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Judicial Watch • Mark R Kravitz Financial Disclosure Report for 2010

Mark R Kravitz Financial Disclosure Report for 2010

Mark R Kravitz Financial Disclosure Report for 2010

Page 1: Mark R Kravitz Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:9

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Awbury, Mark R Kravitz, Partners, CAPITAL, Distribution, Fidelity, trust, 2010, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Person Reporting (last name, first, middle initial) Kravitz, Mark Court Organization District Court-Connecticut Date Report 04/26/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge--Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Reporting Period 01/01/2010 12/31/2010  
Sb. Amended Report Chambers Office Address 141 Church Street NewHaven, 06510 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 

POSITION NAME ORGANIZATION/ENTITY Trustee 
Trustee 
Custodian Child# 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1-4/2010 Visiting Professor Yale Law School; paid $5000.00 9-11/2010 Visiting Professor Yale Law School; paid $8,000.00 

Mark 

III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 211712010  University Melbourne Graduate School Law, Melbourne, Australia  $7,952.60  
(see NOTE Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	
American Bar Association-August 5-6, 2010 San Francisco, Lecture Transportation, lodging, rneals Annual Meeting 	
ALAS June 17-19,2010 Bermuda Lecture Transportation, lodging, rneals JFT (Includes those spouse and dependent children; see pp. 28-3 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions  
VII. INVESTMENTS and TRUSTS  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end ofreporting period Transactions during reporting period  

(l) (2) () (3) 

Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain Identity 
Code 
Code buyer/seller
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction)
(Q-W) 
18. Saugatuck Capital LLC (see note  Distribution  
19. IRA# (Roll-Over IRA created 7/1/03)  
20. --Fidelity Cash Reserves  Interest  
21. --Fidelity Diversified Int'! Fund  Dividend  
22. --Spartan 500 Index Fid Advantgae  Dividend  
23. --Fidelity Contrafund  Dividend  
24. --Fidelity Puritan Fund  Dividend  
25. --Fidelity Value Fund  Dividend  
26. --Third Avenue Value Fund  Dividend  
27. --Spartan Int'! Index Investors  Distribution  
28.  Fidelity Inflation Protected Bond fund  Distribution  
29. Alpine Dynamic Dividend Fund  Distribution  
30. --Goldman Sachs  Sold  04/19/10  
31. --General Electric  Dividend  
32. --Genzyme Corp.  Dividend  
33. IRA#2  
34. --Janus Orion Fund  Distribution Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$!00,001 -$1,000,000 =$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$!00,000 I00,001 -$250,000  
(See Columns and 03) =$250.00 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 425,000,001  $50,000,000 =More than $50,000,000 Value Mc1hod Codes =Appraisal =Cos (Real Eslatc Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and -income, value, transactions (Includes tlwse sptJUU and dependent c/1i/dren; pp. 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(!) (2) 
(I) (2) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Custodian Account  
36. --Fidelity Cash Management Account  Interest  
37. --Spartan 500 Index Investor Class  Dividend  
38. --Third Avenue Value Fund  Distribution  
39. --American Capital Strategies  Dividend  
40. --Fidelity Contrafund Fund  Dividend  
41. --Fidelity Cash Reserves  Distribution  
42. Vanguard International Equity Index Fund  Distribution  Buy  03/29/10  
43. Vanguard Information Technology Vipers  Distribution  Buy  03/29/10  
44. --Awbury Partners (see note  Distribution  
45. Trust#  
46. --Awbury Partners (see note  Distribution  
47. --Fidelity Cash Management Account  Interest  
48. --Third Avenue Value Fund  Distribution  
49. Fidelity Cash Management Account  Distribution  
50. --American CenturyUltra Fund  Distribution  
51. Trust# Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50.000  
(See Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00I -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :c(ash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent dildren; see PP 3460 filing imtruction..J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (1) 
(3) 
(4) (5) 
Gain identity 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/ddiyy Code2 
Code buyer/seller 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction) 
52. --Awbury Partners (see note  Distribution  
53. --Oracle Common Stock  Dividend  
54. --Spartan 500 Index Investors Class  Distribution  
55. --Fidelity Cash Reserves  Dividend  
56. --Third Avenue Value Fund  Distribution  
57. --Fidelity Contrafund  Distribution  
58. --Fidelity Cash Management Account  Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =SI 5,00 -$50,000 
(Sec Columns and D4) =$50,00 -$100,000 =$100,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100.00 -$250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000.000 =$1.000,00 -$5,000,000 =$5.000.001 -$25.000,000 =$25,000,00 -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment "'"Cash Markel (Sec Column C2) =Other =Book Value =Estimated 

Name Person Reporting 
Date Report 
Kravitz, Mark 
04/26/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreporl.) 
NOTE Awbury Partners, L.P. large diversified investment partnership that managed one, overall fund manager and several investment advisors. Awbury Partners is, effect, privately held mutual fund. -the reporting person, any trust which trustee controls determines either who the fund manager investment advisors are (2) what investments Awbury Partners purchases sells when does so. Thus, neither the reporting person, trusts which trustee has any control regarding the investments Awbury Partners. The value Awbury Partners' investments determined quarterly the basis the value the partnerships underlying investments. 
NOTE Capital Fund IV, L.P., pooled investment partnership, which not controlled either the reporting party his spouse. 
NOTE Saugatuck Capital LLC and Saugatuck Capital LLC are private equity partnerships, which are not controlled by-the reporting -The Capital partnership currently wholly invested Femco Holdings LLC, privately held company located Pennsylvania, and the Capital invested Exocor, Inc., Canadian corporation. 
NOTE Trusts and which were shown previous reports, were terminated effective 02/15/06 and all the assets (which were cash) then held the trusts were distributed their entirety the beneficiaries the trusts, that December 31, 2006, neither these trusts existed. The other trusts will continue numbered from avoid confusion with prior reports. Trust was terminated effective 06/21/08 and the assets within the trust were distributed kind the beneficiary the Trust. result, December 31, 2008, Trust# held assets and was terminated. Trust will not appear future reports. Trust# terminated Spetember 2010 and will not included future reports. Only Trust will continue future reports. 
NOTE Payment for teaching University Melbourne was split between 2009 and 2010. The second payment of$7952.60 was made February 17, 2010 and will shown next year's report. The payments differed amount because currency fluctuations, the teaching stipend was based Australian dollars. The payment was intended cover the reporting person's travel expenses, lodging and food. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Mark Kravitz 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544