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Judicial Watch • Mary M Lisi Financial Disclosure Report for 2009

Mary M Lisi Financial Disclosure Report for 2009

Mary M Lisi Financial Disclosure Report for 2009

Page 1: Mary M Lisi Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:10

Date Created:November 10, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Mary M Lisi, committee, American, district, court, 2009, INVESTMENTS, EPA, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Acl 1978 Rev. 112010 FOR CALENDAR YEAR 2009 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Lisi, Mary Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Chief District Judge -Active Court Organization U.S. District Court Sa. Report Type (check appropriate type) Nomination, Date Initial Annuol Final Sb. Amended Report Date Report 05120i20!0 Reponing Period 0110112009 12/3112009 Chambers Office Address U.S. District Court One Exchange Terrace Providence, 02903 the basis the information fontained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regularlons. Reviewing Officer Date  

/1l1PORTANT NOTES: The instructions accompanying this form must followed. Complete ullparts, checking the NONE box for euch part where you have reportable information. Sign last puge. POSITIONS. (Reporting individual only; see pp. 9-13 filing inslructions.) NONE (No reportable positions.)  Selection Committee Chair  Hassenfeld Family Foundation Rhode Island Public Service Fellowships  Member  Temple University School Law Board Visitors  Member  University Rhode Island President's Council  Member  ABA National Conference Federal Trial Court Judges Executive Committee 
(/)  -C-1 
3:: -
r--.-, :>:> IJ. AGREEMENTS. (Reporting Individual only; pp. 14-16 filing instructions.) 
-
-rir-J> 
Lisi, 

Date Report 
Name Person Reporting 
05/20/2010
Lisi, Mary 

III. N-INVESTMENT JNCO ME. (Reporting f11dividual and spouse; see pp. 17-14 filing Instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-In vestment Income -If you were manled during any portion the reporting year, completethis section. (Dollar amount not required except for honorwia.) NONE (No reportable non-investment income.) 2009 self-employed attorney 

IV. REIMBURSEMENTS -transportation, lodgingJood, enlertalnment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.)  American Bar Association  February 12-14, 2009  Boston,  Mid-Year Meeting  Lodging, ground transportation, meals  American Bar Association  June 22-26, 2009  Denver,  Judicial Discipline Consultation Mtg.  Airfare, lodging, ground trasnportation, meals GIFTS. (Includes those spouse and dependent children; seepp. ]8,.JJ filing instructions.) 
[2J NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. JJ,J3 filing in>tructions.) 
[Z] NONE (No reportable liabilities) 

Date Report 
Name Person 'Reporting
05/20/2010
Lisi, Mary 
VII. INVESTlfENTS and TRUSTS -Income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiUng ins1ruc11ons.J NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010 Page 

VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010  
Narragansett Insured Tax Free Inc CLY Dividend 5/15  
Sold 11/13  
Generations Multi Strategies NONE Sold 3/3  
Payden Limited Dividend Sold 4/27  
Pioneer Oak Ridge Small Cap NONE 2/6  
Sold 2120 Rowe Price Health Sciences NONE Sold 2120  
Rainier Mid Cap Port lnstl NONE Sold 2/20  
River_ourceDiversfd Income NONE Sold 2120 Rowe Price Blue Growth ADV NONE Sold 2/20  
Value Plus Service Class NONE Sold 215  
Real Asset NONE 1/16  
Sold 2/20  
Commodities NONE Sold 1/15  
Global Bond Dividend 3/23  
5/15  
Sold 11/13  
Intl Value lnstl NONE Sold 2120  
11/13  
Market Dividend  

VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010 Page 
Fidelity IRA American Century GNMA  Dividend  Sold  5/15 11/13  
American Century International Bond William Blair International  NONE NONE  Sold Sold  3/3 2/20  
Calamos Convertible Class  Dividend  2/25  
5/15  
Sold  10/27  
Columbia Technology Fund Goldman Sachs Ultra Duratn Govt  NONE Dividend  Sold Sold  2/20 2/24  
ING Global Real Estate Janus Research Fund  Dividend NONE  Sold Sold  10/27 2120  
Laudus Rosenberg Intl Disc lnstl  NONE  Sold  2120  
Loomis Sayles Investment Grade Bond  Dividend  4/28  
5/15  
11/13  
Mainstay High Yield Corp Class  Dividend  2125 5/15  
Sold  11/13  

VII. INVESTMENTS and TRUSTS Lisi, Mary 05/20/2010 Page 

Name Pel'Slln Reporting 
Date Report 
FINANCJAL DJSCLOSURE REPORT Page 5of6 
Lisi, Mary 
05/20/20!0 

VIU. ADDJTIONAL INFORMATION EXPLANATIONS. (lml/catepartofReport.) 

Name Person Reporting 
Date Report 
Lisi, Mary 
05/20/2010 

IX. CERTIFICATION. certify that all information given above (Including Information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honorarla and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 

Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544