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Judicial Watch • Mark W Bennett Financial Disclosure Report for 2010

Mark W Bennett Financial Disclosure Report for 2010

Mark W Bennett Financial Disclosure Report for 2010

Page 1: Mark W Bennett Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:15

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Mark W Bennett, BENNETT, Estimated, 2010, Market, INVESTMENTS, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rev.  FOR CALENDAR YEAR 2010 Government Act 1978 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) BENNETT, MARK Court Organization USDC/Northern District oflowa Date Report 5/12/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Court Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 313 United States Courthouse 320 Sixth Street Sioux City, 51101 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Bennett. Mark 

5/12/2011
BENNETT, MARK 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  Aspen Publishing  $4,200.00 2010  Drake University Law School  $3,700.00 Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION 	EPLI /24/I 0-1/26/I0 New York, 	
International Assoc. 2/14/10-2/16/IO Naples, Defense Counsel 	
Alaska Bar Association 4/27/10-511110 Anchorage, 

PURPOSE 
15th Annual EPLI Conference 
ITEMS PAID PROVIDED 
airfare, lodging, meals 
!ADC Midyear  aifare, lodging, meals  
Meeting  
Alaska Bar Convention  airfare, lodging, meals  

Pacific Coast Labor 5/12/10-5/14/10 Seattle, 43rd Annual Pacific Coast airfare, lodging, meals Employment Bar Labor Employment Law 
Conf. Marcus Evans Summits 5/16/10-5/18/10 Miami, Employment Law Seminar airfare, lodging, meals 

5/12/2011 

5123/I 0-5/25/10 St. Paul, 	Upper Midwest airfare, lodging, meals Employment Law Institute 
Iowa State Bar 6/4/10-6/5/10 Okoboji, 	
Iowa State Bar 7/10/10 Okoboji, 	
ALJ Association 9/12/10-9/13/10 Des Moines, 

IO. 	Massachusetts CLE, Inc./ 9/15/10-9/17/I Boston, MCLA./ABOTA Trial airfare, lodging, meals ABOTA Advocacy Program 
11. 
NLRB 9/23/I 0-9/24/I Chicago, 	NLRB Conference airfare, lodging, meals 

12. 	
AC! 9/29/I 0-9/30/10 New York, Mass Tort Products airfare, lodging, meals Liability Conference 

13. 	Baldwin/Mobile Bar 12/2/10-12/5/10 Mobile, Baldwin/Mobile County airfare, lodging, meals Bench Bar Program 

14. 
Iowa State Bar 12/16/10-12/17/10 Des Moines, 	Federal Practice Seminar mileage. lodging, meals 

15. 	
Drake University School Spring Semester Des Moines, Co-Teaching law class mileage, lodging, meals Law 

16. 

17. 

18. 

19. 

20. 

21. 

22. 

5/12/2011
BENNETT, MARK GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

Date Report 
BENNETT, MARK 
5112/2011 

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(l) (2) 
(4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code buyer/seller
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
(A-H) (if private 
(A-H) int.) (J-P) Code redemption) (J-P) 
transaction}
(Q-W) Non-IRA (Fidelity) 
ANTX None 
Berkshire Hathaway None 
FBR Focus Fund None Buy 12/20/10 

(add'!)  First Eagle Global Class  Dividend  Harding Loevner Emerging Mkts  None  Buy  10/1/10  Invesco Intl. Small Co.  None Income Gain Codes: =$l ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) 450,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

BENNETT, MARK 
5/12/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) 

Date Report 
Name Person Reporting 

5/12/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(!) (2) (!) (2) 
(2) 
Identity 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date 
Code 
Code buyer/seller
exempt from prior disclosure div., rent, Code2 Method buy, sell, 
(ifprivate
(A-H) int.) (J-P) Code3 redemption) (JcP) 
transaction)
(Q-W) 
Iva Worldwide Fund None Buy 01/08/10 
36. 37.  
 Sold (part) Sold  03/30/10 07129110 ncomc Gain Codes: =$1,000 less =$1.001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$l 5,000 less =$15,001 -$50.000  L=$50,00l -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment. =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

5/12/2011
BENNETT, MARK 

VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting riod  
(4)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Identity  
exempt from prior disclosure  Code  div.; rent,  Code  buy, sell,  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (if private  
(Q-W)  transaction)  

52. Rowe Price PERSNL Strategy Blanced Dividend Buy 01/08/10 
Sold 03/30/10 (part) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Courons and 04) =$50,001 100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=$50,001-$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

BENNETT, MARK 
5/12/2011 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Incollle during 	Gross value end Transactions during reporting period ofreporting period 
(1) 
Type (e,g., Value Value Type(e.g., Code Method buy, sell, buyer/seller (J-P) Code3 redemption) (if private (Q,W) 
tl'.ansactfon) 
86. 
FMI Large Cap Fund 	None Buy 03/31/10 

87. 	
Sold 10/05/10 

88. 
Goldman Sachs Satellite Port None 	Buy 10/04/10 Income Gain Codes: =$1,000 less  B=$1,001 $2,500  C=$2,501 $5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,001 -$100,000  G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes  J=$15,000orless  K=$15,001 -$50,000  L=$50,001 -$100,000 =$1 00,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000  0=$500,001 -$1.000,000 =$1,000,00I -$5,000,000  P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000  P4=More than $50,000,000 Value Meth Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value =Other =Estimated  

BENNETT, MARK 
5/12/2011 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

(5) Identity ()f
Place ''(X)"after each as.se.i 	Amount Type (e.g., Value Value Code 
Code2
exemptfrompriordisc!Osure div., rent, Method 
buyer/seller 
(A-H) int.) 
(ifprivate 
transaction}
(QcW) 
103. 	Buy 10/06/10 (add'I) 
104. Matthews China Fund 	None Income Gain Codes: =$I ,000 less =$1,001 -$2,500 42,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,00 -$1.000,000 =$1,000,001 -$5,000,000 ='More than $5,000,000 Value Codes =$I 5,000 less =$15.001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,00I -$500,000 =$500,00 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

511212011
BENNETT, MARK 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 

Name Person Reporting 
Date Report 
BENNETT, MARK 
5/12/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIOS. (Indicate partofreport.) 
Boston Partners (line 77) referred Robeco Boston Partners the report. 
Fidelity Emerging Markets (line 82)) was inadvertantly noted completely sold 2009. was not completely sold until 2010. 
Wasatch 1st Source (line 126) was completely sold 2009. 
Wasatch Long/Short Fund (line 128) should have been included purchased 2009. 
Blackrock Global Allocation Fund (line 133) was purchased December 2009, and inadvertantly left off the 2009 report. 
The Citibank South Dakota Bank Deposit Program (line 134) was depleted November 2009. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: MARK BENNETT 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544