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Judicial Watch • Mark W Bennett Financial Disclosure Report for 2005

Mark W Bennett Financial Disclosure Report for 2005

Mark W Bennett Financial Disclosure Report for 2005

Page 1: Mark W Bennett Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:12

Date Created:December 7, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Wasatch, Mark W Bennett, BENNETT, partial, account, Fidelity, Market, 2005, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AO/O Government Act 1978
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. opp. 101-111) Person Reporting (last name, first, middle initial) BENNETI, MARK Court Organization USDC/Northem District Iowa Date Report 07/6/2006 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Chief Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01/01/2005 12131/2005  
Sb. Amended Report Chambers Office Address 313 United States Courthouse 320 Sixth Street Sioux City, 5110 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 instructions.) [RJ NONE (No reportable positions.) NAME 

,__,c.... c.:::::>  
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [RJ NONE (No reportable agreements.)  AND  C)r--., {.-:; ':; f-:-12 -. ', t11 -c..: r_,j c? 

Date Report 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2004  Aspen Publishing  $4500 Spouse's Non-Investment Income -lf you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, wdging,foot1, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION American Conference Institute -Emp. Practices Liability Ins.  1131-2/2 airfare, lodging, meals  
Sem., New orlc, Alaska Bar Association CLE, Anchorage, Alaska  2/26-3/2 airfare, lodging, meals EEOC Midwinter Meeting, Naples, Florida  415-419 airfare, lodging, meals Upper Midwest Employment Law Institute, St. Paul, Minnesota  6/2-6/3 airfare, lodging, meals NEU Conference, San Francisco, California  6/9-6/Il airfare, lodging, meals NELi Conference, Washington,  6/16-6/18 airfare, lodging, meals 2005 Sixteenth Annual Convention the NELA, Philadelphia,  6/23-6/26 airfare, lodging, meals  
Pensylvannia 
ABA Section Labor and Employment Law Annual Meeting, Chicago, 
Death Penalty Workshop, Dallas, 

10. 
Regional Meeting for International Association Defense Counsel, Des Moines, 

11. 
Iowa-Defense Counsel Meeting and Semianr, Des Moines, 

12. 
Alabama State Bar Labor and Employment Law Section Annual Mtg, Destin, 

13. 
State Bar Wisconsin Employment Law CLE, Milwauke/Madison, 

14. 
Patent Law Semianr, Chicago, 

15. 
Federal Practice Seminar, Des Moines, 

817-8/8 airfare, lodging, meals 
8/10-8/12 airfare, lodging, meals 
9/21-9/22 mieage, lodging, meals 
9/22-9/23 mileage, lodging, meals 017-10/9 airfare, lodging, meals 
10/12-10/14 airfare, lodging, meals 0/19-10/20 airfare, lodging, meals 
1211-1212 mileage, lodging, meals 

Date Report 
BENNETT, MARK 
07/6/2006 GIFTS. (Jn dudes those spouse and dependent children. See pp. 28-31 instrucfions.) 
IKJ NONE (No reportable gifts.) 

Date Report 
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income. value. transactions (inclutks those the spouse and dependent children. see PP. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) ace "(X)" aftet each asset exempt fro prior disclosure Income during reporting period Gross value end reporting period Transactions ring reporting period  
(I) Amount CodeI (A-1-1)  (2) div., rent, Type (eor int  (I) Value Code2 (J-P)  (2) Value Method Code3 (Q-W)  (I) Type(e.g. buy, sell, metget, redemption)  Ifnot exempt from disclosure 
(2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyet/seller (if private transaction) ..) Mutual Funds (IRA) Aim Global Health Care (See Notes)  None Aim Health Sciences Fund (See Notes) Allianz RCM Biotech (See Notes)  None  Sale  1119 Bjurman Micro Cap.  None  Sale  1/18 Buffalo Small Cap Fund  Dividend  Partial Sale  8/22  Partial Sale  10/24 Cambiar Opportunity Fund  Dividend  Buy  1/12  Buy  1/19  
10.  Partial Sale  7/21  
11.  Partial Sale  9/6  
12.  Partial Sale  11/9  
13. Excelsior Value and Restructuring Fund  Dividend  
14. Harding Loevner Merging  Dividend  Buy  917  
15. Hennesy Cornerstone (See Notes)  Dividend  Partial Sale  9126  
16. Rainier Small/Mid Cap Equity Portfolio  Dividend  
17. Internet Age Fund  None  Sale Income Gain Codes: =$1,000 orless =$1,001-$2,500 =$2,501 -$5,000  D=S5,00l -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V:Qtber =Assessment =Book Value =Estimated  

Date Report
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, volue, transactions (includes those the spouse and dependent children. See PP 34-57 off.Ung instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. Schwab Hedged Equity  Dividend  Buy  11/10  
19.  Buy  11/10  
20. TCW Galileo Value Oppty  Dividend  
21. Wasatch Core Growth Fund  Dividend  Partial Sale  4122  
22.  Partial Sale  6/20  
23.  Partial Sale  916  
24.  Partial Sale  12/19  
25. Wasatch Global Tech Fund  None  Sale  1/13  
26. Wasatch Intemationl Growth Fund  None  Buy  917  
27. Stocks (IRA)  
28. JDS Uniphase Corporation  None  
29. Michael's Stores  Dividend  Partial Sale  11/21  
30. Surebeam Corp.  None  
31. Schwab Money Market Fund (IRA)  None  
32. Non IRA Assets and Investment Activity  
33. Allianz RCM Biotech Fund Class (see notes)  None  
34. ANTIC  None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000 .000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Cohnnns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Casb Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
BENNETI, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, value. transactions (inc1ui1es t1rose the spouse and depent1en1chudren. see PP. 1-1-s1 offillng instructions) NONE (No reportable income, assets, transactions.) Description Assels (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosure  
Place "(X)" after each asset exempt from prior disclosure  Ammmt Code (A-H)  Type(e.g. div., rent, inl)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-II)  (5) Identity buyer/seller (if private transaction)  

35. Cisco  None  
36. Janus Mercury (see notes)  None  
37. JDS Uniphase  None  
38. Michael's Stores  Dividend  
39. Price Legacy Corp. (see notes)  None  
40. Strong Blue Chip (see notes)  None  
41. Surebeam Corp.  
42. Wasatch Core Growth  Dividend  
43. WasatchUltra Growth  None  
44. Williams Co's Inc.  Dividend  Part Sale  3/18  
45. Miscellaneous Holdings  
46. Iowa College Savings Account-Mark Bennett custodian  None  Contribute  
47. Iowa College Savings Account Spouse custodian  None  Contribute  
48. CKG ACCT; Fidelity, Boston  Interest  
49. Wells Fargo Checking Account (see notes)  Interest  
50. Iowa/Nebraska State Bank Checking Account  Interest  
51. REINSURANCE AGREEMT; 1st Colony Life Ins. Co.  None Income Gain Codes; =SI ,000 less  8=$1,001-$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,00I -$50,000  
(See Columns and D4) =$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =Mon: than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000  0-$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal =Other -Asscssmeot =Book Value =Estimated  

Date Report 
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including b'USt assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount Code (A-H)  Type (e.g. div., rent, int.)  Value Code2 (1-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private ttansaction)  

52. Belcour Pension Invest  None  
53. LMTD PTRSHIP; Riverfront Ass'n; Des Moines,  None  
54. LMTD PTRSHIP-Shearson Senior Income Fund  None  
55. LMTD PTRSHIP-Shearson Coast Savings  None  
56. LMTD PTRSHIP-Caryle Real Estate  None  
57. RESIDENTIAL LOT; Sioux City,  None  
59. Aim International Emerging Growth  None  Buy  1/3  
60.  Buy  9/14  
61. Allianceber International  Dividend  Buy  117  
62. Berkshire Hathaway Inc DEL  None  
63. CamBiar Opportunity Instl.  None  Buy  115  
64.  Part Sale  917  
65. Constellation Tip Small Cap  None  Buy  9/12  
66.  Sale  12/16  
67. FBR Small Cap Class  Buy  115  
68. Fidelity Cash Reserves  Dividend Income Gain Codes: =$1,000 less =SJ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (SeeColumnsBJ andD4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =Mo"' than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market 
(See Column C2) 
V=Other =Assessment =Book Valoe 	W=Estimated 

Date Report 
07/6/2006
BENNETT, MARK 
VII. INVESTMENTS and TRUSTS -income. vatue, transaaions (includes those the spouse and dependent children. see PP. J4-s1 filing instrucuonsJ NONE (No reportable income, assets, transactions.) Des cription Assets Income during Gross value end ansactions dwing reporting period (including trus assets) reporting period reporting period (I) (2) (I) (2) (I) Ifnot exempt from disclosure Place "(X)" after each asset ount Type(e.g. Value Value Type(e.g. (2) (3) (4) (5) exempt from prior dis clos ure Code! div., rent Code2 Method buy, sell, Date Value Gain Identit (A-H) int.) (J-P) Code3 mer ger, MonthCode2 Code yer/seller (Q-W) redemption) Day (J-P) (A-H) (ifprivate transaction)  

69. Fidelity Emerging Markets  Dividend  Buy  918  
70.  Buy  12/19  
71. Fidelity New Millenium  None  Part Sale  114  
72.  Part Sale  917  
73. Fidelity Select Biotechnology  None  Part Sale  917  
74.  Sale  919  
75. Fidelity Select NWK Infrastructure  None  Part Sale  917  
76. Fidelity Large Cap Value Fund (see notes)  Dividend  
77. Harding Loevner Emerging Market  Dividend  Buy  918  
78.  Buy  12/19  
79. International Business Machine  Dividend  
80. Morgan Emerging Market Debt Select  Dividend  Buy  918  
81. Matthews Pacific Tiger Fund  Dividend  
82. Neurberger Berman Partners Trust  None  Buy  9/12  
83. Oakmark Equity Income  None  Part Sale  19/7  
84. The Olstein Financial Alert Fund (see notes)  
85. Old Mutual Cap Fund (see notes)  Dividend  Part Sale  917 Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =Mo than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) -$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00J -$25,000,000  
3.Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =M= than $50,000,000 =Cash Market  
(See CollDDD C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report
BENNETT, MARK 
07/6/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes thou ofthe spouse and dependent childrelL See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting petiod  
(I)  (2)  (I)  (2)  (I)  lfoot exempt from disolosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

86.  Part Sale  919  
87.  Sale  12/16  
88. Wasatch Core Growth  Dividend  Part Sale  917  
89. Wasatch Hoisington  Dividend  Buy  9/8  
90. Wasatch Small Cap Value  Dividend  Part Sale  917 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001-$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000  0-$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date orReport
07/6/2006
BENNETT, MARK 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaJepartofReport.) 
Aim Global Health Care (#2) was not listed mutual fund the 2004 report. The 2005 Schwab Account Summary indicates that funds were reinvested into 
this account 12/16/05 
Aim Health Sciences Fund (#3) was listed the 2004 report. The only transaction listed the 2005 Schwab Account Summary for this account indicates 
reinvestment funds 7/15/06 with final net amount of(.03) and, December, the Account Summary shows this fund longer part the IRA. 
There definitive sale date listed the records. 

Allianz RCM Biotech (#4 and #33) was listed the 2004 report "Pimco RCM Biotechnology Class (IRA fund) and Dresdner RCM Biotech (Non-IRA fund) Hennesy Cornerstone (#15) was listed the 2004 report "Henlopen Fund". Janus Mercury (#36) was completely sold 2004. Price Legacy (#39) was completely sold 2004. Strong Blue Chip (#40) was completely sold 2004. The "Wells Fargo checking Account" (#49) was listed "Norwest Checking Account" the 2004 report. Fidelity Large Cap Value Fund (#76) was listed the 2004 report "Fidelity Structured Large Cap Value Fund". The Olstein Financial Alert Fund (#84) was completely sold 2004. Old Mutual Mid Cap Fund (#85) was listed the 2004 report "PBHG Mid Cap Fund" 

Date ofReport
BENNETT, MARK 
07/6/2006 
IX. CERTIFICATION. certify that all information given above (including_ information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure, further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature 
NOTE: ANY INDI 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544