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Judicial Watch • Mark W. Bennett – 2005

Mark W. Bennett – 2005

Mark W. Bennett – 2005

Page 1: Mark W. Bennett – 2005

Category:Federal Judges

Number of Pages:12

Date Created:December 7, 2006

Date Uploaded to the Library:July 29, 2014

Tags:Wasatch, Mark W Bennett, BENNETT, partial, account, Fidelity, Market, 2005, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AO/O Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. opp. 101-111) Person Reporting (last name, first, middle initial) BENNETI, MARK Court Organization USDC/Northem District Iowa Date Report 07/6/2006 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Chief Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12131/2005 
Sb. Amended Report Chambers Office Address 313 United States Courthouse 320 Sixth Street Sioux City, 5110 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 instructions.) [RJ NONE (No reportable positions.) NAME 
 
 
,__,c.... c.:::::> 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [RJ NONE (No reportable agreements.) AND C)r--., {.-:; :; f-:-12 -. , t11 -c..: r_,j c? 
 
 
 
 
Date Report 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2004 Aspen Publishing $4500 Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
IV. REIMBURSEMENTS -transportation, wdging,foot1, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION American Conference Institute -Emp. Practices Liability Ins. 1131-2/2 airfare, lodging, meals 
Sem., New orlc, Alaska Bar Association CLE, Anchorage, Alaska 2/26-3/2 airfare, lodging, meals EEOC Midwinter Meeting, Naples, Florida 415-419 airfare, lodging, meals Upper Midwest Employment Law Institute, St. Paul, Minnesota 6/2-6/3 airfare, lodging, meals NEU Conference, San Francisco, California 6/9-6/Il airfare, lodging, meals NELi Conference, Washington, 6/16-6/18 airfare, lodging, meals 2005 Sixteenth Annual Convention the NELA, Philadelphia, 6/23-6/26 airfare, lodging, meals 
Pensylvannia 
ABA Section Labor and Employment Law Annual Meeting, Chicago, 
Death Penalty Workshop, Dallas, 
 
10. 
Regional Meeting for International Association Defense Counsel, Des Moines, 
 
11. 
Iowa-Defense Counsel Meeting and Semianr, Des Moines, 
 
12. 
Alabama State Bar Labor and Employment Law Section Annual Mtg, Destin, 
 
13. 
State Bar Wisconsin Employment Law CLE, Milwauke/Madison, 
 
14. 
Patent Law Semianr, Chicago, 
 
15. 
Federal Practice Seminar, Des Moines, 
 
 
817-8/8 airfare, lodging, meals 
8/10-8/12 airfare, lodging, meals 
9/21-9/22 mieage, lodging, meals 
9/22-9/23 mileage, lodging, meals 017-10/9 airfare, lodging, meals 
10/12-10/14 airfare, lodging, meals 0/19-10/20 airfare, lodging, meals 
1211-1212 mileage, lodging, meals 
 
 
Date Report 
BENNETT, MARK 
07/6/2006 GIFTS. (Jn dudes those spouse and dependent children. See pp. 28-31 instrucfions.) 
IKJ NONE (No reportable gifts.) 
 
 
 
 
 
 
 
 
 
Date Report 
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income. value. transactions (inclutks those the spouse and dependent children. see PP. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) ace (X) aftet each asset exempt fro prior disclosure Income during reporting period Gross value end reporting period Transactions ring reporting period 
(I) Amount CodeI (A-1-1) (2) div., rent, Type (eor int (I) Value Code2 (J-P) (2) Value Method Code3 (Q-W) (I) Type(e.g. buy, sell, metget, redemption) Ifnot exempt from disclosure 
(2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyet/seller (if private transaction) ..) Mutual Funds (IRA) Aim Global Health Care (See Notes) None Aim Health Sciences Fund (See Notes) Allianz RCM Biotech (See Notes) None Sale 1119 Bjurman Micro Cap. None Sale 1/18 Buffalo Small Cap Fund Dividend Partial Sale 8/22 Partial Sale 10/24 Cambiar Opportunity Fund Dividend Buy 1/12 Buy 1/19 
10. Partial Sale 7/21 
11. Partial Sale 9/6 
12. Partial Sale 11/9 
13. Excelsior Value and Restructuring Fund Dividend 
14. Harding Loevner Merging Dividend Buy 917 
15. Hennesy Cornerstone (See Notes) Dividend Partial Sale 9126 
16. Rainier Small/Mid Cap Equity Portfolio Dividend 
17. Internet Age Fund None Sale Income Gain Codes: =$1,000 orless =$1,001-$2,500 =$2,501 -$5,000 D=S5,00l -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V:Qtber =Assessment =Book Value =Estimated 
 
 
Date Report 
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, volue, transactions (includes those the spouse and dependent children. See PP 34-57 off.Ung instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. Schwab Hedged Equity Dividend Buy 11/10 
19. Buy 11/10 
20. TCW Galileo Value Oppty Dividend 
21. Wasatch Core Growth Fund Dividend Partial Sale 4122 
22. Partial Sale 6/20 
23. Partial Sale 916 
24. Partial Sale 12/19 
25. Wasatch Global Tech Fund None Sale 1/13 
26. Wasatch Intemationl Growth Fund None Buy 917 
27. Stocks (IRA) 
28. JDS Uniphase Corporation None 
29. Michaels Stores Dividend Partial Sale 11/21 
30. Surebeam Corp. None 
31. Schwab Money Market Fund (IRA) None 
32. Non IRA Assets and Investment Activity 
33. Allianz RCM Biotech Fund Class (see notes) None 
34. ANTIC None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000 .000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Cohnnns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Casb Market 
(See Column C2) Q=Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
Date Report 
BENNETI, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, value. transactions (inc1ui1es t1rose the spouse and depent1en1chudren. see PP. 1-1-s1 offillng instructions) NONE (No reportable income, assets, transactions.) Description Assels (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) lfnot exempt from disclosure 
Place (X) after each asset exempt from prior disclosure Ammmt Code (A-H) Type(e.g. div., rent, inl) Value Code (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-II) (5) Identity buyer/seller (if private transaction) 
 
35. Cisco None 
36. Janus Mercury (see notes) None 
37. JDS Uniphase None 
38. Michaels Stores Dividend 
39. Price Legacy Corp. (see notes) None 
40. Strong Blue Chip (see notes) None 
41. Surebeam Corp. 
42. Wasatch Core Growth Dividend 
43. WasatchUltra Growth None 
44. Williams Cos Inc. Dividend Part Sale 3/18 
45. Miscellaneous Holdings 
46. Iowa College Savings Account-Mark Bennett custodian None Contribute 
47. Iowa College Savings Account Spouse custodian None Contribute 
48. CKG ACCT; Fidelity, Boston Interest 
49. Wells Fargo Checking Account (see notes) Interest 
50. Iowa/Nebraska State Bank Checking Account Interest 
51. REINSURANCE AGREEMT; 1st Colony Life Ins. Co. None Income Gain Codes; =SI ,000 less 8=$1,001-$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,00I -$50,000 
(See Columns and D4) =$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =Mon: than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0-$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other -Asscssmeot =Book Value =Estimated 
 
 
Date Report 
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including bUSt assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code2 (1-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private ttansaction) 
 
52. Belcour Pension Invest None 
53. LMTD PTRSHIP; Riverfront Assn; Des Moines, None 
54. LMTD PTRSHIP-Shearson Senior Income Fund None 
55. LMTD PTRSHIP-Shearson Coast Savings None 
56. LMTD PTRSHIP-Caryle Real Estate None 
57. RESIDENTIAL LOT; Sioux City, None 
59. Aim International Emerging Growth None Buy 1/3 
60. Buy 9/14 
61. Allianceber International Dividend Buy 117 
62. Berkshire Hathaway Inc DEL None 
63. CamBiar Opportunity Instl. None Buy 115 
64. Part Sale 917 
65. Constellation Tip Small Cap None Buy 9/12 
66. Sale 12/16 
67. FBR Small Cap Class Buy 115 
68. Fidelity Cash Reserves Dividend Income Gain Codes: =$1,000 less =SJ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (SeeColumnsBJ andD4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =Mo than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market 
(See Column C2) 
V=Other =Assessment =Book Valoe 	W=Estimated 
 
Date Report 
07/6/2006 
BENNETT, MARK 
VII. INVESTMENTS and TRUSTS -income. vatue, transaaions (includes those the spouse and dependent children. see PP. J4-s1 filing instrucuonsJ NONE (No reportable income, assets, transactions.) Des cription Assets Income during Gross value end ansactions dwing reporting period (including trus assets) reporting period reporting period (I) (2) (I) (2) (I) Ifnot exempt from disclosure Place (X) after each asset ount Type(e.g. Value Value Type(e.g. (2) (3) (4) (5) exempt from prior dis clos ure Code! div., rent Code2 Method buy, sell, Date Value Gain Identit (A-H) int.) (J-P) Code3 mer ger, MonthCode2 Code yer/seller (Q-W) redemption) Day (J-P) (A-H) (ifprivate transaction) 
 
69. Fidelity Emerging Markets Dividend Buy 918 
70. Buy 12/19 
71. Fidelity New Millenium None Part Sale 114 
72. Part Sale 917 
73. Fidelity Select Biotechnology None Part Sale 917 
74. Sale 919 
75. Fidelity Select NWK Infrastructure None Part Sale 917 
76. Fidelity Large Cap Value Fund (see notes) Dividend 
77. Harding Loevner Emerging Market Dividend Buy 918 
78. Buy 12/19 
79. International Business Machine Dividend 
80. Morgan Emerging Market Debt Select Dividend Buy 918 
81. Matthews Pacific Tiger Fund Dividend 
82. Neurberger Berman Partners Trust None Buy 9/12 
83. Oakmark Equity Income None Part Sale 19/7 
84. The Olstein Financial Alert Fund (see notes) 
85. Old Mutual Cap Fund (see notes) Dividend Part Sale 917 Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =Mo than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) -$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00J -$25,000,000 
3.Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =M= than $50,000,000 =Cash Market 
(See CollDDD C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
Date Report 
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes thou ofthe spouse and dependent childrelL See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting petiod 
(I) (2) (I) (2) (I) lfoot exempt from disolosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
86. Part Sale 919 
87. Sale 12/16 
88. Wasatch Core Growth Dividend Part Sale 917 
89. Wasatch Hoisington Dividend Buy 9/8 
90. Wasatch Small Cap Value Dividend Part Sale 917 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001-$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001-$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 0-$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMarlcet 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date orReport 
07/6/2006 
BENNETT, MARK 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaJepartofReport.) 
Aim Global Health Care (#2) was not listed mutual fund the 2004 report. The 2005 Schwab Account Summary indicates that funds were reinvested into 
this account 12/16/05 
Aim Health Sciences Fund (#3) was listed the 2004 report. The only transaction listed the 2005 Schwab Account Summary for this account indicates 
reinvestment funds 7/15/06 with final net amount of(.03) and, December, the Account Summary shows this fund longer part the IRA. 
There definitive sale date listed the records. 
 
Allianz RCM Biotech (#4 and #33) was listed the 2004 report Pimco RCM Biotechnology Class (IRA fund) and Dresdner RCM Biotech (Non-IRA fund) Hennesy Cornerstone (#15) was listed the 2004 report Henlopen Fund. Janus Mercury (#36) was completely sold 2004. Price Legacy (#39) was completely sold 2004. Strong Blue Chip (#40) was completely sold 2004. The Wells Fargo checking Account (#49) was listed Norwest Checking Account the 2004 report. Fidelity Large Cap Value Fund (#76) was listed the 2004 report Fidelity Structured Large Cap Value Fund. The Olstein Financial Alert Fund (#84) was completely sold 2004. Old Mutual Mid Cap Fund (#85) was listed the 2004 report PBHG Mid Cap Fund 
 
 
 
 
 
 
 
 
Date ofReport 
BENNETT, MARK 
07/6/2006 
IX. CERTIFICATION. certify that all information given above (including_ information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure, further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature 
NOTE: ANY INDI 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544