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Judicial Watch • Mary M. Lisi – 2009

Mary M. Lisi – 2009

Mary M. Lisi – 2009

Page 1: Mary M. Lisi – 2009

Category:Federal Judges

Number of Pages:10

Date Created:September 12, 2013

Date Uploaded to the Library:November 16, 2014

Tags:Mary M Lisi, committee, American, district, court, filing, 2009, INVESTMENTS, spouse, TRUSTS, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Acl 1978 Rev. 112010 FOR CALENDAR YEAR 2009 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Lisi, Mary Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Chief District Judge -Active Court Organization U.S. District Court Sa. Report Type (check appropriate type) Nomination, Date Initial Annuol Final Sb. Amended Report Date Report 05120i20!0 Reponing Period 0110112009 12/3112009 Chambers Office Address U.S. District Court One Exchange Terrace Providence, 02903 the basis the information fontained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regularlons. Reviewing Officer Date 
 
/1l1PORTANT NOTES: The instructions accompanying this form must followed. Complete ullparts, checking the NONE box for euch part where you have reportable information. Sign last puge. POSITIONS. (Reporting individual only; see pp. 9-13 filing inslructions.) NONE (No reportable positions.) Selection Committee Chair Hassenfeld Family Foundation Rhode Island Public Service Fellowships Member Temple University School Law Board Visitors Member University Rhode Island Presidents Council Member ABA National Conference Federal Trial Court Judges Executive Committee 
(/)  -C-1 
3:: - 
r--.-, :>:> IJ. AGREEMENTS. (Reporting Individual only; pp. 14-16 filing instructions.) 
- 
-rir-J> 
Lisi, 
 
 
 
 
 
 
Date Report 
Name Person Reporting 
05/20/2010 
Lisi, Mary 
 
III. N-INVESTMENT JNCO ME. (Reporting f11dividual and spouse; see pp. 17-14 filing Instructions.) Filers Non-Investment Income 
 NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) Spouses Non-In vestment Income -If you were manled during any portion the reporting year, completethis section. (Dollar amount not required except for honorwia.) NONE (No reportable non-investment income.) 2009 self-employed attorney 
 
 
 
IV. REIMBURSEMENTS -transportation, lodgingJood, enlertalnment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) American Bar Association February 12-14, 2009 Boston, Mid-Year Meeting Lodging, ground transportation, meals American Bar Association June 22-26, 2009 Denver, Judicial Discipline Consultation Mtg. Airfare, lodging, ground trasnportation, meals GIFTS. (Includes those spouse and dependent children; seepp. ]8,.JJ filing instructions.) 
[2J NONE (No reportable gifts.) 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. JJ,J3 filing in>tructions.) 
[Z] NONE (No reportable liabilities) 
 
 
 
 
 
 
Date Report 
Name Person Reporting 
05/20/2010 
Lisi, Mary 
VII. INVESTlfENTS and TRUSTS -Income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiUng ins1ruc11ons.J NONE (No reportable income, assets, transactions.) 
 
VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010 Page 
 
 
 
VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010 
Narragansett Insured Tax Free Inc CLY Dividend 5/15 
Sold 11/13 
Generations Multi Strategies NONE Sold 3/3 
Payden Limited Dividend Sold 4/27 
Pioneer Oak Ridge Small Cap NONE 2/6 
Sold 2120 Rowe Price Health Sciences NONE Sold 2120 
Rainier Mid Cap Port lnstl NONE Sold 2/20 
River_ourceDiversfd Income NONE Sold 2120 Rowe Price Blue Growth ADV NONE Sold 2/20 
Value Plus Service Class NONE Sold 215 
Real Asset NONE 1/16 
Sold 2/20 
Commodities NONE Sold 1/15 
Global Bond Dividend 3/23 
5/15 
Sold 11/13 
Intl Value lnstl NONE Sold 2120 
11/13 
Market Dividend 
 
 
VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010 Page 
Fidelity IRA American Century GNMA Dividend Sold 5/15 11/13 
American Century International Bond William Blair International NONE NONE Sold Sold 3/3 2/20 
Calamos Convertible Class Dividend 2/25 
5/15 
Sold 10/27 
Columbia Technology Fund Goldman Sachs Ultra Duratn Govt NONE Dividend Sold Sold 2/20 2/24 
ING Global Real Estate Janus Research Fund Dividend NONE Sold Sold 10/27 2120 
Laudus Rosenberg Intl Disc lnstl NONE Sold 2120 
Loomis Sayles Investment Grade Bond Dividend 4/28 
5/15 
11/13 
Mainstay High Yield Corp Class Dividend 2125 5/15 
Sold 11/13 
 
 
VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010 Page 
 
 
 
 
 
 
Name PelSlln Reporting 
Date Report 
FINANCJAL DJSCLOSURE REPORT Page 5of6 
Lisi, Mary 
05/20/20!0 
 
VIU. ADDJTIONAL INFORMATION EXPLANATIONS. (lml/catepartofReport.) 
 
 
 
 
Name Person Reporting 
Date Report 
Lisi, Mary 
05/20/2010 
 
IX. CERTIFICATION. certify that all information given above (Including Information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honorarla and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544