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Judicial Watch • Marvin E. Aspen – 2010

Marvin E. Aspen – 2010

Marvin E. Aspen – 2010

Page 1: Marvin E. Aspen – 2010

Category:Federal Judges

Number of Pages:6

Date Created:September 6, 2013

Date Uploaded to the Library:June 07, 2014

Tags:Marvin E Aspen, Aspen, MARVIN, travel, American, stock, 2010, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY BOARD DIRECTORS AMERICAN BAR ASSOCIATION/AMERICAN BAR ASSOCIATION RETIREMENT FUNDS 
 
 
II. REE MENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
PARTIES AND TERMS 
 
 
Marvin 
III. 
NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) 
Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE 
2010 STATE ILLINOIS (PENSION) 
 
 
INCOME (yours, not spouses) $23,144.52 2.2010 THE RUTTER GROUP (ROY ES) $3,708.01 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this 
section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
IV, REJMB URSEMENTS -transportation, lodging.food, enfertainment. 
(Includes those spouse and dependent children; see pp. 25-2 filing instructions.) NONE (No reportable reimbursements.) 
 
ITEMS PAID PROVIDED 
Travel-related expenses/coach air; hotel; meals 
Travel-related expenses/coach air. hotel, meals 
 
815-9110 San Francisco, Meeting Travel-related expenses/coach air, hotel, 
 AMERICAN BAR 
meals 
ASSOCIATION AND ABA 
RETIREMENT FUNDS 
AMERICAN BAR 9/21-9/26/10 Philadelphia, Meeting Travel-related expenses/coach air, hotel, meals 
ASSOCIATION AND ABA 
RETIREMENT FUNDS AMERICAN BAR 12/1-5/10 Key Biscayne, Meeting Travel-related expenses/coach air, hotel, ASSOCIATION AND ABA meals RETIREMENT FUNDS GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
 
VI. 
LIABILITIES, (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
 
 
VALUE CODE 
 
 
 
VII. 
INVESTMENTS and TRUSTS -income, Ya/ue, transactions (Includes those spouse and dependent children; 
see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
 
 
(I) 
(2) 
 
 
(2) 
 
 
(2) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mmlddlyy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
J.P. MORGAN CHASE Interest 
 
FIRST BANK HIGHLAND PARK Interest 
 
AMERICAN TELEPHONE Dividend Buy 01127/10 TELEGRAPH CO. (COMMON STOCK) EXXON MOBIL CORPORATION (COMMON STOCK) PACIFIC GAS ELECTRIC CO. (COMMON STOCK) PFIZER, INC. (COMMON STOCK) Div Dividend Div Buy Ol/27/10 COMMERCIAL BUILDING, NORTHBROOK, (LTD PTNRSHP) SBC COMMUNICATIONS (COMMON STOCK) BELL SOUTHERN (COMMON STOCK) Dividend Div Div Sold Sold 07/21/10 01/27110 
10. BSV (LIMITED PARTNERSHIP) Dividend MICROSOFT CORP. Dividend Buy 07/21/10 
12. 
NASDAQ TRUST SERI Dividend 
 
13. 
MANUAL FINANCIAL CORP Dividend 
 
14. 
IDEARS, INC. Dividend Sold 01/27/10 
 
15. 
INTEGRYS ENERGY GROUP Dividend Sold 07/21/10 
 
16. 
JNTEL CORP Dividend 
 
17. 
LSI CORP Dividend Jncome Gain Codes: 1,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =SS,001 -SIS,000 =SI 5,001 SS0.000 (See Columns and 04) =SS0,001 -SI00,000 G=SI00,001-Sl,000,000 =S1 .ooo.00 -S5.ooo.ooo =More than SS,000,000 
 Value Codes =SI 5,000 less =515,001 -550.000 =550,001 -5100,000 =SI00,001 -5250.000 (See Columns and DJ) =S250.(l01  S500,000 =S500,00I SI ,000.000 =Sl,000.001  S5.000.000 =$5.000,001  $25.000.000 =$25,000.001  550,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market (Sec Column C2) Bouk Value =Other =Estimated 
 
 
VII. 
INVESTMENTS and TRUSTS -income, vatue, transactions (lnctudes those spouse and dependent children: see 
pp. 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
Transactions during reporting period Description Assets Income during Gross value end (including trust assets) reponing period reponing period 
(2) 
(2) 
 
 
(2) 
(3) alue Value Type (e.g Date Value Gain Identity 
Place (X) after each asset Amount Type (e.g 
Code 
Code Method buy. sell. mm/dd/yy Code Code buyer/seller 
exempt from prior disclosure div., rent. 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
 
 
18. 
 
MORGAN STANLEY Dividend Sold 04/13/10 
 
19. 
 
MOTOROLA Dividend 
 
20. 
 
PG CORP Dividend 
 
21. 
 
RELIANT ENERGY, INC. Dividend Sold 01127/10 
 
22. 
TEREX CORP Dividend Sold 01/27110 
 
 
23. 
WEATHERFORDINT. LTD. Dividend Sold 01/27/lO 
 
 
24. 
ALL STATE CORP Dividend 
 
 
25. 
CONNOCO PHILLIPS Dividend 
 
 
26. 
GENERAL EELECTRIC Dividend 
 
 
27. 
EMBARQ CORP. Dividend Sold 01/27/10 
 
28. 
HEWLETT PACKARD CO. Dividend 
 
29. 
SPRINT NEXTEL CORP. Dividend 
 
30. 
TEXAS INSTRUMENTS INC Dividend 
 
31. 
VIACOM INTL. Dividend 
 
32. 
FIDELITY MUTUAL FUND Dividend 
 
33. 
DREYFUS MUTUAL FUND Dividend 
 
34. 
SIT INVESTMENT ASSOC. MUTUAL Dividend FUNDX Income Gain Codes: 1,000 less =Sl,001  S2,500 =S2.50l -S5,000 =SS.001 -Sl5,000 =Si5,00I -S50.000 (See Columns and 04) =$50,001  SI00,000 100,00t -S!,000,000 =Sl,000,001  SS,000,000 More than SS,000.000 
 Value Codes 15,000 less 15,CXH  SS0,000 =S50.00l -SI00,000 =SI00,001  S250,000 (See Columns and D3) =S250,00I -S500.000 O=SSOO.OO! l,000,000 =Sl,000,001 -SS,000,000 =$5,000,001  S25.000.000 =SZS,000,001 -SS0,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Esiatc Only) =Assessment =Cash Market {See Column C2) =Book Value =Other =Estimated 
 
 
VII. 
INVESTMENTS and TRUSTS -income, vatue, transactions