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Judicial Watch • Mark W Bennett Financial Disclosure Report for 2006

Mark W Bennett Financial Disclosure Report for 2006

Mark W Bennett Financial Disclosure Report for 2006

Page 1: Mark W Bennett Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:23

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

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UNITED STATES DISTRICT COURT NORTHERN DISTRICT IOWA www.iand.uscourts gov 

CHAMBERS 712/233-3909 
MARK BENNETT FAX: 
U.S. 
District Court Judge Box 838 
Sioux City, Iowa 51101 

October 2007 
AMENDMENT FINANCIAL DISCLOSURE 
REPORTDATEDOV23/07 ,__,
l.-:-:..:i 
.--J ;:J ;',""!
r-::> ''!
Judge Ortrie Smith )--l (')
Chairman, Committee Financial Disclosure
One Columbus Circle  -- r-.' ........ r--1 ....0  
Washington,  20544  ......."'v_:.-,,  
c)  
RE:  Calendar Year 2006 Filing  

Dear Judge Smith: 
Thank you for your letter September 2007, copy which attached this response for your convenience. Part VII, page line 13, have amended the report deleting line extraneous line from the 2005 report. Part VII, page line (now line 52), and page 10, lines 87-89 (now lines 86-88), have amended the report filling the consideration paid and received for the asset Column D(3). Part VII, page line (now line 65), and page 10, line (now line 87), for "Franklin Income Class and "Hartford Capital Appreciation Fund", have amended the report including the appropriate income types Column Part VII, page 10, line (now line 92), have amended the report including the appropriate information Column this asset was purchased during the reporting period. 
Finally, with the deletion line from page have readjusted the line numbers the "Additional Information" section. Please let know you should have any questions. 

Sincerely, 
U.S. District Court Judge POSJTJ NS. (Reporting individual only; see pp. 9-13 instructions.) [RJ NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[R] 	NONE (No reportable agreements.) PARTIES AND TERMS 

Date Report
BENNETI, MARK 
10/1/2007 
JJJ. N-JNVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2006  Aspen Publishing 3300 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
JV. REIMBURSEMENTS -transportation, lodging, food, en/ertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  American Judicature Society /Drake Law School Series, Des Moines, Iowa  2.26-3.1 mileage, lodging, meals  Iowa Academy Trial Lawyers, Des Moines, Iowa  3.1-3.3 lodging, meals  Visiting Jurist Residence the Iowa University School  3.27-3.30 mileage, lodging, meals  
Law, Iowa City, Iowa  Drake University Law School Des Moines, Iowa  4.2-4.3 mileage, lodging, meals  

Eighth Circuit Chief Judges Conference, Minneapolis, 
Minnesota 
Georgetown Employment Law Institute, Washington, 
ITLA Employment Law Seminar, Des Moines, Iowa 
Defender Services Committee Meeting, Washington, 
Northern District ofiowa Courthouse Project Meeting, Cedar Rapids, Iowa 
Advanced Fed Def Training Program/Def Services Comm Meeting San Fran/Sonoma, 
4.5-4.6 airfare, lodging, meals 
4.6-4. airfare, lodging, meals 
4.20-4.21 mileage, lodging, meals 
4.23-4.28 airfare, lodging, meals 
5.11-5.12 airfare, lodging, meals .30-6.3 airfare, lodging, meals 
West meeting, Cedar Rapids, 

National Workshop for District Court Judges, San Diego, 
Coe College Death Penalty Seminar/New Courthouse Construction Mtg, Cedar Rapids, 
Judicial Conference, Gull Lake, 
Iowa Bar Association Summer Seminar, Okoboji, 
16. Magistarte Judge Interviews, Cedar Rapids, 6.7-6.8 airfare, lodging, meals 
6.20-6/23 airfare, lodging, meals 
7.12-7.14 airfare, lodging, meals 
7.16-7.20 airfare, lodging, meals 
8.19 mileage, meals 
9.5-9.6 airfare, lodging, meals 
17.  Courthouse Construction Meeting, Cedar Rapids,  10.26-10.28 airfare, lodging, meals  
18.  Seminar Law and Science, Brooklyn,  11.2-11.4 airfare, lodging, meals  
19.  Eleventh Circuit Judges' Meeting, Key West,  12.3-12.4 airfare, lodging, meals  
20.  Defender Services Committee Meeting, New Orleans,  12.4-12.8 airfare, lodging, meals  
21.  Federal Practice Seminar, Des Moines,  12.15 mileage, meals  

22. 

Date Report 
10/112007
BENNETI, MARK 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
 	NONE (No reportable liabilities.) CREDITOR 

Name Person Reporting 
Date Report 
BENNETI, MARK 
10/1/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
(2) (I)
(I) 
(2) 
(3) (5) 
Place "(X)" after each asset  Amount  Type(e.g.  Value  
exempt from prior disclosure  Code  div., rent,  Code  
(A-H) int.)  (J-P)  

18. Stocks (IRA) 
Value Type(e.g. Method buy, sell, Code3 redemption) 
(Q-W) 
Date Value Month-Code Day 
(J-P) 
Gain 
Code (A-H) 
Identity 
buyer/seller (if private 
transaction) 
19. 
JDS Uniphase Corporation None 

20. 
Michael's Stores (see notes) None Partial Sale 5125 

21. 
Partial Sale 6/23 

22. 
Sure beam Corp. (see notes) None 

23. 
Schwab Money Market Fund (IRA) None 

24. 
Non IRA Assets and Investment Activity 

25. 
Allianz RCM Biotech Fund Class None Sale 1/10 

26. 
ANTX None 

27. 
Cisco None 

28. 
Fidelity Emerging Markets None Buy 3/28 

29. 
Franklin Income Class None Buy 

11/9 
30. Hartford Capital Appreciation None Buy 
1119 
31. 
JDS Uniphase None 

32. 
Michael's Stores (see notes) None 

33. 
Surebeam Corp. Dividend 

Wasatch Core Growth None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001  $15,000  E=$15,001-$50,000  
(See Columns and D4)  F=$50,001 -$100,000 =Sl00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00  $250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
BENNETT, MARK 
10/1/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) (2) (!) (2) (3) 
(4) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. exempt from prior disclosure div., rent, Code Method buy, sell, 
Code (A-H) int.) (J-P) Code3 redemption) (Q-W) 
notes) 
52. 
Partial Sale 
Date Value Gain Identity 
Month-Code Code buyer/seller 
Day (J-P) (A-H) (if private 

transaction) 
6/22 
Partial Sale 11/3 
Allianceber International None 
55. 
Berkshire Hathaway Inc DEL None 

56. 
Cambiar Opportunity Inv. None 

57. 
FBR Small Cap Class None 

58. 
Fidelity Cash Reserves None 

Fidelity Emerging Markets None Partial Sale 512 
60. 
Partial Sale 6/20 
61. 
Partial Sale II/I 

62. 
Fidelity New Millenium None 

63. 
Fidelity Select NWK Infrastructure None Sale 12/21 

64. 
Fidelity Large Cap Value Fund None Buy 12/21 

Franklin Income Class None Buy 10/16 

66.  Buy  11/6  
67. Harding Loevner Emerging Market  None  Partial Sale  512 Income Gain Codes: =Sl,000 less =$1,001  $2,500 =$2,501  $5,000 =$5.001  $15,000 =$15,00  $50,000  
(See Columns and D4) =$50,001  $100,000 =$100,001  $1,000,000 1,000,00  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00  $50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Columns and D3) =$250,001 $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

VII. INVESTMENTS and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: ,000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns and D4) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
10/1/2007
BENNETT, MARK 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporl) Michael's Stores (#20) longer owned due cash merger 10.31.06 with total value $5,362.39 
Surebeam Corp. (#22) per records this stock had its registration revoked the SEC effective 10.20.06 
Michael's Stores (#32) longer owned due cash merger 0.31.06 with total value $5.233.95 
Spouse's IRA line Fidelity account 
Aim International Small Co. (#51) was referred Aim International Emerging Growth the 2005 report 

IRA line Smith Barney account just opened 2006 
Cash was deposited into the Bank Depoist Program (#85) this IRA 0/6/06 
Olstein Financial Alert Fund (#89) was transferred into this IRA 10/5/06 
RBC Dain Rauscher Inc (#90) was deposited into this IRA 10/5/06 
UTS First (#91) was transferred into this IRA 10/5/06 

Date Report
BENNETT, MARK 
10/1/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TIDS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 POSIT! NS. (Reporting individual only; see pp. 9-13 instructions.) 
 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; seepp.14-16 instructions.) 
 NONE (No reportable agreements.) 

PARTIES AND TERMS 

III, NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 INCOME  
(yours, not spouse's) 2006  Aspen Publishing 3300 Spouse's Non-Investment Income IJyou were married during any portion the reporting year, complete this section.
(Dollar amaunt not required except for honoraria.) 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV, REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  American Judicature Society /Drake Law School Series, Des Moines, Iowa  2.26-3.1 mileage, lodging, meals Iowa Academy Trial Lawyers, Des Moines, Iowa 3.1-3.3 lodging, meals  Visiting Jurist Residence the Iowa University School  3.27-3.30 mileage, lodging, meals  
Law, Iowa City, Iowa  Drake University Law School Des Moines, Iowa  4.2-4.3 mileage, lodging, meals  

Date Report 
BENNETI, MARK 
7/23/2007  Eighth Circuit Chief Judges Conference, Minneapolis,  4.5-4.6 airfare, lodging, meals  
Minnesota  Georgetown Employment Law Institute, Washington,  4.6-4.7 airfare, lodging, meals  ITLA Employment Law Seminar, Des Moines, Iowa  4.20-4.21 mileage, lodging, meals  

Defender Services Committee Meeting, Washington, 4.23-4.28 airfare, lodging, meals  Northern District oflowa Courthouse Project Meeting, Cedar Rapids, Iowa  5.11-5.12 airfare, lodging, meals  
IO.  Advanced Fed DefTraining Program/Def Services Comm Meeting San Fran/Sonoma,  5.30-6.3 airfare, lodging, meals  West meeting, Cedar Rapids,  6.7-6.8 airfare, lodging, meals  

12.  National Workshop for District Court Judges, San Diego,  6.20-6/23 airfare, lodging, meals  
13.  Coe College Death Penalty Seminar/New Courthouse  7.12-7.14 airfare, lodging, meals  
Construction Mtg, Cedar Rapids,  
14.  Judicial Conference, Gull Lake, .16-7.20 airfare, lodging, meals  
15.  Iowa Bar Association Summer Seminar, Okoboji,  8.19 mileage, meals  
16.  Magistarte Judge Interviews, Cedar Rapids,  9.5-9.6 airfare, lodging, meals  
17.  Courthouse Construction Meeting, Cedar Rapids,  10.26-10.28 airfare, lodging, meals  

18.  Seminar Law and Science, Brooklyn,  11.2-11.4 airfare, lodging, meals  
19.  Eleventh Circuit Judges' Meeting, Key West,  12.3-12.4 airfare, lodging, meals  
20.  Defender Services Committee Meeting, New Orleans,  12.4-12.8 airfare, lodging, meals  

21. 
Federal Practice Seminar, Des Moines, 12.15 mileage, meals 

22. 

Date Report 
BENNETT, MARK 
7/23/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[RJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[RJ NONE (No reportable liabilities.) 

Name Person Reporting 
Date Report 
BENNETT, MARK 
7/23/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end 
(including trust assets) reporting period 
reporting period 
(l) 
Place "(X)" after each asset Amount exempt from prior disclosure 
Code (A-H) 
Mutual Funds (IRA) 
(2) (I) Type(e.g. Value div., rent, Code int.) (J-P) (2) Value Method Code 
(Q-W) 
Type (e.g. buy, sell, redemption) 
Transactions during reporting period 

(2) Date Month-Day 
(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

Aim Global Health Care None 
Buffalo Small Cap Fund None Partial Sale 12/28 
Cambiar Opportunity Fund None Partial Sale 1112 
Partial Sale 4125 
Excelsior Equity Opportunities Fund None Buy 11/13 
Excelsior Value and Restructuring Fund None 
Harding Loevner Emerging None 
Hennesy Cornerstone None Sale 12/28 

10. 
Rainier Small/Mid Cap Equity Portfolio None Partial Sale 12/28 

11. 
Schwab Hedged Equity None Partial Sale 2124 

12. 
Partial Sale 12122 

13. Buy 11/10 
14. 
TCW Galileo Value Oppty None Sale 10/23 

15. 
Wasatch Core Growth Fund None Partial Sale 1/23 

16. 
Partial Sale 7125 

17. 
Partial Sale 12/28 Income Gain Codes: =Sl ,000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  l=$15,000orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =SI,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
7/23/2007
BENNETT, MARK 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. 
Wasatch Intemationl Growth Fund None 917 

19. 
Stocks (IRA) 

20. 
JDS Uniphase Corporation None 

21. 
Michael's Stores (see notes) None Partial Sale 5125 
22. 
Partial Sale 6/23 

23. 
Surebeam Corp. (see notes) None 

24. 
Schwab Money Market Fund (IRA) None 

25. 
Non IRA Assets and Investment Activity 

26. 
Allianz RCM Biotech Fund Class None Sale I/IO 

27. 
ANTX None 

28. 
Cisco None 

29. 
Fidelity Emerging Markets None Buy 3/28 

30. 
Franklin Income Class None Buy 11/9 

31. 
Hartford Capital Appreciation None Buy 11/9 

32. 
JDS Uniphase None 

33. 
Michael's Stores (see notes) None 

Surebeam Corp. Dividend Income Gain Codes: =$1,000 less  B=Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,001-SIOO,OOO =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15, 000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
BENNETT, MARK 
7123/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Description Assets 
Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) (2) 

(2) 
(I) 
(2) 
(3)
(1) 
(1) 
(5) 
Amount 
Value 
Value
Type (e.g.
Place "(X)" after each asset 
Code 
div., rent, 
Code 
Method
exempt from prior disclosure 
(A-H) int.) 
Code 
(J-P) 
(Q-W) 
35. 
Wasatch Core Growth None 

36. 
Wasatch Ultra Growth None 

Type (e.g. buy, sell, redemption) Date Month-Day 
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

Williams Co's Inc. None 
38. 
Miscellaneous Holdings 

39. 
Iowa College Savings Account--None Contribute ustodian 

Iowa College Savings Account None Contribute custodian 
41. CKG ACCT; Fidelity, Boston Interest 
Wells Fargo Checking Account Interest 
43. 
Iowa/Nebraska State Bank Checking Interest Account 

44. 
REINSURANCE AGREEMT; !st Colony None Life Ins. Co. 

45. 
Belcour Pension Invest None 

46. 
LMTD PTRSHIP; Riverfront Ass'n; Des None Moines, 

LMTD PTRSHIP-Shearson Senior Income None Fund 
48. LMTD PTRSHIP-Shearson Coast Savings None 
LMTD PTRSHIP-Caryle Real Estate None 
50. 
RESIDENTIAL LOT; Sioux City, None 

51. 
IRA notes) Income Gain Codes: 1,000 less =SI,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,0000000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-6011ffiling instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
BENNETT, MARK 
7/23/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income during reporting period Gross value end reporting period Transactions during reporting period  
(I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) (3) (4) Date Value Gain Month-Code Code Day (J-P) (A-H)  (5) Identity buyer/seller (if private transaction) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
69. 
Partial Sale 6120 
70. 
International Business Machine None Sale 
71. Morgan Emerging Market Debt Select None 

72. 
Matthews Pacific Tiger Fund None Partial Sale 6120 

73. 
Neurberger Berman Partners Trust None 

Oakmark Equity Income None Buy 
Buy 6/21 
76. 
Buy 6126 

77. 

Buy 
78. Partial Sale 10/10 
79. 
Wasatch Core Growth None Partial Sale 12/29 

80. 
Wasatch Hoisington None 

81. 
Wasatch Small Cap Value None Partial Sale 6/30 

82. 
Partial Sale 
83. Partial Sale 1111 
84. 
Partial Sale 12/29 

85. 
IRAm9:see notes) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
BENNETT, MARK 
7123/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) (3)(I) (2) 
Place "(X)" after each asset exempt from prior disclosure 
86. 
Bank Deposit Program (see notes) 

87. 
Franklin Income Fund Class 

88. 
Hartford Capital Appreciation Fund 

89. 
90. 
Olstein Financial Alert Fund (see notes) 

91. 
RBC Dain Rauscher, Inc. (see notes) 

92. 
UTS First (see notes) 

93. 
Washington Mutual Bank COD 

Amount 
Code 
(A-H) Type (e.g. div., rent, int) 
None 
Value Code (J-P) 
None 
None 
None 
None 
None 
Value Method Code 
(Q-W) 
Type (e.g. buy, sell, redemption) 
Buy 
Buy 
Buy 
Partial Sale 
Date  Value  Gain  Identity  
Month- Code  Code  buyer/seller  
Day  (J-P)  (A-H)  (if private  
transaction)  

10/6 
1019 
10/16 
10/16 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 45,001 -$15,000 415,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -Sl00,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Estimated  

Date Report 
BENNETT, MARK 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporL) 
Michael's Stores (#21) longer owned due cash merger 10.31.06 with total value $5,362.39 
Surebeam Corp. (#23) per records this stock had its registration revoked the SEC effective 10.20.06 
Michael's Stores (#31) longer owned due cash merger 10.31.06 with total value of$5.233.95 

Aim International Small Co. (#52) was referred Aim International Emerging Growth the 2005 report 
-IRA line Smith Barney account just opened 2006 Cash was deposited into the Bank Depoist Program (#86 )in this IRA 10/6/06 Olstein Financial Alert Fund (#90) was transferred into this IRA 10/5/06 RBC Dain Rauscher Inc (#91) was deposited into this IRA 10/5/06 

UTS First (#92) was transferred into this IRA 10/5/06 

Date Report 
BENNETI, MARK 
7/23/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TIIlS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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