interest =$1,001 -$2,500 G=SI00,001-$1,000,000 =$15,001  $50,000 ossoo,001-s1,ooo.ooo =Cost (Real Estate Only) V=Other bought bought =$2.SO  $5,000 =$1,000,001  $5,000,000 sso,001  s100.ooo Sl,000,001  $5,000,000 =More than $50,000,000 ::::s.Asscssmcnt W""'Estimatcd  10/11 02/28 0=$5,001-Sll,OOO =More than $5,000,000 :$100,001 -$250,000 P2=SS,000,001 $25,000,000 =Cash Market  E=Sl5,001-S l0,000  

VII. INVESTMENTS and TRUSTS -income, valut, transactionr (lncludu thost the spouse and dependent chHdren. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including lrUst assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from di3closurc  
Amount Code (AH)  Typc(e.g. div., rent, int)  Value Code2 (JP)  Value Method Code3 (Q-W)  Typc(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code2 (J-P)  (4) Gain Code (AH)  (S) Identity buyer/seller (if private transaction)  

35. -PQ Corp. Stock 
Dividend sold 02109 	Niagara Acquisition Inc 
36. -Awbury Partners(see note) 
Distribution bought 02110 

37. 
Trust# 

38. 
-Janus Twenty 

Distribution 	sold 06113 

39. --Janus Olympus Fund 
Distribution 	sold 06/13 

40. 
-Fidelity Cash Management Account 

Dividend 

41. 
-Trust Held Common Stock 

Dividend sold 02109 	Niagara Acquisition Inc 

42. -Conn General Revolving Rev Bons Interest bought 02/28 

43. 
Trust# 

44. 
-Janus Twenty Fund 

Distribution 	sold 06/13 

45. 
-Fidelity Cash Management Account 

Dividend 
46. 
Trust Held Corp. Common Stock 

Dividend sold 02109 	Niagara Acquisition Inc. 
47. 
-Conn. General Revolving Rev 

Dividend bought 02128 Bonds 

48. 
Trust# 

49. 
-Trust Held Corp. Common Stock 

Dividend 	sold 
02/09 	Niagara Acquisition Inc. 
50. -Awbury Partners (see notes) 
Distribution bought 02110 
51. -Conn General Revolving Rev 
Interest bought 02128 Bonds Income Gain Codes: =Sl.000 less =Sl.001  $2.500 =S2.SO  SS,000 =SS.OOl -SlS,000 =$15,001  SS0,000  
(Sec Columns and 04) =SS0,001  SI00,000 =SI00,001 Sl,000,000 =St,000,001  SS.000.000 =More than SS,000,000 Value Codes =SlS,OOOorlcss  K=SlS,001  SS0,000 =SS0,001  Sl00,000  M=Sl00.001 S2SO,OOO  
(Sec Columns and 03) =$250,001  Sl00,000  O=SS00,001 Sl,000,000 =Sl,OOO,OOl SS,000,000 =SS.000,001  $25,000,000 Value Method Codes =$25,000,001  SS0,000,000 =Cost (Real Estate Only) =More than Sl0,000,000 =Cash Market  
(Sec Column C2)  Q=Appraisal  V=Othcr =Assessment =Book Value  W=Eslimatcd  

04/18/2006
Kravitz, Mark 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those afthespouse and dependent children. See pp. J4-S7 filing instrucdans) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prio disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(1)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (AH)  Typc(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (QW)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Valu Code2 (J-P)  (4) Gain Code (AH)  (S) Identity buyer/seller private transaction)  

52. 
-General Electric Common Stock Dividend sold 08/05 

53. 
-MBNA Common Stock Dividend sold 07/01 

54. 
-Sprint Nextel Common Stock Dividend sold 10/26 

55. -Oracle Common Stock  Dividend  
56. -Janus Worldwide Mutual Fund  Distribution  sold  06/12  
57. -Fidelity Cash Reserves  Interest  
58. -Fidelity Cash Management Account  Interest  
59. -Fidelity New Markets Income Fund  Distribution  bought  08/02  
60. -Fidelity Small Cap Stock Fund  Distribution  
61. -Fidelity Mid Cap Stock Fund  Distribution  
62. -Fidelity Short Term Bond Fund  Distribution  bought  10/25  
63. -Fidelity Fifty Fund  Dis'.ribution  bought  10/25  
64. -Alpine Real Estate Equity Fund  Distribution  bought  10/25  
65. -Marsico Growth Fund  Distribution  bought  12/12  

66. -Sound Shore Fund Distribution bought 10/24 
67. -Third Avenue Value Fund  Distribution  bought  10/24  
68. -Vanguard Inter-Term Bond Index  Distribution  
Fund Income Gain Codes: =Sl.000 less =Sl,001  $2,SOO  C42,SOl 0$5,000  D=SS,001 -St5,000 15,001-$50,000  
(See Columns and 04) =$50,00l SIOO,OOO  G=Stoo,001.st,OOO,OOO =SIJJ00.001 SS,000,000 =More than S5.000.000 Value Codes  1=Sl5.000orlcss  K=SIS.OOl -SS0,000 =$50.001 .s100.ooo 4100,001. s2so.ooo  
(See Columns and DJ) =$250,001  Sl00,000 =$500,00I  1,000,000 =st.000,001 -S5,ooo.ooo =SS.000,00  $25,000,000 Value Method Codes =S25,ooo.001-sso.000.000 =Cost (Real Estate Only) =More than Sl0.000,000  T=CashMarkct  
(Sec Column C2)  Q=Appraisal  V=Other  S=Assessment =Book Value :::;;Estimated  

VII. INVESTMENTS and TRUSTS -Income, alue, transactions (Includes those the spouse and dependent children. See pp. 34-57 offlling Instructions) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value atend  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
Ifnot exempt from disclosuri:  
(2)  (3)  (4)  (5)  
Date  Value  Gain  Identity  
Month Code2  Code  buyer/seller  
Day  (J-P)  (A-H)  (ifprivate  
tr.msaction)  

Amount 
Value
Place "(X)" after each asset 
Type(e.g. 
Value 
Code 
div., rent, 
exempt from prior disclosure 
Code 
Method int.) 
(A-H) 
Codcl
(1-P) 
(Q-W) 
69. Trust#4 
Type(c.g. buy, sell, merger, redemption) 
70. 
-Trust Held Corp Common Stock Distribution sold 02109 Niagara Acquisition Inc. 
71. wbury Partners( see notes) Distribution bought 02110 

72. 
-Conn. General Revolving Rev Interest bought 02128 Bonds 

73. 
-Janus Twenty Fund Distribution sold 06/13 

74. 
-Fidelity Cash Management Account Interest 

75. 
-Third Avenue Value Fund Distribution bought 06/13 

76. 
Trust# 

77. -Trust Held Corp Common Stock  Dividend  sold  02109  Niagara  
Acquisition Inc.  
78. -Awbury Partners (see notes)  Distribution  bought  02110  

79. -Conn. General Revolving Rev Interest bought 02128 Bonds 

80. -Bell South Common Stock  Dividend  sold  12126  
81. -MBNA Common Sotck  Dividend  sold  07/07  
82. -Sprint Nextel Common Stock  Distribution  sold  12108  
83. -Oracle Common Stock  Dividend  

84. -Spartan 500 Index Distribution 

85. -Fidelity Cash Reserves  Dividend Income Gain Codes: (Sec Columns and 04) Value Codes (Sec Columns and 03) Value Mc1hod Codes (Sec Column C2) =Sl,000 less =SS0,00 100,000 =SIS,000 less =$250,00  SS00,000 =S2S,000,00  $50,000,000 Q=Appraisal U=BookValue =Sl,001  S2.SOO =SI 00,00  1,000,000 K=SIS,001  SS0,000 O=SS00,001 Sl,000,000 =Cost (Real Estate Only) V=Olhcr =S2,50  SS,000 1,000,00  SS,000,000 L-SS0,001 $100,000 =Sl,000,001  $5,000,000 =More than SS0,000,ooo :o:Asscssmcnt =Estimated  O=SS,001 SIS,OOO =More than SS,000,000 =$100,001 -S2SO,OOO =SS,000,001  $25,000,000 =Cash Market =SI S,001  SS0,000  

Kravitz, Mark 
04/18/2006 

VII. INVESTMENTS and TRUSTS -income, value, tr1111sact1ons (Includes those the spouse 1111d dependent children. see PP J4-s1 filing ins1ruct1onsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disclosure  
Amount Code (AH)  Type(e.g. div., rent, int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type( e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code2 (JP)  (4) Gain Code (A-H)  (S) Identity buyerlseller (if private transaction)  

86. -Janus rldwide Mutual Fund  Distribution  sold  06/13  
87. -Third Avenue Value Fund  Distribution  bought  08/31  
88. -Fidelity Cash Management Account  Interest Income Gain Codes: =Sl,000 orless =Sl,001  $2,500 =$2,SOI  SS,000 =SS,001  SIS.000 =Sl S.00  SS0,000  
(Sec Columns and 04)  F=SS0,001 $100,000 =$100,001  Sl,000,000 =$1,000.00l SS,000,000 =More than SS,000,000 Value Codes =SIS,000 less =SIS,001  SS0,000 =SS0,001 -$100,000 =SI00.001 S2SO,OOO  
(Sec Columns and DJ) =$250,00  $500,000 =SS00.001 Sl,000,000 =s1,ooo.001. ss.000.000 =Ss.000.001  s2s,ooo.ooo Value Method Codes =S2s,ooo,oo  sso.000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market  
(SccColumnC2) =Appraisal =Other =Assessment Book Value :Estimated  

.. 

04/18/2006

Kravitz, Mark 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
Awbury Partners, L.P. large diversified investment partnership that fund manager and five investment advisors. Awbury Partners is, effect, privately held mutual fund. Neither the reporting person, any trust trustee controls determines either 
(I) who the fund investment advisors are (2) what investments Awbury Partners sells does so. Thus, neither the reporting 
trusts which trustee has any control regarding ivestments Awbury Partners. The value Awbury Partners' quarterly the basis the value the partnerships underlying investments. 

04/18/2006
Kravitz, Mark 

IX. CERTIFICATION. certify that all information given above (including Information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature.  Date  
NOTE: ANY INDIVIDUAL WHO KNOWINGL WIL  ALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL  
AND CRIMINAL SANCTIONS U.S.C. app.  104)  

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544