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Judicial Watch • Mark R Kravitz Financial Disclosure Report for 2006

Mark R Kravitz Financial Disclosure Report for 2006

Mark R Kravitz Financial Disclosure Report for 2006

Page 1: Mark R Kravitz Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:11

Date Created:September 19, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Kravitz, Mark R Kravitz, Partners, Distribution, Fidelity, 2006, EPA, transactions, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  10/-ll Person Reporting (last name, llrst, middle initial) Kravitz, Mark Court Organization District Court-Connecticut Date Report 04/1 1/2007 Title (Article ill judges indicate active senior status; magistrate udges indicate full-or part-time) U.S. District Judge--Active  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address 141 Church Street New Haven, 06510 the basis the information contained this Report and any modillcatlons pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJO NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
NAME 
Trustee Trust# (trust 
Trustee Trust#2(trustfo 
Custodian Child# 

::0
II. AGREEMENTS, (Reporting individual only; see pp. U-16 ofinstructwns.) NONE (No reportable agreements.) 2006 Wiggin Dana. Payment for partnership interest and partnership real property. Amount $313,465, payable installments varying amounts through 2006. 

04/11/2007Kravit7., Mark 
ID. N-INVESTMENT ME. (Reporting individual and spouse; see PP. 11-u instruciwns.J Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) MARCH2006  University Melbourne Graduate School Law, Melbourne. Australia. Teaching stipend for services Visiting Fellow, approved CA2 Chief Judge. 11,060.15  
2.2006  Wiggin Dana, post-June 2003 payments for partnership interest and partnership real property. 27,409 Spouse's Non-Investment Income -If you were ma"ied during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[2[J NONE (No reportable non-investment income.) 

IV, REIMBURSEMENTS -transportation, lodging.food, entertainmen (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
(KJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Kravitz, Mark 
04/11/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IK] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
IK] 	NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 

Name Person Reporting 
04/11/2007Kravitz, Mark 
VII. INVESTMENTS and TRUSTS -incom, value, transactions (Includes those the spous and dependent children. Supp. 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
{including trust assets)  reporting period  reporting period  

{I) (2) (2) 
(5) 
Place "(X)" after each asset  Amount  Type(e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div ren  Code  Method  buy. sell.  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Codi:  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  trans action) Income Gain Codes: =Sl,000 less =s1,001 -s2.5oo =$2,501 -$5.000 =$5,001 -Sl5,000 =SIS.ool -$50,000  
(See Columns and D4) =SS0,001 -SI00,000 =$100,001 -$1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00I -$50,000 =$50,001 -SI00,000 =s100,001 -s25o.ooo  
(SeeColumns and 03) =$250,001 -$500,000 =$500,00I -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,ool -S25,0oo,OOO Value Method Codes =s25,ooo,001 -S5o.ooo,ooo =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market  
(Sec Column C2)  Q=Appraisal =Other =Assessment  
U=BookValue =Estimated  

04/11/2007
Kravit7., Mark 
VII. INVESTMENTS and TRUSTS -income, value, transactWns (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period pcri
reporting period 
reporting including trust assets) 
{I) 
{I)
{2) 
Value
Amount 
Type (e.g. 
Value
Place "{X}" after each asset 
Code 
Method
div., rent, 
Code2
exempt from prior disclosure A-H) 
Code3 int.) 
{J-P) 
(Q-W) 
{2) 
Type {e.g. Date buy, sell, Month redemption) Day 
{5) 
Value  Gain  Identity  
Code2  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Inco Gain Codes: =Sl,000 less  B=St,001 -$2,500 =S2,501 -S5,000  0=$5,001 -SIS,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -SI 00,000  G=SJ00,001 -Sl,000,000 =St,000,001-S5,000,000 =Mor than S5,000,000 Value Codes  J=$I 5,000 Jess  K=Sl5,00I -$50,000 =$50,001 -$100,000 =SI 00,00 -$250,000  
(See Columns and 03) =$250,00  $500,000 =$500,00 1,000,000 =Sl,000,001-$5,000,000  P2=S5,000,001 -S25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Book Value =Estimated  

04/11/2007
Kravitz, Mark 
VII. INVESTMENTS and TRUSTS income, value, transactWns (Includes those the spouse and dependent children. See pp. 34-60 filing inctions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
Income during reporting period 
(I) (2) 
Amount Type (e.g. Code 
div., rent, (A-H) int.) 
c::-----1 
------. -
Gross value end 
reporting period 
(I) 
Value Code2 (J-P) (2) Value Method Code3 
(Q-W) 
(I) Type(e.g. buy, sell. redemption) 
Transactions during reporting period 

(2) Date Month Day 
(3) Value Code2 
(J-P) 
(4) 
Gain 
Code (A-H) 
(5) 
Identity buyer/seller (ifprivate transaction) Income Gain Codes: =Sl,000 loss =Sl,001 -$2,SOO =$2,501 -S5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 00,00 -SI ,000,000 =Sl,000,001 -$5,000,000 =Morothan $5,000,000 Value Codes =$I 5,000 loss =$15,001 -SS0,000 =$50,001  $100,000 =S100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,00  550,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
 
(Seo Column C2) =Appraisal =Other =Assessment =Book Value =E:itimated  

04/11/2007
Kravitz, Mark 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 ofjiJing instmctions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
--Fidelity Cash Reserves  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (I)  (2)  (3) (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code Code!  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P) (A-H)  (if private  
{Q-W)  transaction) Interest 
--Fidelity Cash Management Account Interest 
--Fidelity New Markets Income Fund Distribution 
55. -Fidelity Small Cap Stock Fund Distribution 
--Fidelity Mid Cap Stock Fund Distribution 
--Fidelity Short Term Bond Fund Distribution 
58. --Fidelity Fifty Fund Distribution 
--Alpine Real Estate Equity Fund Distribution 
60. --Marsico Growth Fund Distribution 
61. --Sound Shore Fund Distribution 
62. --Third Avenue Value Fund Distribution 
bought 02/06 
64. 
--Vanguard Inter-Term Bond Index Fund Distribution 
Trust# 
65. --A wbury Partners (see note Distribution 
66. --Conn. General Revolving Rev Bonds Interest 
redeemed 03/16 
67. --Fidelity Cash Management Account Interest 
68. --Third Avenue Value Fund Distribution Income Gain Codes: 1,000 less =s1,001. s2.5oo  C=S2.50 -SS.000  0=$5,001 Sl5.000 =$15.001  SS0.000  
(See Column> and 04)  F=S50.00l SIOO.OOO  G=SIOO.OOl -Sl.000.000 =Sl.000.001 -S5.000,000 =More lhan SS.000,000 Value Codes =SI 5.000 less =SI 5.001  SS0.000 =SS0.001  SI00.000 =SI00.001. S250,000  
(See Columns and 03) =S250,00I  $500.000 =S500.00I SI .o00.000 =Sl.000,001  S5,000,000 =S5,000,00  $25,000.000 Value Method Codes =s25,ooo.oo  s5o.ooo,ooo =Cosl {Real Eslale Only) =More lhan S50,000,000 =Cash Market  
{See Column C2) =Appraisal  V=Olher =Assessment =Book Value  W;Estimaled  

Date Report 
Kravitz, Mark 
04/11/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 ofFUJng instructions.) NONE (No reportable income, assets, transactions.)  
Des crip tion Assets  Income ring oss value atend  Transactions during reporting period  
(inclu ding trus assets)  reporting period  rep orting period  

(2) 
(I) (2) 
(2) (4) (5) 
Value Value
Place "(X)" after each set 
Amou Type (e.g. pe(e.g. Date lue 
Identit 
div., rent. 
Code2 Method
exempt from prior disclosure sell, Month
Code2 Code buyer/seller int.) 
(J-P) Cod 
Day 
(if private 
0-P) (A-H) 
trans action)
(Q-W) 
69.  --American CenturyUltra Fund  Distribution  gift  01101  gift from grandmother  
70. 71.  Trust# --Awbury Partners (see notes)  Distribution  
72.  --Conn. General Revolving Rev Bonds  Interest  redeemed  03/16  
73. 74.  --Oracle Common Stock --Spartan 500 Index  Dividend Distribution  
75.  --Fidelity Cash Reserves  Dividend  
76.  --Third Avenue Value Fund  Distribution  bought  01/17  
77.  --Fidelity Contrafund  Distribution  bought  01/14  
78.  --Fidelity Cash Management Account  Interest Inco Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -SS,000 =$5,001 -Sl5,000 =$15,001 -S50,000  
(See Column and D4) =$50,001 -$100,000 =SI00,001-Sl,000,000 =Sl,000,001-S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Sl5,00I -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001-$50,000,000 =Co (Real Eslate Only) =More than $50,000,000 =Cash Market  
(See Column C2) ppraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Kravib:, Mark 
04/1112007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 
NOTE Awbury Partners, L.P. large diversified investment partnership that 

fund manager and five investment advisors. Awbury Partners is, effect, privately held mutual fund. Neither the reporting person any trust which trustee controls 
determines either (I) who the fund investment advisors are (2) what investments Awbury Partners purchases sells when does so. Thus, 
neither the reporting person trusts which trustee has any control regarding the investments Awbury Partners. The value 
Awbury Partners' investments quarterly the basis the value the partnerships underlying investments. 
NOTE Janus Olympus Fund, which was held IRA# merged into Janus Orion Fund 10/31/06, which why the investments for 2006 are listed Janus Orion. 
NOTE Trusts ##1 and which were shown previous reports, were terminated effective of02/15/06 and all the assets (which were cash) then held the trusts were distributed their entirety the beneficiaries the trusts, that December 31, 2006, neither these trusts existed. They are shown this report because they did exist during portion of2006 and they had been shown prior reports. They will not shown beginning with the 2007 report. 
NOTE The Bank America stock derived from the merger MBNA and Bank America. 2005, this trust sold all the MBNA/Bank America shares with the exception 1.3 shares valued $72.55. 
NOTE The shares Embarq Corp. were distributed spinoff from the sale Sprint lieu fractional shares. 

Date Report 
Kravitz, Mark 
04/11/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honorarla and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544