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Judicial Watch • Marsha S. Berzon – 2006

Marsha S. Berzon – 2006

Marsha S. Berzon – 2006

Page 1: Marsha S. Berzon – 2006

Category:Federal Judges

Number of Pages:11

Date Created:January 31, 2008

Date Uploaded to the Library:July 29, 2014

Tags:berzon, Marsha, Marsha S Berzon, 2006, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOIO Government Act 1978 
Rev.1/2007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) BERZON, MARSHA Court Organization U.S.C.A. NINTII CIRCUIT Date Report 05/09/2007 Title (Article IIIjudges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE -ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2006 12/31/2006 Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance SEVENTH STREET with applicable laws and regulations. 
P.O. BOX 193939 
SAN FRANCISCO, 94119-3939 
Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ NS. (Reporting individual only; see pp. 9-13 instructions.) 
[EJ NONE (No reportable positions.) 
 
 
 
JJ, AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.) 
[EJ NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
05/09/2007 
BERZON, MARSHA 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 	INCOME 
(yours, not spouses) 2006 NEW YORK UNIVERSITY HONORARIUM 1,800.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria NONE (No reportable non-investment income.) 2006 	SELF-EMPLOYED AITORNEY 
 
 
JV. REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 	 
AMERICAN CONSTITUTION SOCIETY 6/15-6/18/06 -WASHINGTON, D.C. PROFESSIONAL ASSOCIATION ACTIVITY (TRAVEL, LODGING, MEALS) 
NEW YORK UNIVERSITY 7/08-7/14/06 -NEW YORK, NEW YORK PROFESSIONAL ASSOCIATION ACTIVITY (TRAVEL, LODGING, MEALS) 
 
 
 
 
 
 
BERZON, MARSHA 
05/09/2007 
 
 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IKJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
IKJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal :::Assessment =Book Value =Estimaled 
 
(See Column C2) =Other 
 
BERZON, MARSHA 
05/09/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
18. DREYFUS PREMIER NEW LEADERS Dividend 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
FUND MIDCAP OPPORTUNITIES FUND Dividend 
22. 23. FUND SCHWAB MUNI MONEY FUND (SWEEP) SCHWAB MUNI MONEY FUND (NON-SWEEP) Dividend Dividend 
24. 25. FIDELITY AMT TAX FREE MONEY MKT(FORMERL FID. SPART AN) PSP#l ACCOUNT) Dividend Dividend 
26. -AIM AGGRESSIVE GROWTII FUND REORGOUT 3/24 
 
20. VANWAGONER EMERGING GROWTII 
FUND 
21. VAN WAGONER SMALL CAP 
27. 
-AIM BLUE CHIP FUND-CL REORGOUT 3/24 
 
28. 
-AIM CHARTER FUND -CL REORGIN 4/07 
 
 
-AIM WEINGARTEN FUND -CL 
3/24 
REORGOUT 
29. 
-AIM CHARTER FUND -CL 
 
30. 
-AIM CONSTELLATION FUND -CL 
 
31. 
-AIM CONSTELLATION FUND-CL 
 
32. 
-AIM CONSTELLATION FUND-CL 
 
33. 
-AIM PREMIER EQUITY FUND -CL 
 
 
SELL 
REORG 
REORGIN*2 
PARTIAL 
SALE 
 
REORGOUT 
 
4 
4/21 
3/24 
3/24 
4/21 
4/07 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
 
BERZON, MARSHA 
05/09/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5, 000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column CZ) =Appraisal =Other :::::Assessment =Book Value =Estimated 
 
 
 
BERZON, MARSHA 
05/09/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 $1,000,000 =$1,000,001  $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column CZ) =Appraisal =Other :;::;Assessment =Book Value =Estimated 
 
 
 
05/09/2007 
BERZON, MARSHA 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) (1) (2) 
(3) 
(5) 
(4) 
Amount 
Type (e.g. Value 
Value 
Place (X) after each asset 
Code 
div., rent, 
Code 
Method 
exempt from prior disclosure 
(A-H) int.) (J-P) 
Code 
(Q-W) 
Type (e.g. buy, sell, redemption) Date Value 
Gain 
Identity Month- 
Code 
Code 
buyer/seller Day 
(if private transaction) (J-P) 
(A-H) 
BALANCED FUND -CL 
67. -AMERICAN FUNDS CASH MANAGEMENT TRUST AMERICACL 68. CAPITAL ACCOUNT LAW FIRM PARTNERSHIP Interest Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Cndes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Cndes =$25,000,001 -$50,000,000 =Cnst (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
 
BERZON, MARSHA 
05/09/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) THE EARNINGS REPORTED PART VII REPRESENT THE DISTRIBUTIVE SHARE PARTNERSHIP INTEREST INCOME. AlM AGGRESSIVE GROWTH FUND CLASS WAS REORGANIZED AIM CONSTELLATION FUND CLASS 3/24/06. AlM BLUE CHIP FUND CLASS WAS REORGANIZED AlM LARGE CAP GROWTH FUND CLASS 3/24/06. AIM PREMIER EQUITY FUND CLASS WAS REORGANIZED AIM CHARTER FUND CLASS 4/07 /2006. AlM WEINGARTEN FUND CLASS WAS REORGANIZED AlM CONSTELLATION FUND CLASS 3/24/2006. 
 
*VALUE AND INCOME ASSET LISTED PART VII, LINE PREVIOUS YEARS REPORT HAS DECLINED BELOW REPORTING VALUE. 
05/09/2007 
BERZON, MARSHA 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544