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Judicial Watch • Mary M. Lisi – 2012

Mary M. Lisi – 2012

Mary M. Lisi – 2012

Page 1: Mary M. Lisi – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Mary M Lisi, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, spouse, transactions, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app .M 101-11 Person Reporting (last name, first, middle initial) Lisi, Mary Court Organization U.S. District Court -R. Date Report 05/06/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Chief District Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/20!2 12/31/2012 Chambers Office Address 
U.S. District Court 
One Exchange Terrace 
Providence, 02903 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. PQSITI ONS. (Reporting individual only; see pp. 9-13 filing ins/ructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Selection Committee Chair  Hassenfeld Family Foundation Rhode Island Public Service Felloviships 
Member Temple University School Law Board Visitors 
Member University Rhode Island President's Council 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing ins/ructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/06/2013
III. N-INVESTMENT ME. (Reporting intlfrid11ai and spouse; see pp. 17-24 filing instructions,) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except.for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 self-employed attorney 
IV. REIMBURSEMENTS transportation, lodging,food, entertainment.
(Includes those spouse and dependent children; see pp. 25-27 (filing instructions.) NONE (No reportable reimbursements.) 

ITEMS PAID PROVIDED 
Lodging, ground transportation, meals 
Lodging, ground transportation, meals 

05/06/2013 GIFTS. (Jnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

05/06/2013
VII. INVESTMENTS and TRuSTS --income, value, transactions (lncl11des tltose spo11se and dependent cltildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) Income Gain Codes: =$1.000 less =$1,00 I-$2.500 =$2.501 -$5.000  D=$5,001 -$15,000  E=$15,001 -$50,000  
(Sec Columns and 04)  F=$50,001 -$100,000 =$100.001 -$1.000.000  Ill =$1,000.001 -$5.000,000  112 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15.001 -$50.000  L=$50.00 -$100.000 =$100.001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500.001 -$1.000,000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000,000  1'4 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

05/06/2013

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent c!rildren; see PP 34-60 ting ins1mc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500 42.501-$5,000  0=$5,001 -$15,000 =$15.001 -$50,000  
(See Columns and 04)  F=$50.001 -$100.000 =$100,00 -$1.000,000  111 =$1,000.001 -$5,000.000 =More than $5.000,000 Value Codes  J=$15,000 less  K=$15,001 -$50.000  L=$50.00 -$I 00,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.00 -$500,000  0=$500,001 -$1.000.000 =$1,000,001 -$5,000.000 =$5,000.001 -$25,000,000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Othcr  W=Estimated  

05/06/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nct11des those spouse and dependent c11ildren; see PP 34-60 ofJi tine instructions.) NONE (No reportable income, assets, transactions.)  
Descriplion Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transac1ion) Income Gain Codes: =$1.000 less =$1,001 -$2,500  c=$2,501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50,001 -$100,000 =$100.001 -$1.000,000 =$1,000.001 -$5,000.000  112 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001 -$100,000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500,000  0=$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Other  W=Estimated  

05/06/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (I) (3) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less  B=$1,001-$2,500 =$2.501 -$5.000  D=$5.001 -$15.000 =$15.00 -$50,000  
(Sec Columns and D4)  F=$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15,001 -$50.000  L=$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000  0=$500,00 -$1.000.000 =$1,000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000  1'4 =More lhan $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

05/06/2013
VII. INVESTMENTS and TRUSTS -income, vat11e, transactions r1nc111des those spouse and dependent children; see PP 34-60 ting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
{I) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

69. -Templeton Global Bond  Dividend  Sold  08/20/12  
70. -Thornburg International Value  Dividend  Sold  08/20/12  
71. -T. Rowe Price Blue Chip Growth  None  Sold  08/20/12  
72. -Fidelity Cash Reserves  Dividend  
73. Global Fixed Income  Dividend  Buy  08/21112  
74. International Value  Dividend  By  08/21/12  
75. Core Market  Dividend  Buy  08/21112  
76. Fixed Income  Dividend  Buy  08/21112 Income Gain Codes: =$1.000 less 41,001 -$2.500  c=$2,501 -$5.000  0=$5,001-$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50,001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00I -$100,000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000,001 -$5,000.000  P2=$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report 
Name Person Reporting 
05/06/2013
Lisi, Mary 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 

05/06/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Mary Lisi 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544